Table
of Contents
Where, Whither, Why, and How
Ethics, Sex, Cooking, and Other Clichés
From time to Time
SI
Technical Table table of seconds
Was it to read THIS that I went to school??
Homo pertransiens: Humanity from Past to Last
Ethics? Philosophy??? Help!!!
Origins and Effects of Human Communities
Family groups
Village groups
City or Nation status
Modern national concepts
Isms, Acies & Functional Teleological Ethics
Ethics in
particular. . .
Values, selection, and decision
Values
Inherent Values, Adaptations to
Communal Scale and History
Values in Social, Interpersonal
Relationships
Material and abstract values
Parameters as Values
Calling Back the Anvil
Entities, agents, and the CES of the team
Sacrifice, Scaffolding and the Team
Meta-teams
Hives of minds
Functional Teleological Ethics in
Responsibility and Rights
Rights, Responsibilities,
Obligations, Law
Ethics, Aesthetics, Emotion and
Motivation
Conflicts of interest within the
body
Keeping the gate
Possession, Ownership, Property
Preservation of legal systems
Social Contracts and Strategies
Instilling and Securing the Principles
The Future is the Territory, not the Map
Can we get there from here?
Outgrowing the kindergarten
Something New: Ethical Vaccination for Righteousness
Any
enterprise that by its own nature strives against its own survival,
whether it succeeds or not, deserves not to survive.
How
do you suppose humanity is doing?
Exploration
of our possible future, takes us so far beyond current concepts and technology,
that we founder in those most treacherous of questions: “WHY?” and “WHY
NOT??”. To avoid their hobbling us, this essay is an attempt to separate the
questions into proper contexts, and to show that they are matters of ethics: a
foundational aspect of decision theory, far more important than “being nice”.
Ethics
has long been among the most incoherent, even hysterical, branches of applied
philosophy, and this essay attempts to avoid emotional traps in suggesting the
need for humanity to develop our logical, technological, and practical
abilities if we are to have any long-term future at all. The text describes
fundamental teleological ethical concepts as well as our mental capacities, and
we must shed many traditional delusions; as things stand, we are hobbled by our
biologically inherited social obsessions with emotions adapted to our ancestry
in villages, towns, and nations — a species that cannot grow beyond a
perspective in which dictators can raise golden statues to themselves, will be
dooming itself.
We
have not yet adjusted to recognition of our realities as a planetary community,
and that status in turn we shall have to shed as we grow beyond this planet. We
need to build rather than consume, defile, and destroy. Like monkeys climbing
trees to reach the moon, we are trapped in a local maximum: every step feels
like progress in the right direction, but climbing higher trees is functionally
bankrupt for a challenge that demands fundamental paradigm shifts.
Related
essays that deal with some of the paradigm shifts will build on this one, a
series that contemplates our future as demanding developments more radical than
our ascent from our fellow-chimpanzees: constructive hubris for engineering our
own indefinite survival.
This
is no sermon; it is a survival map for a territory where there be dragons.
Ethics,
Sex, Cooking, and other Clichés
Only some of us can learn by other
people’s mistakes.
The rest of us have to be the other people.
Chicago Tribune
Some fields perennially tempt authors
into unconscious clichés in well-worn fields, and many of those clichés are not
even valid. Ethics is one such field, and my excuse for this essay is that some
aspects need attention, not so much for our day, nor our near future, but
particularly for the indefinite future
of humanity.
For that I need to touch lightly on
various topics, some in established science, others still largely arguable. The
details I cover more elaborately elsewhere.
Those requirements are nothing new in applied branches of philosophy;
philosophy is largely thinking about thinking, and such thought cannot
realistically be confined to allegedly established facts.
What is the point of discussing
anything so remote, you might ask?
I nowhere suggest that daily
realities may be neglected, but while everyone else deals with them, some of us
should wonder what we are heading into — and why.
And how.
From time to Time
Killing
Time
There’s scarce a point whereon mankind agree
So well as in their boast of killing me;
I boast of nothing, but when I’ve a mind—
I think I can be even with mankind.
Voltaire
This
essay was written as a companion piece to the essay Immortal imperatives,
in which vast periods of time were relevant, and not primarily on planet Earth.
Accordingly some of the conventions in the essays have been shared, and one is
that, since time units such as days and years are not uniform from planet to
planet (or even between cultures on Earth), we use the SI time units of
seconds, megaseconds, teraseconds, and so on, according to the following table.
SI Technical Table table
of seconds
|
|
Prefix
|
Symbol
|
Seconds
(s)
|
Power
|
≈ Human Equivalent
|
|
Kilosecond
|
ks
|
1000
|
103
|
17
Minutes
|
|
Megasecond
|
Ms
|
1000000
|
106
|
12
Days
|
|
Gigasecond
|
Gs
|
1000000000
|
109
|
32
Years
|
|
Terasecond
|
Ts
|
1000000000000
|
1012
|
32
000 Years
|
|
Petasecond
|
Ps
|
1000000000000000
|
1015
|
32
Million Years
|
|
One Earth Year
|
1 yrs
|
≈32 Ms
|
|
Human Lifespan
|
100 yrs
|
≈3 Gs
|
|
Near History
|
10 000 yrs
|
≈320 Gs
|
|
Homo sapiens so far
|
300 000 yrs
|
≈10 Ts
|
Was it to read THIS that I went to school??
I saw Adam
leave the garden
With an apple in his hand
I said, “Now you’re out What are you gonna do?
Plant some crops and pray for rain
Maybe raise a little Cain
I’m an orphan and I’m Only passing through”
Passing through, passing through
Sometimes happy, sometimes blue
Glad that I ran into you
Tell the people that you
Saw me passing through
Pete Seeger
This essay is largely informal,
so it does not deal primarily with the philosophy
of ethics
in standard ways, though it might point out some defects persistent in common
debate. It omits definitions and discussions of many terms that will be
familiar to readers in various fields of philosophy, and with ethics in
particular.
To reduce clutter, many terms first
appear as hypertext
links that readers may follow as they prefer. For definition and discussion of
hypertext‑linked terms, readers with the necessary connections can click on the
highlighted words.
Anyone who would like to delve even
more deeply, might fossick in libraries or online among philosophical sites
such as Stanford
Encyclopedia of Philosophy
The reason for the hyperlinking is to
avoid bogging down in side issues. The concerns of formal work in
philosophy are not essential to material implications. Ethics as dealt with
here have little to do with standard, religious, or personal morals,
dealing instead with principles relevant to the survival of, not just
our species and its future, but rather the heritage
for which we have responsibility,
whether our future turns out to be human
or not.
The relevant concepts and terminology
are convenient to view in terms of ethics; accordingly, we deal
primarily with:
Implications of ethical concepts for
Humanity’s distant future — if any distant future is to include Humanity
or
life at all
For material discussion of that
theme, to which many topics of ethics are relevant, you might want to read
another essay: Immortal
imperatives,
in which I give some indication of what our future should be, if our prospects
permit. At present those prospects do not look reassuring, but neglecting them
will do nothing to mend matters.
One topic concerns the realities of world lines,
causal
relations,
similar concepts, and their relevance. More broadly, one also could also
consider time
geography,
but I must not wander too far afield.
In Immortal
imperatives
I point out that if humanity does not develop what amounts to personal
immortality, and fails to develop the necessary mental and physical powers
to deal with it, we are doomed, physically and morally. As a species we do have
the necessary temporal potential as a global or universal community, but our
present form, which I call Homo
ephemerens,
will not suffice. If we
are to succeed, or even persist, we must work towards a physical and mental
status that I call Homo
futurens,
in which the individual will have indefinite life expectancy, and be equipped
to manage it, to grow and prosper, without boredom or mental paralysis or
stultification — otherwise there would be no point to the effort anyway,
would there?
In short, we shall have to be
planning towards, and working towards, a future that we Homo ephemerens
never shall see. Call that altruism
if you will, but altruism is not the intended primary line of thought.
One fundamental point is the dramatic
and crucial difference between personal perceptions and perspectives within
world lines of Homo
ephemerens
and Homo
futurens.
We currently are limited, not only according to our individual lifespan, which
is pathetic, but to our mental capacity for retaining personal shreds of memory
and shreds of identity, and those limitations make for incoherent principles of
ethics, values,
and objectives.
A large part of human literature is
inspired and formulated in terms of the way the cross sections of world
lines change as time passes; those are the ways one sees one’s life at any
time, and those ways determine what matters to our entire nature and how it
is important to our current community: Homo
ephemerens.
The same is true of Homo
futurens,
but in largely different ways. To anyone who regards the world from a
perspective of Ts or Ps,
including the science and enterprise that demand such time spans, most of the
very ideas behind most of our familiar ethics, family, community,
understanding, stock markets, ecology, business, engineering, accountancy, and
bottom‑line economy of today, would make no more sense than the games of
children playing with mud pies, marbles, and Monopoly. In such perspectives,
any minds functionally more mature than ours, should see their own world lines
on scales of Ts rather than Gs, in greater depth and breadth and
complexity of pattern, in different dimensions, than any of us could in our
day.
Homo
pertransiens: Humanity from Past to Last
No man is an Island,
entire of itself; every man is a piece
of the Continent, a part of the
maine;
if a Clod be washed away by the Sea,
Europe is the lesse, as well as
if a Promontorie were,
as well as if a Manner of thy friends or of thine owne were;
any man’s death diminishes me, because I am involved in Mankind;
And therefore never send to know for whom the bell tolls;
It tolls for thee.
John Donne
All
that sounds very simple and compelling (at least I hope it does) but there is a
vitally important aspect: we are Homo
ephemerens beyond question, and our descendants had better be Homo futurens, because if they are not,
we simply will have no future. But there will never be anyone who can say
sensibly: “my parents were Homo
ephemerens and my children are Homo
futurens and I in between am neither, owing nothing to either: a link in no
chain”.
Such
a link would be futile, not part of any chain, even as a link, and if links can
read, any such link here is reading the wrong material; we lack values in
common.
Another
peril is to say either: “I am Homo
ephemerens, and I owe nothing to Homo
futurens; what have they ever done for me?” or “I am Homo futurens, and I owe nothing to Homo ephemerens; what does anything but the future matter to me?”
A
link without a chain is a futility without meaning, and a waste.
As
long as a chain of humanity endures, however an outsider might see each link,
that link can look back to another, and forward to yet another link. Such a
link might see itself, not as Homo
futurens or Homo ephemerens, but Homo pertransiens, humanity passing
through.
Passing
through, from past to last, Homo
pertransiens is the healthy human answer to questions of the purpose, the
challenge, the matter, and the meaning of life. Homo ephemerens and Homo
futurens are regions on the map, but Homo
pertransiens is the territory.
Ethics? Philosophy??? Help!!!
An Ethical Grook
I see and I hear and I speak no evil;
I carry no malice within my breast;
yet quite without wishing a man to the Devil
one may be permitted to hope for the best.
Piet Hein. . .
Ethics and philosophy? What is all
this about?
Relax. Probably you don’t need the
next few paragraphs, and can skim or skip them. Even if you do need them, there
is no sermon, nor a test at the end. If on the other hand, you really do need
anything when you get deeper into the material, I will supply you with links,
such as this one: Science
and Religion
Ethics in general is a branch of philosophy,
so wide, and so widely discussed and disputed, so relevant to various branches
of choices of behaviour and compulsion, that most definitions are smugly
arbitrary and protean.
Some branches of philosophy in turn,
are formal,
meaning that they are founded on what I call axioms:
concepts and principles defined arbitrarily, if defined at all, plus theorems
compellingly derived from that basic axiomatic material. In other words, each
deals only with the universe of discourse of its own axioms and their
derivations. A classical example might be Euclidean
geometry.
Other branches of philosophy are applied,
meaning that they deal in part with empirically or arbitrarily defined subject
matter apart from any formal axioms that apply to their content; this
essentially implies that applied branches of philosophy are constrained
by the intrinsic attributes of their subject matter. A good example might
be celestial_mechanics,
in which initially simple Newtonian behaviour of point sources of momentum and
gravitation, rapidly and inescapably ramify into tidal forces, entropic
effects, relativity, heat flow, and more.
If your applied philosophy leads you
into predicting outcomes that do not match the assumptions about your subject
matter, then either your assumptions are wrong, or your philosophy is wrong, or
more likely both.
It then is time to think again about
thinking; some people do very well without thinking, so for them there is no
problem: those might as well steer clear.
Origins and Effects of Human Communities
A Philosopher seeing a
Fool beating his Donkey, said: “Abstain, my son, abstain, I implore.
Those who resort to violence shall suffer from violence.”
“That,” said the Fool, diligently belaboring the animal,
“is what I’m trying to teach this beast — which has kicked me.”
“Doubtless,” said the Philosopher to himself, as he walked away,
“the wisdom of Fools is no deeper nor truer than ours,
but they really do seem to have a more impressive way of imparting it.”
Ambrose Bierce
This document aims mainly at the
future of humanity; in fact so remote a future that I could have left out our
history up to the present almost without anyone noticing. Not many people
realise just how trivial, even how ignominious, our history has been to date.
Anyway, books on human history and
prehistory number in their thousands, and books on ethics in their hundreds,
but not many deal with our indefinite future, and without our far future we
will amount to nothing better than a polluting smear on what I believe to be an
exceptionally beautiful planet, and I hope to inspire a few readers to take
themselves and their responsibilities to our past and our future seriously, and
to pass that on.
It might even make a difference; it
can’t do more harm than letting everything slide into decay.
But some of our greatest shortcomings
so far, and for the foreseeable future, reflect the nature of our past; it
leaves its mark on our present, as we leave our mark on our future.
If that means nothing to you, then
you really should try to make some progress in ethics in that context. And if
you do not understand that, you would do better to spend your time and effort
elsewhere.
But if you still wish to see whether
I say anything worth saying, welcome, and thanks for the compliment.
I begin with just an outline of some
of the marks that our past has left on our present. I do not apologise for the
brevity, because there are plenty of books on that topic. I do not tout for any particular one myself,
but you can find more than you want if you google books under keywords such as:
“society in prehistory”.
The main objective of the next few
sections here, is to direct your attention towards some of the effects of our
past on trends in our current emotions and society; it is high time to grow up.
If we do not do so soon enough, we never will, and if that is the case, good
riddance.
But that is no reason for not trying,
and that is where I start.
Note well! The fact that there is
some evolutionary significance to this part of the discussion, does not mean
that all the books and recommendations you will find on the topic need be taken
seriously; the sheer volume of nonsense published on the subject is
discouraging.
Meanwhile, here are a few superficial
hints to think upon.
Family groups
It is easier to love humanity as a whole than to love one’s
neighbor
Eric Hoffer
The original human communities may have
been family groups, and the means to accommodate the groups would have been
largely arbitrary. A group would favour family members above strangers. A
family member in approved possession of valued items would be favoured in
retaining it against acquisition by other family members. Acquisition of assets
from aliens to the family group would be favoured with strength according to
how alien or even inimical to the family the aliens were seen to be.
Family grouping probably originated before
we were special among the primates; many animal species behave very like that.
It is likely that origins of those forms of community preceded our descent from
related species several hundred Ts ago. Traces still show in the
fundamentals of our legal and moral systems (blood is thicker than water, and
all that) but they do not suffice in themselves for guiding social life,
current or future.
Chimps, gorillas, and some other sociable
primates are well into that stage, so it is nothing to brag of, that the traces
still are evident in our society of today. For some discussion on related
topics, you might like to read some of the history of nepotism;
the subject is larger than you might think, in fact the very origin of the term
in history is embarrassing, though it neither began nor ended with the papacy.
Village groups
The human mind treats
a new idea the way the body treats a strange protein.
It rejects it.
Sir Peter Brian
Medawar
The
next stage of human social development presumably was at the level of the
village‑ or tribal‑group. This dealt at some level with larger groups than
families, and very likely began to take hierarchical effect, where personal
values would favour neighbouring groups, over strangers if they did not kill or
eat each other. Probably this attitude grew to be increasingly favoured
somewhere in the last 3 Ts or so.
There
is no single attribute of humanity or sociality that is to blame for either the
rise or the fall of the human community in general — different scales of
populations and ecologies require different social, indeed different genetic
strategies. Without the original Family Group adaptations, it is not clear how
we could have survived functional Village Group status. But neither of those
completely fitted the demands of the other. Partly as a result, each suffered
from the adaptations to the needs of the other; the Village suffered from
greeds and partiality that harked back to family concepts, while hermits who
renounced Village life tended to doom themselves to sterility. Whether they
cared or not, was another matter, but it came to the same in the end.
One
way or the other, the realities of emotional and social adaptations
inappropriate to the size and ecology of the wrong scale of population, are
arguably the single most virulent social poisons threatening our survival as a
species. Their traces bid to destroy our species — or leave it as an open
question whether a species that cannot overcome pernicious of influences such
origins, is worth trying to save.
City or Nation status
Learn from the mistakes of others.
You can never live long enough to make them all yourself.
Groucho Marx
By something like 600 Gs ago it is likely that
the concepts of formal city‑ or nationhood or ruling dynasties had begun to be
established, and they grew and elaborated in a few regions around the world. By
this time there were difficulties in the formulation of legal systems, for
which the original village structures were inadequate, and in which we still
have to deal with primitive village‑society mores that functionally are totally
unsuited to global society.
Difficulties arising from the failure of
residues of village mentality to adapt to the demands of larger communities
emerged in the extreme messiness and instability of the history of nations,
dynasties and religions from classical times to pretty nearly the present day.
Modern national concepts
Human beings seem to
have this endless ability to think they are at the end of history.
The only people who now are saying we know enough are people who don’t know
enough.
Richard Klausner
In
the last 30 or 60 Gs or so, we have been struggling with successions and
radiations of social structures that all bore the village stamp, often
magnified into the dictator-ruled horde level and intermittent Imperialism.
Somehow some traces of intellectual advancement occurred, such as in some
pre-classical Greek communities, and in the next 60 Gs, we hit the advance of
science and technology, and then of printing or other media of communication,
which led in turn to idealism beyond the religious parasitism and divine right
of kings.
In
some (or all?) major “civilisations” religious command structures were among
the most powerful and consistent communication structures in every nation. And
they always left their stamp on all the information that they passed on.
It
is not always clear how, when, and whether royal or religious command and
communications were most influential or durable in the shaping of nations and
politics, but by the time that they were established, the Family and Village
mentality were already making themselves felt as inappropriate.
And
so in turn, we already should have outgrown nationalism and party politics.
One
would have thought that simple intelligence and common sense would have been
sufficient for shaking off such flagrant social parasitism, but it remains as
vigorous and ubiquitous as ever. I hope that the developments proposed in Immortal imperatives would put an end to the problem, but I do
not expect to be present to assess progress.
Isms, Acies & Functional Teleological Ethics
How have people come to be taken in by [the book] “The Phenomenon of Man”?
We must not underestimate the size of the market for works of this kind for
philosophy-fiction.
Just as compulsory primary education created a market catered for by cheap
dailies and weeklies,
so the spread of secondary and latterly tertiary education has created a large
population of people,
often with well-developed literary and scholarly tastes,
who have been educated far beyond their capacity to undertake analytical
thought.
Peter B. Medawar
The main differences that have emerged in
the nature of human leadership, and submission to corruption, resulted not so
much from any differences in the attributes of people, as from the rise in
technology, especially transport and communications. This has left us with
generic categories of poisonous derivatives of the village disease, under names
such as such as Communism (so‑called). Nationalism (so‑called), Racism (so‑called),
indefinite numbers of religionisms, Aristocracy (so‑called), Democracy (so‑called),
and kakistocracy (equally popular, but not so‑called).
Not within historical memory has humanity
been free of that scourge.
Exactly whither this is taking us, I
cannot tell, but if we do not come to our senses soon enough, humanity will be
relegated to the trash-bin of the planetary history that has swallowed
successive ≈3 Ps
waves of global domination followed by extinction. Only, at the current rate,
humanity’s will be the briefest yet. And if we do not get it right this time, I
am of the opinion that our sun will swallow the planet, and everyone on it,
though by that time there will be no one at home, burp, and settle down to a
lifeless shrinking dwarf phase, a stellar ash‑heap that will last thousands of
times longer than our entire history of life on this planet.
A fitting end to a mindless, idealless,
mob.
In the light of the last ten thousand
years or so, I would almost guarantee that current Homo
ephemerens would
be too stupid to survive for more than a few more cycles of war and corruption,
given the way that poisonous political leaders are chosen, and dictators are
supported, by slogan‑hungry rabble who destroy democracy in all but name by
justifying support for symbols instead of testing them against objective
realities.
Dictators ask nothing better, because they
can progressively increase their grip on their supporters to degrees that would
at first have seemed ludicrous. Their power grows as they gain the commitment
of allies and supporters whose interests come to depend on abuses that at first
would have seemed intolerable and incredible; As Jonathan Swift put it: Reason
is a very light rider and easily shook off.
Go ahead; prove me wrong. No one would be
happier to lose a bet. By these very essays, I am trying to move my successors
to do just that.
This is not a moral judgement; it
neither allocates praise for charitable deeds, nor blame for sin or taste or
distaste for outcomes; it is a diagnosis of violation of the principle of functional
teleological ethics:
I often use the initialism: “FTE”.
Let’s
have a drum roll in introducing it by a title of its own:
FUNDAMENTAL
TELEOLOGICAL ETHICAL ASSUMPTION:
Any system, however complex, that by its own nature, deliberately or implicitly
opposes its own long term success, may be described as functionally bankrupt,
and cannot rationally be supported
One key requirement in making sense
of such thoughts, is teleological:
that we establish a viable, effective structure of functional teleological
ethics that we can use in making and testing our decisions. And I am
hinting at the logical requirements for our survival in indefinite challenge
and constructive hubris.
In FTE, commitment to expansion
and propagation of our heritage is essential. That does not sound like
much, but if we get it wrong, we earn nothing better than to die out
ignominiously and painfully — betraying all that our ancestors, our
families, and our nations worked, built, and struggled for, wasting it for the
sake of short-lived greed, malice, and destruction.
If that is what you vote for, go
ahead — I am not selling anything. By all means, decide what you want to work
for, but remember one thing at least: be careful what you fall for! All
of humanity’s internal weaknesses and parasites are still with us; down the
ages, the opportunists have needed only minor tweaks to their pitches. Snake‑oil
salesmanship and political self-aggrandisement have hardly changed since the
days of Plato’s philosopher‑kings.
Whoever cannot learn from education
and good sense, will continue to gratify the parasites, and drag humanity down
the same old gutters. To preserve and promote our heritage we will need to
achieve ethical and intellectual progress to challenge vestiges of adaptations
that moulded our ancestors of tens or hundreds of thousands of years in the past.
They may have helped us survive the realities of their day, but they are
destroying us now, in the form of traditions that still are variously defended
as noble or holy in the face of documented evidence.
Without singling out Catholicism as
being better or worse than dozens or hundreds of religions (depending on who
does the counting) reading papal histories will provide plenty of convenient
examples.
I hope to put to rest, perpetual
questions of meaning,
meaning
of life
in particular, and purpose,
not with any pat formula of nihilism or religion or mysticism, but with some
basis of decision based on values and objectives.
Basically it comes down to: “No
matter who you are, or who advises you, avoid whining and blundering: do
something effective!”
Ethics in
particular. . .
Incompatibility: . .
. a similarity of tastes, particularly the taste for domination.
Ambrose Bierce
Ethics,
as an applied, and at least partly material branch of philosophy,
deals with choices of behaviour, and accordingly with human realities
and action. The choices are assumed to be largely voluntary — the very concept of involuntary
choice is semantically
problematic.
Or
to put that into English: ethics is a difficult subject to talk about
sensibly. That need not mean that the study of ethics is nonsense — it
might mean no more than that we have not thought about it clearly and deeply
enough as yet — have not yet done our homework, so to speak.
Whatever
your personal feelings or standards, your functional ethics reduce to
the nature of your choices of action in the light of consequences, and
largely in the context of conflict of interests. In that sense, ethics
is the branch of decision theory that guides or constrains your
choices to minimise unwanted consequences and maximise desirable consequences,
commonly in the context of the views and actions of the community.
Some
people hate that definition, as being too coldly mechanical, but, as far as it
goes, it is inescapable. Whenever you wonder whether it is right to do
something, then your ethical basis might not tell you whether it will be
profitable or clever or kindly, but if it cannot tell you which is wrong, or
sinful, or unkind, or dishonest, or otherwise calculated to offend your sense
of righteousness or moral security, then at least in that connection your
ethical standard is insufficient, and you might need to find some guidance. The
guidance might be religious, or supplied by an experienced companion, or
personal experience, or from a little book of rules, but to the extent that
your ethical guidance helps you to choose, whether for good or evil, it cannot
but constrain your choices as a decision‑theoretic tool. And whenever it fails
that, it fails as an ethical system.
Well,
not many of us like the idea of being
manoeuvred into action willy nilly. Some elect to be mulish: simply to refuse
to choose anything; trump free will with free won’t. That should show
the bosses who is boss or who won’t be bossed! But that old gambit has
whiskers: inaction and arbitrary or constrained action,
are in themselves choices of action.
This
essay is in no way exhaustive, but concepts that are necessary for the very
meaning of ethics, include some of the following topics.
Values, selection,
and decision
The purpose of our
lives is to add value to the people of this generation and those that follow
Richard Buckminster Fuller
Selection,
which amounts to choice in most contexts, is a fundamental concept in the
nature of entities, relationships, and emergent consequences. In fact, as R. A.
Fisher
pointed out a century ago, natural selection is not restricted to Darwinism;
its mathematical nature is closely related to that of entropy.
Accordingly, in ethics and, more widely, in decision in general, ethics without
choice would be meaningless, and so would choice without values.
In simple terms, in ethics and
morality, values are what people care about. If there is no CES, if there is no
one to care, then the concept of ethics decays into a cipher, a concept without
supporting rationality.
And values without rationality would
be suicidally ineffectual.
And stupid. Moralists have
historically been prone to go haring after incoherent delusions, and calling
them religions, and in fact each religion is the only right one, so any attempt
to improve it is blasphemy, because it would suggest either that every God can
change its mind repeatedly, or that every past worshipper or priest has
hitherto been wrong in claiming that his claims were the god’s truth.
And we cannot have that, can we?
The very concept of ethics depends on
the intelligence, the good sense and good intention of the practitioner.
Any political landscape will
demonstrate the point and the limitations of our current ethical and practical
environment. As Churchill put it: “The
best argument against democracy is a five minute conversation with the average
voter”; this need not be a fair reflection on the intelligence and ethics of
Joe Average, but it might as well be.
No values can be free of every aspect
of arbitrariness; we all have our needs. Our perspectives, our conflicts, and
our preferences, and any human without innate or instilled appropriate values,
is Darwinistically unfit.
This is no moral reflection,
only diagnostic of fundamental realities.
Note that any appeal to Darwinism or
post‑Darwinism as a basis for ethical schemes, or explanations of ethology
and its relevance to humanity, should be extremely cautious. Very few fields
are more widely and deeply misunderstood, both by its detractors and
enthusiasts. Most of the controversialists couldn’t even coherently distinguish
between stochastic, heuristic, and teleological selection, let alone their
respective significance.
To select anything but our available
preferences, according to our values, teleology, and capacity, would be
irrational. That sounds ever so freely democratic of course but it leaves an
albatross hanging
around one’s neck,
an albatross called responsibility:
choose wisely and act wisely, or blame none but yourself when you suffer!
Ethics in its prescription of conduct, is
essentially a branch of decision theory.
It could be argued that when you define a
code of conduct that combines values, logic, and responsibility, what you get
looks remarkably like a code of ethics.
That however, is an inclusive definition,
not exclusive; ethics covers wider fields of decision and values than one might
at first expect. Here I deal mainly with two fields, neither of them
comprehensively.
Both must be accommodated comprehensively
in contemplating the future of humanity, all the way from Homo ephemerens
now, to Homo futurens millennia down the line.
Let us first discuss values in general.
Values
The more uncivilized
the man, the surer he is that he knows
precisely what is right and what is wrong.
All human progress, even in morals, has been the work of
men who have doubted the current moral
values,
not of men who have whooped them up and tried to enforce them.
H. L. Mencken
Like
many of the concepts of ethics, the idea of values sounds simple, but going
into detail reveals complications. The Wikipedia article on Values offers a useful introduction. In
this essay I deal mainly with these aspects:
· what
sorts of things values might be,
· the
roles of values, now and in future, and
· what
happens when values clash.
We
usually think of values in terms of what we want to have or wish will happen.
So far so good, but first, suppose you had to write a program that would avoid
certain results up to a certain point, and beyond that point, favour those
outcomes that you had been avoiding so far. Also, suppose you wrote to favour
one of those outputs if some things happened, but to change the choice if other
things happened.
One
way to do that sort of thing would be to store a number suitably in computer
memory, and change that number as required. You could add to the number every
time some particular thing happened, and subtract from it every time something
different happened. The way you programmed it could differ according to the
appropriate behaviour; for example, you could have positive or negative feedback
of increasing or decreasing rates, or no feedback at all.
Call
that number the value.
Then
each time the program had to make a choice, it could calculate a pseudo‑random
number, and compare the result to the stored value number. If the random number
is smaller than the stored value, then the program chooses one action,
otherwise the other action.
A
computer that acted according to such a value calculator would in many respects
behave very like a human, or a rat, or an octopus. But is it the same as the
way we living things calculate our values in an FTE?
We
do not usually think in such simplistic terms, but they are not as easily
denied as you might expect. We do in fact tend to have certain states in our
brains that make us prefer say, one food to another. I love good chocolate, but
if I stuff myself even with very good chocolate, then for some time afterwards,
I can hardly look at another chocolate without a shudder. Certain chemicals in
me have changed, and when my brain checks on them, they affect my choices, even
if they do so too late.
You
might protest that that is not at all the same as making an ethical choice, and
I partly agree — but it would take special pleading to establish the
difference.
Now,
as values, functional, irrational, or parasitic, are fundamental to ethics, let
us consider some aspects and contexts.
Inherent Values, Adaptations to Communal
Scale and History
No drug, not even alcohol, causes the fundamental ills of
society.
If we’re looking for the source of our troubles, we shouldn’t test people for
drugs,
we should test them for stupidity, ignorance, greed, and love of power. .
P.J. O’Rourke
Discussions of “values”, implicitly
usually “human values”, commonly take almost mystical assumptions as to their
nature. People speak of “natural” law and morals, not to mention divine law,
all of which turn out to be remarkably whimsical and illogical for the products
of natural or divine genius. Otherwise, where the orientation of the views is
ethological, Darwinian evolution rears its ugly head, demanding sense and
logic, as well as equitability and effectiveness.
Ethological studies make it clear
that, religion, politics, and assorted fads and dogmata aside, large ranges
of human values derive in various forms from evolutionary sources. There is
room for voluminous and passionate debate about the details, but the principle
remains that there are several inherited modes of emotion and thought that
deeply affect our values, our politics, our legal, social, familial, and
intimate relationships. Whole categories of our salesmanship, religions and
fiction reflect our inherited values, and offer targets for opportunists who
wish to steer, parasitise, or dominate our social structures and behaviour.
Details aside, they have played important parts in our roles in our history and
prehistory, from at least as early as our first Villager cultures.
This essay does not concern the fine
details, which are a whole field of study in themselves, though an insightful
and entertaining place to start could be to read Konrad
Lorenz’s
book “On_Aggression”.
More recent introductory material could include E.O.Wilson’s Sociobiology,
and recent editions of Richard
Dawkins’ Selfish Gene.
There are plenty where those came
from, but the relevance to us here, all the infighting to the contrary, is the
unanimous view that certain aspects of human behaviour are genetically based,
instinctive, if you like, even if they are not genetically determined in
detail, like the stereotyped behaviour of small-brained creatures such as
spiders.
Furthermore, inherited behaviour
patterns, much like inherited physical attributes, are subject to evolutionary
modification by natural selection as their circumstances change. The patterns
manifest themselves as emotional reactions to their environments, and those
largely amount to values.
Such congenital ethical values, as we
use the term here, are not absolute, but vary with the social structure. Values
that suit the isolated family do not suit the village, in which everyone knows
everyone. And values that suit the village do not suit the town, in which no
one knows more than say, half the town, and town values might not suit national
values, in which hardly anyone even knows all the communities in the
nation.
Now, also like inherited physical
attributes, inherited emotional values vary considerably, both under congenital
and educational influences, and the effects on the individual and the
populations range from vital to tragically pathological. Selection pressures
change the fitness of various values according to changing circumstances, and
most subtly, though perhaps most insidiously, according to population size and
duration and the complexity and tradition of history.
Superficially, the Village and Family
values would seem to have vanished, mutated into more sophisticated laws and
mores of the city and nation, but the origins leave their mark, and it shows in
the ways that laws and customs and education fail to move with the times and to
adapt to shed the abuses of the opportunists adapted to exploit the vulnerable.
Once again I direct your attention to
Immortal
imperatives,
in which I point out the need for humanity to adapt to indefinite longevity and
educability. It then would be a matter of common sense to relegate the isms and
acies, the slogans and catchwords, to the dustbins of political parties, and
mob pressures.
Why do such things actually matter?
Because it is for practical purposes
impossible for a social system to survive indefinitely if the underlying
principles are unsound. I discuss those details in the section on Social
Contracts and Strategies, together with the stability of social strategies
(SSS).
Values
in Social, Interpersonal Relationships
The way to eliminate
the harm caused by stereotypes is to teach our children to recognize false
stereotypes, to be empathetic, and to be skeptical. We need to promote these
critical-thinking
skills in addition to instilling the best values we know. Skepticism, the heart
of the scientific
method, is the only way we know how to ferret out fact from fiction.
Jeff Hawkins, On Intelligence
A
more difficult question is how much it matters whether values may be
mechanical, or whether they have to do with warm human emotions, however
passionate. Suppose you programmed your computer to do nothing but display an
appreciative, complimentary message every time you pressed a button labelled praise,
and to display a repentant message every time you pressed a button labelled punish.
You could have nice messages as often as you liked, but to the computer the
labels on the buttons would not matter at all, because they would reflect no
meaning apart from the ways the electrons flowed when certain circuits were
closed, and nothing in the program specs even needs to correlate the labels on
the buttons with the messages, or anything meaningful.
In
contrast suppose your significant other reacted favourably to praise for a
while, but then refused to forgive you after you had cheated and gone after
some other partner, or your partner had courted someone else after promising to
be true to you, or had turned nasty after missing a meal? That certainly
reflects emotions, but how is it in any apparent way different from the
program’s reactions to the buttons? Is there more to be said for an invisible
gland or neural circuit in the brain, than for an invisible counter or circuit
in a computer?
Do
not labour over that challenge; it is just an illustration. The point is to
show how value judgements could work differently in different systems, yielding
similar behaviour from wildly different agents. If we compared modern AI
machines with humans in how they react to given values, we might not be able to
tell them apart, but the human values would have internal subjective effects,
emotional, pain, pleasure, and possibly moral, connections, while the machines
certainly would not, except in the sense that electronic switches encoding
those numerical values had been formally set.
We
could say that the processes in the machines are abstractions of human social
values and their effects. After another few centuries we might know how to
build genuinely subjective emotions into machines, though for purposes not
clear to me yet.
Would
that matter? To whom? How? What would all that mean? Why is it at all possible
to model emotional effects in a machine in which every action and reaction can
be shown to be purely mechanical?
How
is the apparent effect in a machine, different from that in a human or animal
in which every mental or emotional process can be affected by action of
particular nervous tissue or chemical states in an organism?
What
I posed there is neither a rhetorical question, nor a logical quibble or trap.
The
social parasites that I mentioned, the flatterers, the flag-wavers, the
bullies, and the rest, have led us down the ages, with minor tweaks to their
various sales pitches. Snake‑oil salesmanship and political self-aggrandisement
have hardly changed since the days of Plato’s philosopher‑kings. They had no
need to change their pitches; the praise and punish buttons, and the desperate
human wishful belief in whatever forms of snake‑oil undertake to promise what
they want most, have been bred into our DNA. They are the residue of the
survival strategy of our family and villager membership: “Believe, and remember
what your elders tell you, until you are an elder yourself; thereafter punish
any youngster who contradicts you”.
Anyone
who disbelieves this need only study the history and current status of the
marketing of religious relics and quack measures like homeopathy and Reiki
among an indefinite series of the type. The harder the evidence making nonsense
of either, the more desperately they cling to what their modern surrogate
“Village Elders” tell them.
Rejection
of such snake‑oil emphatically is not a reductionistic fallacy: it neither
reduces anything, nor rejects findings of evidence‑based medicine. Nor does the
hypothesis of the reality of the CES reduce anything, and its experience is
empirical. I experience my CES myself (take my word for that!) and I experience
its variation under the influence of pharmaceuticals, violence, disease and so
on. To claim that my experience of my
own CES is imaginary is self-refuting illogic; if I have no CES to imagine my
CES with, what is experiencing the imagination?
My
CES seems to me to be emergent from my brain and its workings, but I have
hardly any useful deductions to base on that idea. Good luck to anyone who can
take that speculation any further.
Be
all that as it may, who has ever demonstrated the nature of the abstracted CES
in human mental processes? In physics we might be unable to bootstrap our
understanding of the likes of entropy, mass, energy, force, electromagnetism,
and acceleration except in terms of each other, but we have pretty good
plesiomorphic handles on their relationships and “realities”.
We
have not however, come within sight of identifying self-sufficient absolute
fundamentals of physical reality and existence. Just think: less than two
centuries ago, we thought that elements... err atoms... nuclei... err...
hadrons and leptons... were basic, but we have been able to do a lot of
valuable work in determining and predicting their behaviours and
interrelationships at deeper levels than we had originally imagined. We have
not yet managed anything like that with our CES, even though we have been able
to achieve interference with its nature and effects by brain mutilation,
behaviour, and pharmaceuticals though with nothing as predictable and
meaningful as say, QM in everyday physics.
Some
prominent minds have speculated on direct connections between CES and QM, but,
beyond hand waving, nothing either formal or material has yet emerged. Such
speculation has nothing to do with quackery, but opportunists already have been
invoking the idea in support of their attacks on DNA-based loyalties to
vestigial traditions.
There
still is no clearly causal functional connection between CES, emotions,
physical mechanisms, and value judgements; in fact in their confidently
phlogistian ignorance, some schools of psychology with pretensions to authority,
try to deny even the juvenile social mechanics of the playground, and thereby
forbid half the innate tools of the CES as no-noes. In particular they
anathemise anything unpleasantly adversarial, authoritative, competitive or
constraining in education. Unfortunately, even tragically, such minds fail to
recognise the implicit nature of fundamental education as two-fold: not just
permissive, but constraint; not just self-indulgent, but self-protective; not
just acquisitive, but cooperative and supportive. An education that stops short at the level of
the playground, and fails to provide the tools to deal with the world beyond,
is more like betrayal than education. We are still in an educational stone age,
with far to go before we face the future.
As
a culture, we need more than the traditions of Homo ephemerens if we are to accommodate to the dimensions of time
and space of Homo pertransiens at
least. We must adjust our views and values to different orders of magnitude,
and different perspectives, if we are to adapt our ethical principles to
interstellar distances, to communication latencies of Ts or even Ps,
But
the basic principles of the future composition of social skills, commitments,
and values, are at the handwaving stage. Until we make progress towards an algebra of the CES, let alone an algebra of physics, we must be extremely cautious of
assertions and denials in those fields, or any related fields, such as ethics.
Until we master such matters in terms of predictive and rational cogency, we
are groping.
Now,
consider some more familiar conflicts of interest, however informal.
Suppose
you are desperate to get onto a flight or a voyage, and so is someone else, and
there is only one ticket left; that is a conflict of interest of a familiar
type. Would one of you two competitors for the last ticket be satisfied if told
that the other had been ahead in line? Or had booked by email the day before?
Or would you try to force your way ahead with the venerable likes of “Do you
know who I am?”
And
whether your bluff or bullying did work or not, how satisfied would the rival
be?
And
why not satisfied? Largely because our value judgements include equitable
treatment as part of our benefit as a member of the community. We value the
principle of equitability so highly that many people, if not entitled to the
ticket, would yield without protest rather than make a fuss, but would fight
stubbornly to keep their own ticket when anyone tried to take it. We probably
would demand the treatment that our status as a member of the community
entitles us to.
On
the other hand, if we are feeling generous and the other person spins a
convincing story of hardship, we might consider it a worthwhile deed of charity
to yield our right, instead of demanding the support that we are entitled to
from the authorities that are empowered to enforce it. It might be altruistic
of us to yield, but we might more highly value passing through in an altruistic
society, than getting a seat on the flight.
Whose
penalty for yielding a right, such as a paid-up, booked ticket, would be
greater, would not always be clear; suppose there would be an equally good
flight in another ks or so. That might be trivial in your scheme of things, or it
might not at all be trivial if it means your missing a critical connection. But
suppose your life expectancy, instead of perhaps three Gs, might be ten or a
hundred, or even a Ts or Ps; would those ten or twenty
minutes affect your life any the more or less?
The
choice still would be a quantitative comparison of values, but the possible
values might not be measurable only in seconds — time is one dimension in
such an equation, but when the time involved is enormous, and memories are
indefinite, the considerations may change. If one player is likely to remember
a favour or an injury for Ts or Ps in an
intelligent population, then it is sensible to make a habit of cultivating
considerate manners and patently trustworthy, even generous, business practices
and social behaviour.
Without
having to mention such items explicitly, significant players with long lives
and long memories would expect people they deal with, to remember a slight, a
favour, or an injury, and to pass on the reputation. Whether sincerely or not,
only a fool would waste public goodwill on trivialities, when a reputation for
courtesy and generosity could be expected to outlast periods in which cities or
nations might rise and fall.
At
the same time, a sensible citizen would avoid getting a name for being a dupe,
especially in an intelligent population.
Other
forms of holding or yielding rights might be played off against future rewards
or penalties, or for the privilege of favouring someone you respect, or to
ensure that a precious animal or relic is protected, or that your country or
company wins an advantage in another country.
Trying
to fit such challenges into any choice of action, whether material or
emotional, always reduces to decision theory. No matter how you might wish to
avoid unsentimentally mechanical profit‑and‑loss decisions in an ethical
context, the end decision is always quantitative in some sense or dimension.
Consider
the man who cut off his own arm so that he could escape when he had caught it
in a cleft in a rock, I am not sure that I would have had the grit to do that
myself, but for a man with such logic and courage, it was a clear choice. When
faced with a conflict of interests: “your arm or your life?”, he had had made a
rational choice according to rational values. He unquestionably valued his arm
greatly, and his instinctive distaste for pain was his evolutionary adaptation
to ensure unwillingness to damage his arm, but the value that he put onto his life was
greater: a quantitative comparison.
Analogously,
consider stories of a dying soldier in his desperate thirst, realising that he
could not survive, passing on the last of his water to a wounded enemy who
might survive, instead of sharing it. Values are not necessarily easy to
categorise, and it can make a difference whether the valuation concerns a short
period, or in indefinite future or past..
If
at some time in the future, humanity in our species, Homo ephemerens, survives long enough and improves
far enough to attain the role of Homo futurens, and to share life with intelligently
engineered animals, and with genuinely, but artificially, intelligent machines
that that have CES, and would be willing to share life with us, and possibly
with intelligent aliens as well, then what would our attitude be?
Within
not many centuries we certainly should be able to breed and engineer companion
animals as intelligent as humans are today, and occupying similarly functional
roles in society. A few centuries beyond that, and we could literally create
totally new organisms, possibly each with its own form of CES. I would say that
our responsibilities towards such animals and creations should be every bit as
cogent as our responsibilities to humans; arguably more cogent, because we are
less responsible for the existence of our fellow humans than for our creations;
if we create sorrow and pain, we must face the implications, just as we could
celebrate the joy of anything else we create.
Suppose
we created living organisms that lusted to be miners under conditions
impossible to humans, but that enabled those biological miners to work
themselves to death willingly and profitably for their owners. How ethical
would that action of creation be? Suppose that we then experienced remorse, and
told our creations to relax and stop ruining their health in the mines, then
whom would we be doing any favours? They would want to mine irrespective of whether it ruined their health or
benefited your pocket. To gratify your conscience would not suit them at all,
much as you might not gratify someone whom you rescue from the risk of cancer,
by depriving him of tobacco.
Decisions
such as in the notorious trolley problem do not escape the quantitative
aspect either: you are confronted with the situation in which you have a
trolley rolling downhill with no choice but to choose which of two trajectories
it will follow. The current trajectory will cause it to kill several people on
the track, but you just have time to switch it onto a track on which it will
kill just one person.
No
matter how you decide, it still is a choice of one being better or worse than
the alternative. Some people try to escape the horns of that dilemma by
refusing to choose at all, but that refusal too, is a choice, and a
particularly contemptible choice: it falls foul of the widely disparaged vices
of cowardice and irresponsibility, and leaves you with the blame for the
consequences.
That
entire field is a moral quagmire; all sorts of implications are unclear. Would
it be ethical to create intelligent creatures with a positive desire for
slavery? Having created them, who are we to refuse their desire? Or to
criticise their personal values? Would we refuse to gratify ordinary Homo ephemerens with similar desires or
fetishes? Could we morally dare to try to “cure” them of their arguably
“pathological” preferences? If they are happy in say, their slavery, then was
it wrong of us to create them in the first place?
And
if we created biological organisms of great beauty, but without any CES, would
we morally dare to abuse them, or, for that matter, to abuse artificial devices
with no CES, but with behaviour patterns suggesting a CES? As a matter of
personal emotional hygiene, I would refuse to do anything of the kind, and I
would recommend that anyone who would see fit to indulge in such abuse to
undergo serious self-examination, but could I rationally criticise such a
person’s ethics? I think so — I similarly would criticise someone who
bought a valuable car, or a precious work of art, and drove it out into
wasteland, and set it on fire.
It
may have been his legal right in some countries, but there is an element of
vandalism that offends my sense of values on the grounds of reduction of human
resources.
I
am reminded of a certain British adventurer who bought himself an old battered
car and set off on a Britain‑to‑Cape Town trip down Africa. About halfway down
Africa the car really failed, and he in his sentimental affection for his
faithful vehicle, intended to burn it on its own funeral pyre. The local
authorities intervened, and he had to abandon the car to the tender mercies of
the waiting peasantry. He made it clear in his reminiscences, that he was
deeply embittered at the frustration of his sentimental scheme, but though I
have some sympathy for the violation of his sense of possession, I approve the
outcome; the limits and significance of possession, I discuss in a later
section, but there is more to it than that; for him to pollute the foreign soil
and air, possibly causing a veld fire into the bargain, and destroying valuable
components that the local, badly impoverished, residents would value instead of
destroying them, strikes me as an obscene net reduction of human resources.
It
is not for us to condemn his resentment without qualification; suppose that any
of us were travelling similarly, but with a live companion dear to us, whether
human or animal, say a dog, a spouse, a friend, a parent or a child, that died
en route; and suppose we had a portrait or a sculpture of the deceased. We then
learn that we are not allowed to take the memento with us, and that we were not
permitted to bury or burn the remains, which the local population insisted on
eating, or otherwise putting to use for the benefit of the community; they
insist on retaining the remnants and residues for their consumption. They are
not necessarily malicious, and even offer us a plate-full if we wish to remain
for the feast.
One
might argue that there is a difference between abandoning a corpse for
consumption, and a vehicle for scrapping, and yet neither of them retains any
objection to being consumed in such a manner; the difference is strictly
arbitrary; in each case the upshot is
purely a question of a sacrifice of resources, commonly in a community of want
and suffering.
And
racism: I would like to see racism vanish, but I am not betting on that
happening soon, given what I see around me lately. But let us not despair: some
people already are decrying speciesism on the principle that sauce for the
Goose is sauce for the Gambian.
Abstractly
and logically, values are ultimately arbitrary; in significance and sense, they
are limited only by their context and capacity. Nothing about the concept of
values demands that they should be beneficial in terms of health or
reproduction, or even personal logic or survival, or the survival of one’s
class or species.
Consider
Umberto Eco’s fantasy novel Baudolino: the Cynocephalids are one of his
imaginary races; they are warriors who believe that only by being killed in
battle will they achieve eternal bliss; unlike the ideal Spartans however, they
do not care to kill as many of the enemy as possible before they die, but beg
the enemy to kill them first. There are several ways of looking at this, which
is hardly a parody of sects based on religious dogma — no worse than say,
the genuine history of the Peoples
Temple in Guyana, the Heaven’s Gate debacle, the myriad so-called
evangelists that parasitise public media ranging from regional radio stations,
through TV, or celebrity worship in politics or in public media.
The
thing is that values are fundamentally arbitrary. Nothing in the concept
defines a value as good, bad, or indifferent for the individual, or for the
offspring, or for the community or the species or for the species, the nation,
the party or the religion or simple common sense or any taste in cooking or art
or ideals.
And
yet, innate patterns of behaviour in living organisms display some very strong
tendencies that occur in recognisable form at all sorts of levels. We can
generally attribute their ubiquity to the principles of adaptation by processes
of natural selection. Such patterns are the basis for the observation that I
emphasised above, namely that systems that implicitly oppose their own success
generally are functionally bankrupt, and cannot rationally be supported. Eco’s
Cynocephalids. If they ever had had material existence, would not have lasted
long — and good riddance in my opinion. I could wish nothing better for
the more pernicious forms of appeal to superstition in general in real life.
Conversely,
though by the very nature of things there are more ways for things to go wrong
than right, we find that behavioural systems that
occur in nature tend to favour their own success in the long term in
their favoured habitat, even when they do not always favour each individual
that might be required to function as a resource instead of as a reproductive
unit.
Certainly
natural selection, and not only Darwinian natural selection, tends to wipe out
entities smartly, when their behaviour according to their values is counter to
natural realities, but there are indefinitely complex ranges of elaborations
and complications, so much so, that there are wide ranges of difficulty in
rationalising apparent exceptions: we find ourselves applying terms such as altruism and teleology.
The
reason that large ranges of value types persist when there is no obviously
extant function for them, is that they have been inherited from ancestors who
did survive to pass on genes that favoured such values. Why should things not
die or die out, if they disfavour their own survival or success, such as in
addictive behaviour? There also is the question of whether every agent’s values
are the same; they need not be the same at all: thoughtful readers of the New Testament
might reflect on the resentment of the fatted calf when the Prodigal returned.
It
certainly does not follow that because a particular behaviour pattern was of
survival value in the past, that it must be of value now; whether currently
pernicious behaviour was harmless Ts ago, or about 30 Ts ago, or even one generation ago, does
not guarantee that it remains so, and humanity will need to use teleological
strategies instead of relying on our modern environment to favour our
hunter-gatherer or small-villager urges.
Consider
our urges to mate and procreate to a maximum; we are long overdue for
reproductive rationality and relegation of sex purely to its function of
entertainment and companionship. Our dietary excesses reflect our ancestors’
constraints of desirable foods and scarcities, and the effects are caries,
obesity, cancer, and cardiovascular ill health. Our habits that militate
against lifelong learning and effort and thereby against longevity and
long-term productivity, reflect the need to avoid dangerous or over-demanding
activity even just a few centuries ago.
And
suppose we decided to breed organisms, with or without a CES, whose one
ambition were to be to be happily sacrificed once they were ready and the
community desired it. Would that be ethical?
It
feels like a bad idea at first sight, but it is not easy to fault it. The
reason it seems bad is that compassionate humans would be well‑disposed to such
creatures, and, as evidenced by our feelings to our pets and livestock, we
prefer to pamper and comfort creatures that we like, probably cute creatures at
that, rather than slaughter them. It accordingly goes against the grain to
contemplate the Shmoo of Al
Capp as dying happily to gratify
humanity.
All
the same, stop and think how we callously sacrifice plant crops. We have no way
of knowing whether, or in what ways plants suffer our attentions. Fruit trees
might not mind, but what about their nuts? What about onions that tearfully die
seedless for our soups and salads? Or linen stems harvested for our fibres?
Possibly they do not mind, though such evidence as we have, suggests that they
mind as greatly as they are equipped to mind. Shmoos, and any organisms bred to
revel in self-sacrifice to humans who breed them to propagate further happy and
profitable generations, should be a lot happier than any cabbage that gets
eaten before it has an opportunity to seed.
But
it goes further: if you have read Immortal imperatives as I have recommended, and looked
beyond our small-village perspective, and beyond our human genome, you will see
options for coexistence between both distantly separated humans, the long‑lived
Homo futurens anyway, and between their interstellar colonies; they
equally well could coexist happily and profitably with engineered organisms of
character and intelligence and goodwill, and with aliens hundreds of light
years and Ts or Ps distant. I cannot think offhand
of realistic conflicts of interest over such distances in time and space, but
if our future community is to flourish in well‑earned mutual respect and
integrity, even in love, then we should be able to resolve any such notional
conflicts as sincerely and fairly as local conflicts, and a good deal more
easily.
This
goes further than personal values of suffering and pleasure, personal survival
and concern for the group and hatred or rivalry for other groups. We have seen
examples of values of negative benefit: harmful values, addictions,
selfishness, cruelty. Such ranges are so wide and deep that I shall not pursue
the topic; I simply urge that we should cultivate the values and the people
that favour mutual benefit, both of individuals and populations, both material
and emotional.
Virtues
are largely associated with values, and both are context sensitive. Consider as
virtues: snobbery, sloth, hubris,
hypocrisy. If snobbery is the desire to
associate with people one respects and wishes to live up to, that is at least
harmless, and potentially a virtue. If sloth manifest itself as the avoidance
of expenditure of effort, such as elaborate effort to dress or polish when one
could other wise be sleeping or caring for some kindness or other, that is a
virtue in my estimation. When hypocrisy is aimed at kindly avoiding offense,
that seems good to me.
As
for hubris, if it is reasonably intelligent, it is the basis of practically all
dramatic advances in human history.
Conversely,
think of love, loyalty, diligence, and humility; every one of them in the wrong
context and the wrong degree is harmful, gratification to the parasite and the
despot, and probably smug into the bargain.
Patriotism
is a class of value, and, like any value that demands commitment to ideals, is
a particularly treacherous class. As Bierce put it: “Patriotism is as fierce as
a fever, as pitiless as the grave, and blind as a stone.”
Any
values that are based on passionate loyalty are hazardous, because they tempt
power seekers to attract support by threat or fraud.
Cheap
ethics will always be hazardous, and in my estimation, unethical; one needs
good guidance, good courage, and good sense.
In
some of his stories, Isaac Asimov postulated cultures in which the very concept
of “alien” ethically implied: “evil and despicable and to be destroyed
unconditionally”, but here is where Darwinistic principles, and even
post-Darwinistic teleological principles become relevant, whether the actuating
values are conscious or not. Such an attitude creates a version of the prisoner’s
dilemma, in which the collectively optimal strategy, (“strategy” in this sense amounts
to a pattern of behaviour in dealing with certain classes of situation) would
be cooperation, even if the superficial temptation is towards conflict or
treachery.
The
concept of that kind of strategy, I discuss in more detail in a later section,
but the immediate question here is why we should want to fight peoples whose
very nations might no longer even be remembered by the time we receive their
signals, and would not receive our replies while both parties still survived or
retained the opinions and emotions that they had cherished at the times at
which they were expressed?
The
concept of Berserkers, as imagined in SF novels in which
certain agents are obsessed with the arbitrary desire to wipe out all forms of
life everywhere cannot logically be ruled out, but it is hard to imagine the
justification, let alone the infrastructure to support it. Even if any
pathology of the kind were to arise, the news could spread at light speeds
throughout occupied space, and suitable countermeasures could be prepared to
hunt the agents down.
It
is difficult too, to imagine the nature of commerce and husbandry in a
community of indefinitely extended life-expectancies.
Material and abstract values
Du grosses Gestirn! Was wäre dein Glück,
wenn du nicht Die hättest, welchen du leuchtest!
You great star , what would your happiness amount to
had you not those for whom you shine?
Friedrich Nietzsche
In discussion of values so far, I
have concentrated on emotional values and values of compassion in
particular — in which the concept of ethical behaviour towards anything
without a CES and without any sense of pain or grief could hardly make sense.
If it comes to that, even the idea of compassion to anyone but oneself is not
easy to justify in logical terms; for example, there have been long, and often
passionate, debates about the logical semantics of terms such as altruism.
This essay is not intended to resolve
those debates; they are not only counter-survival but boring, and I doubt that
the disputants would be interested anyway.
Still,
there are values that extend beyond the CES; Nietzsche was no favourite of
mine, but he had a nice line in penetrating questions, even if his answers
often went off the rails. Probably his prologue to “Also
sprach Zarathustra”
is his best‑known.
For
us here, his most relevant question amounts to: “what does it even mean
for something to have values if it has no CES?”
But
his imagination baulked far short of contemplation of the future of humankind
in the universe, or of humanity, in the community of Homo futurens,
outshining his great star.
Even
more to the point, what could values mean in terms of anything but the emotions
of a CES?
Consider
a few hypothetical examples in terms analogous to the
sound of Berkeley’s tree falling in the forest.
What could values, transcendent values, mean to the uncomprehending population
that represents so large a proportion of Homo ephemerens?
Imagine a rubble pile several metres
high, on waste ground. Some children get to playing on the pile, and tear down
some of the blocks. Is that a loss to anyone? Does anyone care, as long as no
child smashes his fingers?
Suppose instead that the children are
playing on a mountainside, common ground that no one lays claim to; rolling
rocks down, damaging wildlife. Does anyone care? Probably not much, even though
there is some ecological damage, and the forces that had created the
mountainside had taken ten Ps and the mountain had stood for several Ps
thereafter. Is there nothing obscene about the fact that the children’s
destructive efforts were faster than all the natural erosion combined?
Even so, no one would bother much about
that either until someone or some property got seriously harmed.
But suppose that the children pushed
a precious rocking stone of about 100 tonnes, till it tumbled down after Ps.
Suppose there was someone hurt, and some property damage? Would no one consider
the deed obscene, and the loss of the stone a source of grief? Would no one
resent the loss of a tourist attraction?
By the time the vandalism had got
serious enough, practically everyone would regard the deed as ethically
unacceptable; even the children might agree in later life, when contemplating
their own past.
Take the principle further: consider
the loss of a great statue or building, with no one injured, and each of the
events could in principle have occurred spontaneously; so how was there an
ethical violation? If we felled the Eiffel tower, would such a tolerant
attitude sit comfortably with the French?
The essence of that offence would lie
in the fact of conscious choice and intention,
not to mention conflicting values.
Why limit the concept to anything so
large? What about say, smashing or burning a major work of art or architecture?
Remaining in France, how about destroying Venus de
Milo and the Winged Victory of Samothrace?
Or in general, how about burning a great book of information or literature? Or
the last photographs of someone’s beloved?
On a large scale, what about
destroying an entire uninhabited planet, or stripping it of sea and atmosphere,
to prevent its being colonised? Or just wiping out a particularly beautiful
continent, on which a particularly fine civilisation was planned to arise?
Consider Arthur C. Clarke’s story
“The Star” in which an entire populated planet was destroyed, including a great
civilisation. The same explosion might have destroyed other planets,
unoccupied, or without intelligent life, but ineffably beautiful.
In all those examples the loss or
harm took the effect of destruction of something that some people might care
about, or that was not really replaceable, or costly to replace.
In every major destruction there
would have been losses to the unverse, triumphs of entropy.
It is entirely reasonable for one’s
values to react very negatively to any such vandalism, irrespective of any pain
or death. Any pointless increase of entropy could be against widely held common
values; values that are consistent with progressive Darwinistic principles.
Entropy and information are confusing
concepts at best. If you like you may read about some of its aspects at the
related No
Point essay,
or google entropy
and information.
To get some idea of what functional information has to do with ethics,
imagine a sugar cube, on which a genius has writes a message in food colouring
for lack of handy paper. You don’t yet know what the message is, but you know
it is very important, or perhaps at least very beautiful. Then he suddenly
drops dead of a heart attack. You drop the cube to call emergency
services — too late of course, but one must: . .
When you return, you discover that a
scoundrel or a fool had dropped the cube into the hot water that you had
intended for your tea, and as sugar does in hot water, it had dissolved. It is
possible in principle to recover the sugar, and even the food colouring, but
the message?
Now, in terms of physics,
thermodynamics, the sugar solution, or the recovered food colouring plus sugar
still contain the same amount of information, or even more, but you never will
recover the message, and even if by magic you did find the colouring back on
the cube, the chances that it would contain the same message, the same
information, is effectively nil, and what is more, so are the chances of your
guessing whether what you then saw was the original intended message. There is
no simple way to calculate such a low probability, but it certainly would be
physically immeasurable.
That act of destruction would be an
example of vandalism, and if deliberate, would in principle be unethical. Such
wanton destruction of the work of a dying genius would be a loss to humanity,
not measurable in terms of sugar and ink; a horrifying loss, either
intellectual or aesthetic, possibly both.
Now, imagine in similar terms the
loss of a nation, or the whole species of humanity, preventing the emergence of
Homo futurens, and according all the life and beauty on this planet.
That could well count as being as great a loss of an ethical value as we could
contemplate.
The very point of this discussion is
to illustrate the consequences if we do not adequately prepare for the
emergence of the best of our heritage. There is more to Homo sapiens
than to a sugar cube. I discuss the concept in greater detail in Immortal
imperatives
in the light of some of the ethical principles described in this essay.
Nihilists, certain classes of
misanthropists and parlour moralists, disgusted by human waste, cruelty, and
pollution of our planet, bewail our survival and say that the universe would be
better without Humanity, but the view is partial and unsubstantiated.
I propose that the problem is not how
to eliminate Humanity, but to offer Humanity scope to grow to capacity, and
discuss how to grow that capacity.
A dunghill
might stink and poison the soil beneath it, but that is no reason to eliminate
dung, just to manage its cycling.
Parameters
as Values
To forget one’s
purpose is the commonest form of stupidity.
Friedrich Nietzsche
As
follows from previous points, we can see that events of any kind occur on a
basis of the material nature and parameters of the universe, whether any CES is
concerned or not.
We
may not know what a CES is, but we can be confident that it is dependent on
everyday matter and information: it can be snuffed out by killing the brain; it
can be affected by assaulting the body; it can be anaesthetised or perverted by
poisons or by hunger, vertigo, or physical influences in general.
Whatever
the fundamental nature of the CES, its dependence at least upon information, if
not its actual equivalence to information, is practically tautological: it is
clear that different people’s CESs are different in many ways, and not merely
different in their location in different coordinates, but also in differences
of manifestation, of “personality” if you like. If the typical human brain, as
seems likely, accommodates multiple CESs, then that too, would necessarily
depend on the distinct existence of all those CESs, which apart from anything
else rigidly implies information.
And
values in minds are physical states, distinct from other states, whether as the
parameters of states of components in a computer, or sensations of values in a
brain with its associated hormones and activities.
Again,
and equally significantly, the CES cannot pervert the laws of physics, nor
parameters of information and thermodynamics. Wishful thinking to the contrary,
reality rules, irrespective of spoon bending, mass suicides, and childish
bouncing about on bums.
In
our physical universe, if every planet with sentient populations, whether
biological or technological, were sterilised, there would be hardly any visible
effect on the course of events, any more than if all the naked flames on each
planet were instantly extinguished. The same stars still would smoulder, shine,
explode, or collapse; planets would rotate and revolve, without the slightest
benefit or interest, according to the usual celestial mechanics, and combinatorial
processes would emerge and proceed according to their internal states and
parameters that would be as near to values as anything inanimate could get.
Accordingly,
whichever ethical system one embraces, however nihilistic, cannot display any
intrinsic virtue or interest in a universe empty of mind or values, and nothing
superior to a mind‑populated universe. A mindless universe is necessarily in a
null‑utility state, and will remain there until mind emerges, and lends it
interest, value, parameters, or purpose.
Conversely
we, humanity, by example and by introspection, can demonstrate the interest,
purpose, and power of intelligence. To represent as imperfect and hence as
dismissible, ethical systems that are based on intelligence and purpose, reduces
to an absurdity, because that very rejection begins by rejecting its own basis
of perfection or value.
And
conversely, action in the light of intelligence and purpose, suffices as a
basis for ranges of ethical systems and philosophies.
Calling Back the
Anvil
Consequences are
unpitying.
George Eliot
Actions
are
guided by choices
between alternatives. The very nature of ethics in a situation in which there
is no choice of action, is arguable at best. Imagine a conscious deliberate
choice whether to drop a heavy anvil from a high building: that is a choice in
ethics; but to stop the anvil by calling it back once you let it go, is
ethically irrelevant. No choice of what to call, no matter how well-meant, will
affect that anvil’s trajectory. On the other hand, while it still is falling,
deciding whether to shout “Look out!” to warn anyone below, can be a decision
in terms of ethics, whether ill‑intentioned or well‑intentioned.
Ethics, either your personal
principles of what to do and what not to do, or the prevailing ethics as
prescribed by local law, religion, or customs, cannot prescribe every decision
in detail. Choosing to drop that particular anvil from that building, or not,
was not the sort of thing to put into your little book of ethical decisions; an
entry against harming valuable property could well belong there; so could
risking people’s lives by wantonly dangerous behaviour. Reasonable intentions
and expectations can guide actions, but cannot rationalise every possible
conflict of values in advance. For instance, other things being equal, your
ethics might oppose theft, but if you have no acceptable alternative, your
ethics might prescribe theft rather than letting a child go hungry. One may be
reduced to choosing the least unacceptable option. As for values themselves,
I discuss them later in this text.
And ethical choice is not always a
simple matter.
As a fictional, but poignant,
example, a well-meaning character in a P.G.Wodehouse novel stole all of a
friend’s money as a good deed: he bet it, along with all of his own money, on a
horse in a race for which he had a hot tip; he wanted the winnings for the
friend, who, foolishly in the opinion of the well‑meaning thief, had refused to
bet. The horse came last of course, but the point is the difficulty of determining
how far the behaviour had been unethical, whether sensible or not.
As a counter‑question: given that he
was so sure, and valued his friend’s well-being so highly, would it not have
been unethical to have neglected to steal the money for the friend’s
benefit?
Entities, agents, and the CES of the team
i suppose the human
race
is doing the best it can
but hell’s bells that’s only an explanation
it’s not an excuse.
Don Marquis
The
concepts of distinct entities and agents: “things”, and “doers”, if you like,
are fundamental to ethics; you might read about them at Wikipedia: intelligent agents, or Google: intelligent agent. In a universe without distinct
entities and active agents, it is hard to imagine what one might call “ethics”
at all.
There
are many “ifs” and “buts” that raise questions in any applied philosophy; some
are academically trivial but troublesome, some just troublesome. Without
concepts of pain, loss, caring, anger, or violation of values, questions of ethics can hardly
arise.
Here
I introduce the term of convenience: “CES”; it is my own initialisation for
“Cogito Ergo Sum”. I say more about that in AI and I; here I just mention that it refers to
what we might call subjective consciousness, the “mind” if you like, of any sentient or sapient agent. I conjecture without proof, that
at least animals with well-developed brains do have such a thing as a CES, that
the functioning of those brains is necessary for a CES, and therefore that
neither a single cell, nor an unstructured mass of cells, can have a CES. I
also disbelieve that machines that we have as yet been able to design and
manufacture have any CES, however well they can perform on a Turing test.
But
whenever there is only one agent involved, concepts such as the CES can hardly
matter in terms of ethics, given that ethics is inescapably concerned with
choice, — and if there is no one to care what someone does, then what
could any choice matter? On the other hand, as soon as, and for as long as,
there are at least two agents involved, there is scope for ethical concerns.
The concerns could arise either between similar agents, in cooperation or in
competition, or they could arise between agents that might differ greatly, but
in mutually complementary relationships, such as being necessary to each
other’s health, happiness, function, and survival.
Examples
could include various forms of mutualistic symbiosis. They occur in general biology,
social relationships, and in economics. Other relations are variously skewed;
for example, a relation between a human with a life expectancy of several
decades and a beloved, loving dog with a longevity of probably less than two
decades, cannot in all respects be the same as between two humans of the same
longevity, and in a lifelong relationship. Nor, if the relationship between a
human and a sheep or pig, is it independent of questions of wool, mutton or
pork. We similarly have relationships between citizens with lifespans of
several decades and nations that last for centuries. From time to time the
citizens actually must be sacrificed at short intervals, such as in wars or
major projects. Similar principles apply to worker castes of ants and skin
cells of humans.
Entire
ranges of such considerations raise ethical concerns about the evanescence of
agents in which there is no ultimate conflict of interest, but rather
relationships such as between team mates. For example, your heart, kidneys, and
brain all must function for each of them to survive.
And
for the team to survive — in this example: you.
And
as the notional team leader, you are ethically responsible for decisions
affecting your team members, including such transfers as kidney transplants.
Deciding on your own heart donation is unusual, but it is conceivable if done
suitably responsibly.
Sacrifice, Scaffolding and the Team
A society grows great when old men plant trees
whose shade they know they never shall sit in
Variously attributed.
The very natures of the relationships
between cells or other components of bodies and populations, are fundamental to
our existence as complex entities, but the greater the complexity of the body,
or the community of agents, the more relationships other than mutual benefit
emerge.
In essence, the very concept of complex
structures entails the concept of component entities. The concept of component
entities implies in turn the concept of possibly conflicting interests. For the
sake of the interests of the complex structure, we need to deal with the logic
of the teleology of the success of the structure.
A functional system may be atomic, meaning
that it comprises no relevant component subsystems; a bacterium, a single cell,
might be an example. Or it may be tomic, meaning that it does have component
subsystems, such as a human, comprising many cells, or a mob, or a nation,
comprising many humans.
In a viable tomic system, it is generally
the case that such a system can exploit certain ecological niches more
successfully in at least some respects, than atomic rivals can.
It need not follow that every component
member of a tomic system has the same function and structure; for example, once
mature, a human gut cell will differ drastically from a brain neuron, and a
human goalkeeper in a football match could not generally swap positions with a
striker.
It also does not follow that the component
members individually occupy as favourable positions as each other: different
castes in social insects have different life expectancies and different diets
as well as different duties, and the same is true of human ranks and functions
in human military formations, such as fighter aircraft pilots and mechanics.
In a tomic system, it commonly is not
practical for component roles to swap in the interests of the components; this
is where the teleology comes into the equations. In nature, distinct castes
commonly include sexually reproductive roles; for a worker or soldier to stick
to its assigned role is generally a better reproductive strategy in
teleological terms, than trying to produce its own offspring. This means that
cells do not always act in their own simplistic best interests.
Under particular circumstances, the
implications for members of a tomic system, include concepts of sacrifice
and of what I call scaffolding.
Examples of sacrifice might include
soldiers who place themselves at risk in fighting for the community. Other
types of agents amount, so to speak, to consumables: cells with necessarily
temporary functions, such as those of epidermal keratinocytes
and gut mucus cells, literally must be sacrificed to function, but that does
not mean that their functions are trivial: when they fail, or the consumption
of the agents fails, the effects can be painful, disfiguring, or deadly.
Consider such examples as: vitiligo
and pemphigus.
Scaffolding is
what we see when some cells form a structure that is necessary, but a structure
that must be removed when its function has been completed. One example is a placenta;
it is unwanted after the birth is complete, and accordingly must be shed. Other
examples are parts of an embryo that do not occur in the adult; they must be
shed, reduced to vestigiality, or recycled on schedule after their function has
been completed; if they fail, the effect can be wasteful, harmful, or deadly,
and if they persist after their function has been accomplished, that may be no
better.
In contrast to scaffolding, cells of some
other bodily components ideally persist life‑long; some kinds of brain cells
last all our lives. Compare the zygote
that gave rise to the organism, with a living brain cell of the mature mammal.
From the point of each cell in the body, it had survived an unbroken sequence
of divisions all the way back to the first fission of the zygote, and had been
more or less the same cell before and after, The only exception, arguably,
would be gametes
after each first meiotic division in the adult body, and synkaryon formation in
some tissues. Each of every one of the millions of disposable gut cells we shed
daily, could make the same claim until it gets digested.
We see similar abstract patterns
throughout the multicellular differentiated forms of life, in which structures
of cells perform different functions, some of which are in some sense
sacrificial.
But not in every sense. And not even in
every sense of “sacrificial”, which would suggest altruism. But there are
several senses to the term “altruism”, not all of which of which suggest
suffering for the sake of another. For one thing, in biology, suffering is
irrelevant to a deed of altruism. Altruism intrinsically entails a penalty to
the selective
Darwinian fitness of
the altruist. In those terms the sacrifice of the epidermal cell in favour of
the parent cell that remains to produce yet another keratinocyte involves no
suffering to the shed cell, because it is not equipped to suffer, and the only
way it differs from the sibling cell, is its situation nearer the outside. If
we had magically swapped them at the end of the cell division, it would have no
difference because the two cells were no different. Each of them would have
seen itself as the parent cell. The differences between the two cells
only begin to appear during cell maturation.
Not only does the sacrificed cell not
suffer any greater selective penalty than the surviving cell, but if both cells
were to survive, both would suffer a reduction in selective fitness, because
the sacrifice of the cell contributes to the selective Darwinian fitness of the
reproductive organism. So we need not regard the sacrifice of the skin cell as
altruistic.
The principle of self-sacrificing
dedication of non-reproductive cells to scaffolding functions is universal
among multicellular organisms with distinct organs. Not all our cells end up as
reproductive cells because it pays to dedicate part of each generation, sooner
or later to be discarded, to assist the others. The myriad ways in which they
do so in nature are breathtaking.
Compare say, typical slime moulds with
fruit trees; the first new generations of the mould cells hatch from their
spores as separate amoeboid cells, and feed on bacteria and wastes till they
can feed no more. Then they split and continue feeding and repeat the cycle
till they run short of feed and detect that their pastures are overpopulated.
After that the cloud of individual cells, that so far had behaved like any
other population of anonymous microbial cells, begins to stop feeding and
instead each one seeks the company of cells of its own type.
This continues till all the cells in the
cloud scrum into a slug-like mass, each seeking to get to the top of the pile.
Their competitive motion results in the slug moving across the surface until
the top of the slug is clear of the rest. When that process has gone to its
conclusion, the tip forms a mass of spores that remains till it dries out and
the spores blow away to populate greener pastures.
The main mass of the slug’s discarded
scaffolding cells dries out and remains behind for recycling; but those cells
have no regrets. They never had had any CES to waste pity on.
Unlike any slime mould, a fruit tree never
passes through any phase of a cloud of undifferentiated cells; it begins as a
single zygote in a fertilised reproductive structure that grows into a
recognisable fruit, a scaffolding structure that supports the dissemination
function of the seed. A fruit such as an apricot has an elaborate life cycle,
still without any CES as far as we know, and the tree does not get sacrificed
in producing that seed. As the poet Ramanujan pointed out in a slightly
different context: you sometimes can count every fruit on a tree but never all
the trees in a single fruit. Each apricot fruit forms a seed and surrounds it
with a hard shell that protects the seed.
But the protection is not the point of
reproduction, it simply provides the next generation, the seed, with means of
transport for dissemination.
For that purpose the hard shell of the
unripe apricot is covered with a nasty, poisonous, indigestible green coat.
This grows till the cells and the fruit are of the right size, and then the
outer cells begin a process of senescence that will end in death, but first it
breaks down the cells into non-toxic, digestible, fragrant, tasty,
conspicuously coloured, pericarp;
the part that typical frugivores seek out to eat, generally dispersing the seed
in the progress. The very nature of processes of maturation of scaffolding
cells, or of woody tissue or ripening edible fruit, or fragrant flowers,
generally implies senescence and impending death in contribution to the life
and function of the organism. Every cell in the plant started out with a full
complement of the genome, but no cell in the pericarp of the apricot in any
sense “minds” dying for the sake of the seed; an individual cell can hardly
have anything like a CES, and none of its struggles to stay alive can be
permitted to interfere with its scaffolding function.
Meta-teams
Logical consequences are the scarecrows of fools
and the beacons of wise men.
T.H.Huxley
Now,
depending on point of view, every member of any population of Homo ephemerens,
might be seen as an item of scaffolding, a cell of the population so to speak,
or more precisely a meta‑cell, a cell of cells, serving in the population that
is preparing the culture for the early emergence of Homo futurens.
Personally,
in any role of scaffolding, or as an ancestor, or whatever I might be, I do in
fact happen to have at least one CES, but at my current age I am running out of
either innate or external resources for my own survival, so I might more
cheerfully prepare for the future that I value. CES or no CES; I attach no
value to my remains after the CES has left, so I hope Homo futurens
some few millennia into the future, can make the most of my heritage.
This
idea of being merely part of the ladder of creation, instead of its peak, seems
to offend those people who labour under the delusion that each member of Homo ephemerens
is the eternal crown of creation; in fact, many humans seem to regard their own
body and mind as too sacred to attempt to improve.
I
do not understand why it was necessary for me and mine to have CESs, or to
suffer pain and other unhappinesses, but since I was not consulted on the
matter, I must put up with it, and the rest of the universe will have to put up
with me till my scaffolding and component members get recycled.
Hives of minds
“I don’t say thar’s no such thing as luck good and bad;
but it ain’t the explanation o’ success an’ failure not by a long way.
No, sirree, luck’s just the thing any man’d like ter believe
is the reason for his failure and another feller’s success.
But it ain’t so. When another man pulls off what you don’t,
the first thing you got ter believe is it’s your own fault;
and the last, it’s his luck.
And you jus’ got ter wade in an’ find out what you went wrong,
an’ put it right, ‘thout any excuses an’ explanations.” ”
But, Rocky, explanations aren’t always excuses,
and sometimes you really have to give them! “
”Sonny, you kin reckon it dead sure thar’s something wrong
‘bout a thing that don’t explain itself;
an’ one explanation’s as bad as two mistakes —
it don’t fool anybody worth speaking of, ‘cept yerself.
You find the remedy; you can leave other folks put up the excuses.”
Percy Fitzpatrick Jock of the
Bushveld
It seems almost incontrovertible that a
healthy two-headed or conjoined twin has at least as many CESs as heads; but at
the same time it is not clear how many CESs an “everyday” brain in a single
skull would have, the distinct CESs working in parallel, and not constantly
conscious of each other. It is altogether possible that proverbial “hearing
voices” and “internal dialogue” experiences really represent functional
activities of brains, activities that proceed more or less independently, but
occasionally impinge on each other.
Here I refer not to schizophrenia‑related
psychoses, but to healthy variations in ordinary mental processes. The
activities may be functional as a factor in the brain’s capacity to multitask.
If so, such mental processes probably
occur in some form in nearly every functional brain. It even is conceivable
that some kinds of mental retardation are the effects of too few internal CESs
in one brain.
Or a brain might have no CES at all: a
sort of
philosophical
zombie;
it might perhaps in some ways be sub-functional, if only we knew what the
function of a CES might be.
It need not follow that the presence of CESs in the brain is necessary for full
function, though it might be for all I know, but conversely some cerebral
dysfunction or insufficiency might prevent the emergence of a CES in a
particular brain, and dysfunctional effects commonly do not occur in isolation.
One way or another, we might be able to
diagnose many classes of dysfunction, but the absence of a CES is not clearly
among those. What roles would loyalty, affection, trust, or enmity, play in
ethical decisions, especially between CESs that are aware of each other? Some
conjoined twins grow to hate each other.
There are serious problems, both practical
and philosophical, to definition of the relationships between CESs, and their
role in personal identity. It may seem fairly clear, as far as anything in that
field is clear at all, but when there is an intimate relationship, either by
communication or by physical attachment, it is not clear how many CESs are
involved, either within, or between brains, or how.
It is quite conceivable that the human
brain is just an example of a hive, a medium that supports a colony of CESs,
and that our everyday perceived consciousness is no more than a question of
which CES
the Salience
Network
elects to expose to our primary conscious attention at a given time. Craniopagus
conjoined twins
might present illustrative examples, especially if parts of their brains are
shared, parts of the thalamus in
particular. We do not even know whether the location of a CES might wander from
one part of the brain to another, or whether CESs in a brain might split or
fuse, like vortices in a turbulent fluid.
Or whether brains in communication could
share any CESs.
Or whether we could managing
consciousnesses shared between large numbers of people.
Information does
funny things.
Such connection between CESs may be seen
as more or less intimate: in principle, separate brains in separate bodies,
that make identical connections, might be seen as parts of the same brain, but
if we connect parts of the same physical brain by high‑speed artificial
communication, those different parts might in principle behave like the partly
separate brains of a craniopagus conjoined twin, complete with matching CESs,
assuming that we may neglect the absence of hormonal communication. In a single
brain an idea or a solution to a problem or an original line of thought, pops
unbidden into the mind, possibly after hours or days. The effect may be
excellent, or troublesome, even clinically problematic, but in this essay
clinical states are not under consideration.
If remotely shared identity proves to be a
genuinely CES-like constitution, then it raises several questions: if the latency of
communication is less than say, one tenth of a second, and the neural bandwidth is
great, and the length of the communication is small, one could hardly tell
subjectively whether there is more than one CES involved at all. In fact, it
might be possible to combine multiple agents into a shared CES. Variations on
the theme have been hypothesised in F&SF, such as by Eric Frank
Russell,
and my own Millisecond
soliloquies.
The concept of shared consciousness
is challenging at best.
However, when such a connection involves slower
links, difficulties arise. Two brains connected with a latency of a few seconds
might do well in cooperating on an intellectual problem, either technical or
aesthetic; it would be much like a telephone conversation, but such a team
would be totally unable to control, say a vehicle that demands rapid reaction.
Moderately delayed reaction is not necessarily a disadvantage in systems such
as games of chess by exchange of postcards — in fact it might be a desired
consequence of a limitation.
On the other hand, in a situation when
parts of a CES, or CES‑like structure, are separated by minutes or hours, such
as between planets, then certain types of communication involving coherent
thought and coherent responsibility
largely fail.
Of course similar things can happen in the
one brain: humans often say things like: “I wish I had understood that three
minutes (or Gs) ago”, and the reasons might be ethical or opportunistic,
such as in staircase
wit.
Anyone living a problem‑solving life would have experienced such delayed “Ahah”
moments, sometimes months after having almost forgotten the problem. But that
is not the same as one’s usual interactive communication, and one cannot base
transactional activity on it in the same way.
The very concept of control at long range
or after long delay has been troublesome for millennia. A ruler who dispatched
an army to fight in a distant country, simply had to do so on faith, and often
disastrously. Long-range trade,
rule, taxation, and similar exchanges, created concepts such as remote ambassadorial functions in
diplomacy. The decay of the status of the ambassadorial function has largely
resulted from improvements in communication facilities.
As remoteness of contacts between agents
increases to hours within a solar system, or Gs between adjacent solar
systems, or many Gs or Ts
between moderately separated solar systems, or Ps between more remote
agents, the nature of contact, never mind the function of contact, would
change. And the ethical and practical subtexts
could change beyond recognition too, as discussed in Immortal
imperatives.
Functional
Teleological Ethics in Responsibility and Rights
Power tends to corrupt
and absolute power corrupts absolutely.
Great men are almost always bad men, even when they exercise influence and not
authority:
still more when you superadd the tendency or the certainty of corruption by
authority.
There is no worse heresy than that the office sanctifies the holder of it.
John Dalberg
Whatever
decisions are based on personal value judgements, they might not be acceptable
to the community. The function of any legal body in any community, typically is
to establish, implement, and maintain, an ethical system, and as a rule, one
that is widely acceptable to most people, on the basis of impartiality,
compassion and equitability.
Commonly
such a system should be formulated in documents such as constitutions, bills of
rights, or religious prescriptions.
Ideally,
in the context of this essay, such judgements should be equitable, meaningful,
and constructive, but a crucially limiting principle of any viable structure is
one that I already have mentioned, and still see as fundamental to our topic
here: the Fundamental Teleological Ethical
Assumption.
An
ethical system that ensures its own demise cannot in the long term be better
than a historical object of contempt. One cannot rationally support an agent
that, in our terms is functionally bankrupt, one which is fundamentally non‑teleological,
purposeless, and represents no concept of value, or is incompatible with our
own ethical values.
For
example, there are many diseases and their vectors that are deadly, disabling,
and agonising, but objectively of great interest and intellectual beauty, and
yet, in our common values, which we should be only too happy to wipe out.
FTE, Functional Teleological Ethics,
is related to versions of Utilitarianism, Consequentialism, and similar branches of the philosophy of
ethics, but their respective apologists differ so radically that I do not
closely associate this version with any of them. This is not because of any
personal taste for dispute, but because the context is material, namely: the
future of our heritage, our species, and our future associates.
For
details on such concepts, in case that context sounds too mystical, or too
grandiloquent, I again refer readers to the essay on: Immortal imperatives.
When
faced with choices, we act according to compulsion, exhortation, information,
deception, or any values on which FTE might be based. There always is
room for disagreement about choices, probabilities, and the desirability of
respective outcomes, but such considerations are all we have to go on, whether
in medical treatment, political leadership, industrial management, or
enterprises in general.
In
particular, in any clash of values, the function of whichever legal system or
constitution might apply, is to resolve clashes and enforce reigning
standards according to their resolution in the judgements of rival parties,
or legal powers, or customs or prejudices of local society.
Responsibility
is a concept that varies according to the relevant ethical or moral code. It
varies according to various kinds of action or of one’s part in particular
events or identification. It varies according to the transitivity of
responsibility.
It
is all one large subject, too large for this document, but one example might
prove illustrative of one kind of dilemma: a certain Buddhist zoologist wanted
the skeleton of a monkey, but his faith forbade him to take life. So he took
the monkey to a friend who was of another persuasion and asked him to do the
killing. The friend did, and the Buddhist went off happily.
This
might satisfy some people, but there is room for at least a little cynicism. If
the Buddhist had not asked his friend to inject the monkey, the monkey would
have lived, unless the Buddhist had administered it. Since he had in fact
performed the act of requesting the monkey’s death, by which act of legalistic
quibble could he claim innocence of the death? Would his future reincarnations
have been affected by his passing on the responsibility to what he regarded as
in effect a heathen?
Just
something to think about: . .
Rights,
Responsibilities, Obligations, Law
The only freedom I care about is the freedom to do right;
the freedom to do wrong I am ready to part with on the cheapest terms
to anyone who will take it of me.
T.H.Huxley
Concepts of rights
and responsibilities
in
these terms are not primitives;
they imply commitments
and
obligations
of
all functional parties to the community, whether members of authorities, or
individuals in the community, or possibly conflicting components of the
community (such as religions or legal authorities or functional agents).
Rights
and responsibilities
amount to commitments of the community to enforce classes of demands by
members of the community, either on their own behalf or in support of entities
unable to make their own demands; e.g. the community might be committed to
protection of a child or animal, or an asset such as a community building, from
disapproved acts.
The the roles of any parties in an FTE,
need not necessarily include moral or emotional considerations; sometimes
choices are enforced only by the nature of situations and prescribed categories
of preventions and reactions. Such considerations would apply just as strongly
in dealing with conscious, intelligent, educated, responsible agents, as in
dealing with machines, minor children, inanimate objects, animals etc This
implies that concepts of rights and obligations apply more generally
than commonly is realised, in the prescriptions of ethical systems.
Practically any action with ethical
relevance must affect multiple parties or entities within a community. From
this it follows that it hardly ever is possible for any action to affect
absolutely no‑one but the agent. That fact justifies commitment of the
community to wide ranges of legal systems and imperatives, and in practice,
there always will be scope for as yet unforeseen laws. Sooner or later the need
for new laws will crop up, commonly in consequence of technological or
industrial developments, and commonly the need is not recognised in advance.
Then either new laws get drafted, that generally are ill-conceived because the
nature of the need is at best partly misunderstood, or existing laws are
rationalised to fit the new need.
Conversely, any community enactment that
inequitably or trivially affects no one but the party targeted, cannot
logically be regarded as ethical; it does nothing to benefit the community, and
it is an imposition on the victim. A hypothetical legal system that forces
someone to eat fish on fridays, given that eating fish revolts him, would be
very hard to justify as being sufficiently important to the community to be
worth enforcing. Conversely, enactments forcing standards of personal hygiene,
safety, copyright, or health could well be justified in terms of the interests
of the community, whether the perpetrator appreciates them or not.
Whether new or not, or applicable or not,
or rational or not, unenforceable or pointless legal enactments, not only are
drains on community resources and satisfaction, but also vitiate respect for,
and obedience to, community authorities and mores. This amounts to betrayal of
the community and its members; drafting of legal constraints is a more serious,
and demanding matter than most people realise.
Law in
this sense of this essay is essentially any non-trivial system of ethical
imperatives, ideally a structure of FTE that has been explicitly stated,
recorded, enacted, and enforced. The concept of “justice” is
not essential to the concept of either law, ethics, morals, or sin, but can be
defined independently into any system as required. Justice as such is not
deeply considered in this document, except implicitly in terms of equitability. Law enforcement
ideally is to ensure that actions against the powers that support the legal
system, or against members of society that support the system, are made
sufficiently counter to the values of members of society, that such actions are
sufficiently rare to pose negligible threat to the comfort and well-being of
the community.
The origin of laws is no discipline to
dwell on here, but de facto laws may have emerged according to needs
arising in natural populations. Study of group behaviour in intelligent animals
presents suggestive examples.
Ethics, Aesthetics,
Emotion and Motivation
Peripatus, though a
lowly organised animal, and of remarkable sluggishness,
with but slight development of the
higher organs of sense,
with eyes the only function of which is to enable it to avoid the light —
though related to those animals most repulsive to the aesthetic sense of man,
animals which crawl upon their bellies and spit at, or poison, their
prey —
is yet, strange to say, an animal of striking beauty.
The exquisite sensitiveness and constantly changing form of the antennae,
the well-rounded plump body, the eyes set like small diamonds on the side of
the head,
the delicate feet, and, above all, the rich colouring and velvety texture of
the skin,
all combine to give these animals an aspect of quite exceptional beauty
Adam Sedgwick
As
I already have mentioned in a slightly different context, I also assume that
without a CES, the idea of pain is meaningless and that accordingly, the
concept of ethics in dealing with such a device is meaningless in terms of
suffering or emotion. In dealing with responsible parties, such as owners or
authorities in terms of values however, ethical concepts certainly do take on
some meaning. The question of the subject’s sensitivity to physical suffering
may fall away, but other negative values are possible, such as grief, loss,
fatigue, and in general, any reduction of desired values.
What
might they have to do with compassion?
Much
the same depending on the involvement of the CES. Expose an AI device to any of
them, and no matter how loudly it is programmed to lament or to rage, we have
no basis for any assertion of any suffering that makes sense in human or animal
or even botanical terms.
Of
course, we have very little cogent basis for diagnosis of subjective suffering
in living creatures either; denial of suffering in humans exposed to harm when
under suitable pharmaceutical treatment, is hardly better than suggestive. But
against that, we have reproducible evidence that functional humans not only
behave similarly to physically abused animals, but assert subjective suffering
as well.
That
is not formally absolute proof, but it still is more persuasive than most
denialists would volunteer to demonstrate their indifference to.
Consider
the category of destruction of valuable things, of increased entropy, increased
noise, without increased aesthetic or functional information. For example, the
shattering of a gem or a sculpture or a living planet or a unique copy of a
poem or theorem or a work of art or a fine piece of engineering all have
negative values. They differ qualitatively, but all demand ethical rejection as
far as may be.
Do
not lose sight of the fact that ethics deals with all relationships, not just
personal pain or binary conflict. There are such things as multi-party
conflicts of interest. If for example I persuade the owner of a wooden carving
that we should burn it, that might seem to be nearly neutral in ethical terms,
but if the act would upset the artist or art lovers, it would be proper to
include that consideration in the ethical equation as well.
But
so far we are looking mainly at evil as negative or shrinking values; the
opposite also can be real. Joy or pleasure can be just as real as suffering or
grief, and our ethical duty to increase and propagate positive values by the
creation of things happy and beautiful, and of various types, can be as great
as the negative values of loss and sorrow. And all demand ethical support and
propagation as far as may be.
To
surrender all those treasures to sterility or destruction or sterility in
surrender to nihilism in a universe probably without life to support CESs to
appreciate them, even if AIs recorded them, seems to me obscene, and could well
raise ethical difficulties, likely to conflict with principles of FTE.
And
common sense.
Conflicts of
interest within the body
We were living in trees when they met us.
They showed us each in turn
That Water would certainly wet us,
as Fire would certainly burn:
But we found them lacking in Uplift,
Vision and Breadth of Mind,
So we left them to teach the Gorillas
while we followed the March of Mankind
Rudyard Kipling
What are the limits to consciousness
within a body? For example, could a living thyroid or a gut have a CES? Would a
skin cell? How about scaffolding cells in the web of tissue between embryonic
fingers? They are no less complete than any other cells in the embryo, so why
should they not wish to survive just as strongly as cells of heart, or brain,
or gonads?
Why?
Because if they are not suitably shed at
the right stage, the child will be born with misshapen, imperfectly functional
fingers. In contrast, in a dolphin, that very webbing is retained and remains
functionally necessary for the survival of the organism, not just as
scaffolding for the formation of the organ.
Scaffolding or not however, the tissue
still does not contribute its own cells to the next generation, but if
it did not contribute its merit to the survival of its generation, copies of its
own genome would not be passed on. Conversely, the dolphin body with its
flippers, like the child’s body with its fingers and without their scaffolding
tissue, may be expected pass on those genomes if nothing goes wrong.
Would the CES of such a tissue have
values? Beware! It is a treacherous subject. For the soldier dying for his country,
it might make reproductive sense, but for his CES it would be simplistically
counterproductive. The human CES, whatever its Darwinian origins, has its own
values, and many an individual would sooner sacrifice his reproductive and
social interests in favour of the short‑term survival of his CES.
Even within one body there can be
conflicts of interest; the fundamental fact is that as creatures of Darwinistic
natural selection, our ancestors were selected for their successful pursuit of
rewards that were relevant to their environments. Rewards that were harmful in
excess, demanded parallel selection of avoidance of excess. We sought warmth in
the cold, but learnt that heat could hurt; the entire nature of pain and
satiety are among our inherited warnings against excesses as being among the
threats we must avoid.
However, some things simply did not occur
frequently enough to play a part in natural selection. Opioids, nicotine, salt,
and tropane alkaloids for example simply were not commonly attractive enough
for excessive use to be a problem in the wild. They would be so rare in the
wild, that natural selection would have no basis for maintaining a mechanism
for satiety or repugnance protect the organism from indulgence or over‑indulgence
at all.
In established communities however, such
traps for anyone overindulging could emerge in quantities harmful to addictive
personalities and physiologies.
Access to excessive quantities of foods
too, was typically episodic and regional, so that there was little selective
pressure for developing physiological controls; obesity was a survival factor
in some communities, and a mark of distinction in others.
In general, such examples could be seen as
conflicts of interest within the body. The chocolate and sugar variously tempt
the body and brain to consumption, and satiety caps it, though often too late
to prevent caries and obesity. Addictive substances may stimulate pleasure
centres, without capping stimuli to protect the body from harm.
And it is for our ethical systems to
supply the deficiency, often in the forms of moral norms.
Keeping the gate
The first condition of
human goodness is something to love;
the second something to reverence.
George Eliot
In
the adaptation and evolution of an entity, whether that entity is a loose team
such as a colony of ants comprising specialised castes, or whether it is an
integrated structure of variously specialised cells such as the body of a large
animal or tree, the concept of the CES, the dignity, sensitivities, or the very
lives of the team members, count for little. Even in modern human communities
the specialisations of cells are not where it ends; different jobs, professions,
even hobbies and successive roles as one grows and learns throughout life, are
associated with responsibilities, rivalries, status, and privileges of entire
humans and of professions that cannot be fully equitable; they affect personal
satisfaction, dignity, longevity, and health. Some examples amount to
parasitism and con games. Beyond slavery and gender, consider the roles of
miners and of soldiers as lauded in Macaulay’s “Lays of Ancient Rome”:
And how can man die better
Than facing fearful odds,
For the ashes of his fathers, And the temples of his gods?”
Horatio
was satisfied to die for his values, and the examples should be regarded as metonymy anyway, but for a virtuous soldier
to be willing to die for something as materially valueless as ashes and gods,
or as inert and sterile as temples, seems inequitable in comparison to the
Consul and City Fathers living on as fat‑cats after his death if he did not
survive. It is not as though they were of biologically separate castes in which the soldiers were sterile,
with nothing to lose, and the consuls were breeders to be sheltered for the
good of the species.
But
on occasion, human social structure depends on such inequitability, and would
fail without it. In some ways the same is true of most Metazoa. In the human epidermis, consider a
basal cell that divides to produce two cells, one of which remains a basal cell
to divide again and again, while the other becomes a keratinocyte that will die
and be shed as part of the function of the healthy body: at the point of
division, the cells generally are not differentiated; at that point the
question of which is is to fill which role, is not intrinsically meaningful,
CES or no CES; which cell is to go and which to survive is a matter of
situation, not personal values or identity.
Cells
that resist that system would either die soon anyway, or, if they survive long
enough to form a cancer, would commonly die eventually, along with the
organism.
Nature,
reality, causality, is unsentimental about emotional values such as love, pain,
and personal values in general; though those are the values that are
foundational to ethics. They are purely emergent aspects of intrinsic functions
of the teams that achieve effects that isolated cells and tissues and organs
and limbs could not.
We
see similar principles in beehives and termite colonies; the defenders of the
colony die in performing their protective functions. Honeybee soldiers die
after stinging. The sting goes on pumping venom, and the dying bee keeps trying
to sting while still alive, which distracts the enemy and improves the odds
that still armed defenders will succeed in getting their stings in. As for
termites, some species of termite soldiers literally explode their guts,
producing a sticky slime that hampers, discourages, or kills, ants attacking
the nest.
Possession, Ownership, Property
“Gimme that back, B’rer Bear! It’s
mine; possession is nine points of the law!”
“So I’m taking possession, B’rer Fox: all nine points;
you can have the other point!”
1960s comic; source lost.
And recounted by Socrates:
Dionysodorus: Do you own a dog?
Ctesippus: Yes.
Dionysodorus: Has the dog fathered
puppies?
Ctesippus: Yes.
Dionysodorus Do you beat the dog?
Ctesippus: Yes.
Dionysodorus Then you beat your own father
Concepts along these lines, and the
related controversies, fill whole libraries, to the extent that one cannot but
suspect that most of it is nonsense, and most of the rest is at cross purposes,
hardly even dealing with the same things that the words suggest. I have little
to say about it, so that little is what I’ll say.
Firstly, the semantics of the verb:
“to own” is messy, and in many languages it is ambiguous and self‑inconsistent.
In particular, it can easily be confused with more than one kind of
relationship. As appears in the epigraph, the relationship between “my” father
and me, is not the same as the relationship between “my” dog and me. So let us
avoid that semantic trap and refer only to the relationship between owners and
possessions.
The essence of the relationship
between ownership to a possession is neither generally intrinsic to the owner
nor to the possession.
What possession primarily amounts to
is commitment by relevantly appointed authorities, to support particular,
relevant classes of action by the owner concerning the possession. It also may
support particular classes of action by the possession concerning the owner,
and of third parties concerning either or both. It need not imply that such
classes of action are identical for all participants or for all objects.
Generally all such items should be
consistent with the principles of prevention, restitution,
and rehabilitation
(PRR), consistently in turn, with common or statute law, as discussed below.
In connection with the theme of this
essay, most of this section has ultimately to do with the greater advantage of
the emergence of Homo
futurens,
without inequitability to any party.
Preservation of legal systems
Having given out all
the virtues that He had made, God made another.
“Give us that also,” said His children.
“Nay,” He replied, “if I give you that, you will slay one another till none is
left.
You shall have only its name, which is Justice.”
“That is a good name,” they said; “we will give it to a virtue of our own
creation.”
So they gave it to Revenge.
Ambrose Bierce
For
practical reasons social structures depend on imposition of definitions of
ethical values that the govern the behaviour of societies and individuals.
Without such values and their imposition, it is hard to justify any definition
of “society” at all. They might variously be formal or informal, and the formal
definitions and impositions we might refer to as legal systems.
For
largely historical reasons, formal and material definition and enforcement of a
legal system are necessary for the survival of both the system, and society in
general. Such definition and enforcement typically are referred to in terms
such as penal law. Penal law deals with criminal activity: action in
conflict with enacted or common law, action considered harmful to the community
or members or interests of the community.
The
term “penal” literally relates to punishment, but the concept of punishment is
not essential; in fact, in this discussion it is arguably a tertiary
distraction.
Note
that the concepts of “penal systems” and of the proverbial “social contract”
differ in various societies, and accordingly vary as time passes. Even within
the recent history and geography of Homo ephemerens, societies in their
implicit or explicit contracts, have varied almost beyond recognition, both
between and within communities. Examples abound in the history of slavery, war,
social classes and castes, and in times of plenty and of famine or disaster.
Historically,
there seems to be no promise that our current, most smugly vaunted, legal
systems of rights, equitability, and constitutions, and their political cousins
of aristocracy, democracy, theocracy, despotism, and a job lot of their sisters
and their cousins and their aunts, constitute anything like a final word. I
will not be present to see what follows them, but I am fairly confident that if
Homo ephemerens is to graduate into any hopefully progressive system of
government or legal stability suited to Homo pertransiens, it will have
to include incorporation of equitability, shared commitment to a stable or
growing freedom from want in the context of stable property of various forms,
and mutual commitment to the well‑being of each other, subject to the interests
of the communities and their environmental resources.
Whether
that in turn ever will graduate into an effectively universal, cooperative,
stable system, idealistically and practically adhered to by Homo futurens,
I do not know.
But
it had better.
What
we have at the moment still is, at best, cobbled together for what we are now,
and grossly abused at best. If we can develop it into a state of stability,
then we very likely can shed the parts that deal with conflict and
inequitability, but that remains to be seen — by our descendants at least.
The
three major functions of such law, in particular as the topic is relevant to Homo
ephemerens, I describe as: “Prevention, Restitution, and Rehabilitation”. I
refer to them here as the initialism: PRR.
·
Prevention takes priority because successful
prevention of criminal activity, or anti‑social activity in general, commonly
is in the best interests of society and the most economical in various senses.
Hypothetically perfect prevention would make all else redundant. Prevention
could be physical, psychological (say, by threat or education) or by whatever
is most likely to be effective, acceptable, and affordable to the community.
For example, if it were generally agreed that a particular genetic
configuration were contributing to mental values that promote
counter-productive behaviour, say pathological panic in social situations, then
voluntary genetic engineering of future births in selected lines, no doubt at
the request of the prospective parents, might be regarded as an added measure
for prevention of social harm, much as an in vitro fertilisation doctor of
today would discard a zygote with a Duchesne dystrophy in favour of a healthy
zygote.
By the future time that anything so sophisticated were contemplated however,
the standards of genetic engineering would have to be beyond anything we are
likely to be able to debate sensibly in this century.
·
Restitution refers to such measures as ideally would,
as far as practical, mend harm and loss to any parties affected by actions or
negligence in violation of accepted laws or standards. Such harm or loss would
include damage to insensate elements such as material resources of the
community in general, including individuals. All costs, as far as practical,
should be met by the relevant perpetrators, but also, insofar as community
neglect or incompetence or circumstances contributed to the harm, the community
should make good the costs as far as might be practical.
This field of discussion is indefinitely large, filling whole libraries,
because it is inseparable from questions of
criminal harm, civil harm or deprivation, such as debt, and social duty
such as military or assigned civil service. But one way or another, the general
aim should be to serve the community as far as it is practical to do so, by serving, and thereby securing the
committed allegiance of community members, to the degree that eventually, an
injured member would yield personal restitution rather than disproportionately
penalise the community, or indeed fellow‑members of the community.
This is not either a matter of pure sentiment, or pure opportunism. I see it as
social lubricant and insurance, incentive to behave as best rewards and
satisfies both the individual and the community, when both individual and
community might see the situation metaphorically as “could do no more, and
could do no less”.
· Rehabilitation is whatever practical means can be
applied to prevent or dissuade the perpetrator from future acts against the
community, and without burdening society with pointless retaliation or
resentment. It also raises the question of the nature, concept, and relevance
of guilt. Whether punishment or elimination of the
perpetrator is appropriate to minimisation of the costs to the community, or
respective members of the community, is to be determined in each case on its
merits. Effective rehabilitation ideally would leave the culprit willing to
continue as a desirable member of the community, and the community willing to
accommodate the culprit as a valued member. That may not in each case be
practicable, and then the community must consider the alternatives.
Rehabilitation also ties in closely with restitution, blame, debt, and in particular with social responsibility, and guilt in law.
The point of rehabilitation could be seen from two points of view: either a
moral debt of society to the culprit, to accommodate him as a satisfied member
of society; or, from the rest of society as demanding that the culprit repay
whatever costs society had invested in his upbringing and support, or at least
desist from unacceptable parasitism or sabotage of the system that they are
building. It is not realistic, nor satisfying to demand small mindedly that
every penny spent must be effectively expended, or metaphorically, that every
millimeter of a scaffolding shaft play a positive part in advancing the
building. Economising carries its own costs that must be allowed for in
budgeting, and a society that can aim for the sky cannot pause to justify every
triviality. But where the support or constraint of an enemy of society is
sufficient to accommodate a conforming member, there is room to consider the
dissenter to be an unjustifiable expense — to be shed, much as the growing
embryo might shed a cell that cannot be tolerated between two growing fingers.
Such items are beyond our scope to discuss in detail, but they clearly cannot
be justly assigned when an event was not within a perpetrator’s ability to
avoid, control or foresee. In this sense, the significance of the concept of
“guilt” is largely alien to most familiar penal systems; dealing with the
perpetrator is to be aimed at prevention of repeat offences and mending all
forms of harm from the relevant offences, as far as is practical. Whether
retribution or education or any other measures would be appropriate would be a
matter for the penal authorities to diagnose and prescribe. Accordingly, in a
competent social structure, it might be admitted that a perpetrator had been
unable to avoid an unacceptable event on account of drunkenness, or because it
was too fast to for him to control. However, he would have to show that the
drunkenness while driving was unavoidable (say, forced upon him) otherwise it
would fail as a defence, and might be an aggravation. Or if the reason were the
inability to react in time because the control were because of multiple CESs
interacting to slow a reaction to say, more than a second, the relevant
question would similarly reduce to why the perpetrator was in control if that
could have been foreseen. Responsibility also ties in with transitivity of
guilt and of responsibility, as already mentioned in the section on Functional
Teleological Ethics in Responsibility.
It
is worth noting that atonement plays no significant role in any of
these, unless one counts apologies in appropriate circumstances.
In
case readers assume that the foregoing discussion adequately covers the essence
of the topic, I refer them to this linked parable concerning a notional crime. In essence,
a number of perpetrators independently and without cooperation all attempt the
murder of the same person, but none of them is successful. The victim
eventually dies anyway, though he would have survived had it not been for the
combination of ineffectual attempts on his life.
The
presumption of the nature and relevance of guilt in most forms of penal law
fails in its logic in the face of this challenge, but the PRR can deal with it
fairly comfortably. The key is to separate PRR from concepts of blame, guilt,
and justice, particularly justice, as Bierce brilliantly characterised it in
the quote in the epigraph to this section.
As
Bierce pointed out, humanity deeply confuses justice with revenge. In rational
ethical philosophy the objective of punishment for its own sake is irrelevant except as a component of
the third element of PRR in terms of its functional social merits. In
currently widely accepted social values, the ideal is to treat all members of
society compassionately and equitably, and minimise the costs to the community
as practically, far-sightedly, and reasonably as may be.
Compassion
and equitability are not fundamentally logical imperatives, but they are
aspects compatible with, and widely of the essence of Darwinian principles
underlying the operation of social structures. Their Darwinian nature does
not prove that compassion and equitability are “right”, but their
nature is an attribute that is necessary for their long-term resilience, in
line with the principle of rejection of opposition to our own success.
In
Darwinian progression, certain behavioural principles, conscious or not,
independently or coherently have survived natural selection for tens of Ps at
least. Play activity for development of skills without injury not only occurs
widely and apparently independently, but often is recognised across boundaries,
not only of relatives, but between species of biological orders. Puppies,
children, rabbits, lambs, and others commonly recognise each other’s play signals.
Imprinting of family and social relationships, inhibition of predation on one’s
own species, recognition of possession and avoidance of inbreeding vary, but
they are common in nature and sufficiently so, to be automatically recognised
as righteous values in human relationships and in legal and moral codes.
Compassion and equitability are examples.
There
are practical limits to such social and legal principles however, especially to
their treatment as absolutes, and there is no necessary compulsion to be guided
by precedent unless the analogies of the acts and circumstances of earlier
cases are direct and compelling. In particular, in rehabilitation, precedent
can only be compelling if it is clear that what worked before can be expected
to work again.
This
leaves us with the question of what to do when the cost of continuing to
attempt rehabilitation, or to control or tolerate continued antisocial
behaviour, is too expensive in terms of what it deprives other people of. For
example, to torment a violent criminal by locking him up, whether he is
mentally or physically able to control his actions or not, for expenditure of
resources sufficient to conceive, raise, feed, protect, and educate multiple
valuable members of society, and with no pleasure to the criminal even, makes
less sense than eliminating him. It even could be classified as treason to
society.
Opposers
of the brutality of retributive justice might expect to approve of PRR
principles, but they should not jump to conclusions; the fact that PRR need not
mention retribution, need not imply that retribution is forbidden, only that it
would not be resorted to if the responsible authorities assessed it to be
necessary and effective in a given case. In fact, nothing in the PRR principles
denies execution as a proper expedient if no better measure presents itself. In
fact, it might be explicitly prescribed in particular circumstances; suppose
that someone had kidnapped a child for his sexual gratification, and was
cornered and demanded that he be left to his pleasures, or he would cut the
child’s throat, counting down ten seconds from now — 9,8,7,...
For
the sharpshooter to hesitate would be betrayal of the child, the community, the
principle of PRR, and common sense.
On
such a basis the parable of the guilt of the hapless attempted murders is
trivial: start with the P of the PRR. It is too late to prevent the death of
the victim, but the question remains for the authorities to decide whether it
is too late to prevent subsequent anti‑social acts by the perpetrators, and by
which measures to do so if necessary. There then would be the question of
whether anyone was in a position to demand restitution, and if so, from whom
and in what form to exact the restitution. Finally, there would be the question
of which measures would be appropriate to apply to the rehabilitation of the
criminals, whether punitive, or alleviating. If it were decided that they were
beyond mending, and would pose an indefinite threat and without prospect of
rehabilitation, then it would be necessary to contemplate the best method of
disposal.
Bearing
in mind that the roles of members of Homo ephemerens and Homo
pertransiens may be that of scaffolding for the
establishment of the immortal population, they should have no hesitation in so
living their lives as to promote it. Refusal to do so would amount to betrayal
of at once the past of the population, who had lived and died for it, and the
present population who are living their lives in their scaffolding role, and
the future population who maintain the purpose and and substance of universal
civilisation.
Of
course, dissenting members of the scaffolding might resent this, but then they
could hardly justify any claim for special consideration as material enemies of
the system.
Social Contracts
and Strategies
Systems run best when designed to run downhill.
John Gall
Bear in mind that the primary intent of
this document is to explore ways to establish Homo futurens in
indefinite prosperity, expansion, and security, with flexible adjustment to
changing or unpredicted circumstances. This is best done by wide and deep
comprehension of the target system, which might be of arbitrary complexity. The
agent thereby is in a position to identify, not the most complex, but the
simplest and most economical objectives and solutions to challenges.
By way of illustration, in my youth I
encountered a group of labourers trying to rescue a cow that had fallen into a
cement farm dam. They had failed repeatedly for an hour or so before I arrived,
and everyone, including the cow, was increasingly weary and despairing. Possibly superfluously, I grabbed a handy
piece of wire netting waste, and dropped it into the shallowest slope of the
dam floor to improve the footing, and led the cow onto it. I then led her out
single‑handed with no need for lifting or assistance. Including finding the
possibly unnecessary netting, the rescue effort took perhaps two minutes.
There are many examples of problem
solution along such lines, including various social problems, and problem
identification and analysis commonly are crucial to problem solution; a
friend of mine told me that he felt humiliated when on a train journey there
was an unaccompanied little boy sitting opposite a burly man who was obviously
severely retarded. After some time the man began shouting at the child,
threatening him for sitting opposite him. My friend was just deciding to hit
the man if he attacked the child, when an old lady said urgently: “Sonny,
sonny, come and sit here next to me!” The child did, and the man subsided.
Now, there are all sorts of possible
scenarios to such a situation. Hitting would have been useless after the event;
expostulation would have meant nothing to the man’s mental equipment; dignity
would have been irrelevant, but the lady in question recognised the essence of
the problem and applied the simplest, fastest solution with the greatest effect
and the lowest cost to all parties, irrespective of whether it was in violation
of the right of the child to his seat.
Operative problems, especially social
problems, whether confrontational or technical, whether between humans or
confronted with physical challenges, or between individuals and groups, or
between multiple groups, are not always simple; in fact they commonly are not
definitively soluble within given situations and periods. However there is a
common aspect, often a Darwinian concept, that might be regarded as a sine qua
non for indefinite solution or navigation of such situations.
The concept is the fundamental games
theory of a Darwinian strategy.
The word is not equivalent to the usual sense of “a plan for dealing with a
particular challenge” (“If only I can fool this opponent into thinking that I
intend to...”) but the settled routine procedure for such situations. For
example, in confrontations one could always capitulate or retreat if challenged
(the “Dove” strategy) or always confront or issue a challenge (“Hawk” strategy)
or confront at first, but retreat whenever meeting resistance (“Bully”
strategy).
When a population has achieved a strategy
that will remain indefinitely viable in the face of all foreseeable attacks,
including infiltration of its genome, we describe the product as an ESS
(Evolutionarily
stable strategy).
An ESS is something of an ideal concept, because there always is some future
threat that could be imagined or could emerge to destroy or pervert it.
The important objective here is to strive
after a strategy that will remain indefinitely viable in the face of all
foreseeable attacks. Realistically, for any defence, there is some attack that
can circumvent or overpower it. The entire field is of great importance in
biology, and in evolutionary studies in particular.
For example, the defence of musk oxen
against predators, by forming a tight circle, horns on the outside and calves
inside, was pretty much invincible for perhaps hundreds of Ts, until they
encountered humans with dogs and missiles. These new enemies could exploit
their very defences.
But, within
reason, the ESS remains an important principle. Conceptually the concept is so
important that it can be extended to social contexts in the form of what I call
the SSS. (Socially
Stable Strategy).
In our connection the SSS would be a social structure and code of conduct that
would render a community immune from attack or corruption, including from
external influences, internal conflicts, and intellectual developments.
So far humanity
has achieved nothing of the kind, in spite of the various isms and acies that
have been vaunted from time to time. No SSS has been proof against the likes of
idealisms such as communism, capitalism, democracy, dynasticism, imperialism, religionisms and despotism.
Such regimes in turn rarely outlast a few generations, and even the exceptions
eventually succumb to their internal vulnerabilities; these include infections
such as nepotism, demagogueries, parochialism, and nationalism: they largely
reflect the residual toxicity of family‑ village‑ and nationality‑based
adversarial attitudes.
Specialists in
power‑seeking abound in humanity, and each successor repeats the delusions and
blunders of various of his predecessors. That is understandable, but what is
harder to understand is that the subjects tend to swallow the same old
propaganda as before: the divine right of rulers and inferiority of aliens and
the like. I suggest that those attitudes actually are innate, inherited from
ancestors whose families and villages had depended on loyalties and greeds that
in modern civilisation have decayed into maleficence,
One would think
that once populations were reasonably educated, they would be less susceptible
to such naïve adversarial indoctrination, but it rolls on, generation after
generation. The one constant factor seems to be actual stupidity — one
remembers remarks from the likes of Medawar: “people who have been educated
far beyond their capacity to undertake analytical thought”, or the even
more mordant Mencken with his: “when a candidate for public office faces the
voters he does not face men of sense; he faces a mob of men whose chief
distinguishing mark is the fact that they are quite incapable of weighing
ideas, or even of comprehending any save the most elemental — men whose
whole thinking is done in terms of emotion, and whose dominant emotion is dread
of what they cannot understand. So confronted, the candidate must either bark
with the pack or count himself lost.”
Plainly those
writers and thinkers, and a few like them, see the lack of intelligence and
suitable education as the operative problems, but of course, there is more to
it, including our inherent Village mentality.
None the less,
if a few dozen generations of the type of selection and education that I
propose in Immortal
imperatives
could scrub our minds of those poisons and instill the necessary scepticism,
compassion, and functional teleological ethics, we might hope to see new forms
of society that come closer to an SSS. They might listen more critically to
problem analyses and evaluate performance. Baby‑kissing and invective against
stock images of enemies or rivals would need to be of a very high standard to
carry much weight; an intelligent population would appreciate Will Rogers’
reflection that: “The fellow that can only see a week ahead is always the
popular fellow, for he is looking with the crowd. But the one that can see
years ahead, he has a telescope but he can’t make anybody believe that he has
it.” The fellow without the telescope would fail to interest the intelligent
public, and the one with the telescope had better demonstrate his competence at
using it and reacting to what he sees in it.
Similar
arguments apply to strife, competition, or debate between societies, so the
likes of Homo
futurens
will need to make adequate progress in managing and formulating solutions to
classes of problems in dealing with other, possibly rival, possibly cooperative
communities. The Prisoner’s
dilemma is
possibly the most notorious illustration, but it is one of many, and of many
different kinds.
The social contract is not an isolated two‑way
relationship, but affects the whole of society at multiple levels and in
various directions; to regard it simplistically is incompetence and betrayal,
not only of the community, but of each member of the community. It is an old
concept, but remains inescapable. What it comes down to is that instead of
partisanship within a community, every individual, and every sub-population
should feel that contributory membership of the community is more profitable
than either parasitism or opting out, and that helping fellow members should be
no less rewarding than helping family members, and protecting the community
more important than either.
This should be implemented in the genetic
control of the emotional makeup, as well as inculcated into the education
system. It should apply to the highest and everyone else in the community, and
not in the form of parades and anthems, but in intelligent comprehension and
mutual understanding.
No more reliable, long term, security for
a community at any level, or its legal principles, could exceed that of making
it follow principles that are stable in practice, both physically and legally,
because of being logical, practical, rewarding, and secure against external
threats.
It might sound artificial and too abstract
for the world we occupy, but where and when do we want to see humanity end up?
If we are to do better than the Tasmanian
aboriginals we
shall have to work our way up into a status and functionality along the lines I
described in Immortal
imperatives.
Note that the concept of an SSS need not
at all imply stasis or reduced effort in everyday life, only that society would
be stable against invasion or replacement. There is nothing preventing models
such as Red
Queen
conflict or cooperation from being indefinitely demanding of attitude, effort,
and evolution. Homo pertransiens
could be indefinitely at indefinite effort at various regions within or between
galaxies.
Such situations should be possible
indefinitely, but as I ask here, and shall ask again: “can we get there from
here?”
Instilling and Securing the Principles
Human history becomes more and more a
race between education and catastrophe.
HG Wells
An interesting reflection is on the
difference between the options in sentient organisms as opposed to mechanisms,
for establishing and maintaining commitment to the principles of legality and
ethics, the balance between personal and interpersonal values and commitments
to stated principles and imperatives.
A mechanism whether AGI or even AGI-CES,
that is to say, sentient in a high degree, should in principle be an agent that
could be assembled, and, when nearly complete, could have a brain, or
equivalent, installed, principles, values and all, and with little scope for
alteration of those values and principles.
It might be argued that to call a brain,
or equivalent, with little scope for alteration, “sentient” is questionable,
but there is little scope for arguing that it differs from either instinctive,
or rigidly instilled values or principles in an organic brain, whether
installed abruptly or gradually, whether directly or in a process of
development in a growing brain.
Nor does it follow that because a part
of the mental content is firmly, even rigidly, fixed, or nearly so, that the
brain cannot be sentient; there still is scope, possibly far greater scope, for
learning other material, or even for qualifications of the rigidly defined
content, or its applications.
In contrast, sentient biological agents
are largely organised from scratch; from when the embryonic brain begins to
function on its available structures. It has to pass through multiple stages of
development and function; this amounts to metamorphosis or
even hypermetamorphosis.
Not only could one argue that the personality of the growing organism passes
through different stages and forms, but the fact is that, although some of those stages might be creative,
possibly beneficially so, are what emerges is not fully predetermined. It might
in fact be harmful, pathological, even sociopathic. There is no reason to
presume that such noisy variation would generally be beneficial; chaotic
development without feedback tends to be more harmful than beneficial.
This situation must rely on the quality of
the education to steer or correct the quality of the product, and the process
can be variously destructive, compared to the standardised construction of the
engineered products.
As long as pioneering colonies established
by AGI devices will be responsible for raising larvae of sentient Homo
futurens, including their education, both technical and ethical, we may be
confident that the education would begin from a sound basis, and that the new
generation could rely on their foster-generation of AGIs to maintain its
integrity, but they could not rely on either a mechanical installation or rapid
instillation of standardised minds.
This implies non‑uniform, non‑rubber‑stamped
product. To what extent, and in what way, that non‑uniformity is good or not,
is hard to say, but it is even harder to see how a healthy degree of non‑uniformity
could be other than enriching for the individual and the community.
From the very nature of the structure of
any functional brain, it is impossible to define it and its operation
precisely, so it correspondingly is impossible to deny the possibility of
beneficial variation even in a “new-born” synthetic brain, let alone a
synthetic brain of a considerable amount of experience.
That in turn does not mean that such
experience would in any way degrade the intellectual quality of the brain or
the value of the experience in the context of the instilled ethical standards,
any more than in the mature brain in a Homo futurens.
The Future is the Territory, not the Map
I have no doubt that in reality the future will be vastly more
surprising than anything I can imagine.
Now my own suspicion is that the Universe is not only queerer than we suppose,
but queerer than we can suppose.
J B S Haldane
The
essential point of this essay is to supply a point of view from which we can
seriously ask ourselves whether we have a future, whether we are to continue as
a mockery of Homo sapiens in a slough of futility in our present role as
Homo ephemerens.
Am I
over‑dramatising?
If
that is what you think, then I have Ts (or a couple hundred Ts,
depending on who is counting) of Homo ephemerens to show; what do you
have that you can show in contradiction? Cycle after cycle of three steps of
progress up and two steps slipped back?
Or
much, much worse.
Well,
one out of three is not so bad, is it? One needs a long view, a little
patience, a little tolerance of half‑work — there is always a next time,
isn’t there?
No.
Not
for Homo ephemerens. We risk, not
only sliding back into a new dark age, but a dark age after destruction of the
resources necessary for us to lift ourselves out and back into civilisation.
We
do not have much breathing space. If we cannot manage our resources to meet our
needs for progress within the next few centuries, we never will achieve a
future for our next stage of humanity. Homo futurens. We will be
destroying our heritage, our past as well as our future.
And
that is a matter of values, a matter of ethics, a matter of morality.
And
if I can move the right people to prepare to approach the perils and needs of
that future, by pointing out the sense and sensibility as a matter of ethics,
that will be beyond my hopes.
But
I cannot let that stop me.
Can we get there from here?
You cannot question an
assumption you do not know you have made Richard Buckminster Fuller
This essay
is not a recipe. It deals with intentions and fears and hopes. Without ethics
and reason we will get nowhere.
I discuss
the nature and prospects of our practical options and incentives in another
essay at Immortal
imperatives
You might find
it long, but even if skimming it only leaves you with a feel for the territory
that at present is not even on anyone’s map, it will be well worth it.
As maps go,
that map is still at the hic dracones stage, but every little helps; as
Charles Babbage put it: “Errors using inadequate data are much less than
those using no data at all.”
Even getting
someone to think about how to find the territory is better than leaving people
to think that they are already there.
As I see it, we
already have many, many beacons, those left by wise men, in which they confess
their confusion and frustration, and by the rest, who variously assert that
they do know the way, or that we already are somewhere in particular, and
uniformly demonstrate by their words, and deeds, and footprints, and their
graves, that they do not even know what they do not know.
Outgrowing the kindergarten
For progress there is
no cure.
Any attempt to find automatically safe channels for
the present explosive variety of progress must lead to frustration.
The only safety possible is relative, and it lies in an
intelligent exercise of day-to-day judgment.
John von Neumann
As
it is, I see only one ray of hope, namely the first hint at genetic engineering
of our descendants in the next few centuries. At least a sizeable proportion
should be seriously intelligent, and long‑lived enough to be hard to fool, and
to see clearly enough that there is more profit to life than just parasitism of
the human community.
If
that happens, (and I admit that the odds are long) Homo futurens might get a foot in the door.
I
discuss the topic in the Immortal imperatives essay, which is a long document, but its
essence includes the following items. They concern the principles of ethics
relevant to our future, which are radically dependent on such points as these:
· The
planet is limited; this is a matter of simple arithmetic, and anyone denying it
needs to be innumerate as well as dishonest. Malthus is not mocked. Even his
dates are only out by a couple of centuries, a triviality, even in terms of
Western history.
· So
the human population too, is limited, much like the rat population, but if we
wait till its limitation is constrained by overpopulation of the planet, the
effects will be horrible beyond belief, and most likely terminal.
· Given
existing technology, it is possible to limit the human population humanely and
healthily by equitable means, at the same time increasing human fitness and
well‑being, physical, mental, and economic.
· In
the process longevity could increase indefinitely without creating a population
problem, and intelligence together with longevity.
· The
necessary increase in general intelligence and scale of foresight and ethical
responsibility should constrain political abuses to beyond the fears or
imagination of current political parasites; just try to imagine playing the Golden Statue game with a
population of grownups, when even your own troops are intelligent and educated.
· The
process also should lubricate the ethical shift that humanity needs, both
adapting to new dimensions of technology, and shedding the twin diseases of
family‑scale and village‑scale perspectives that increasingly poison our views
and emotions, our politics, and the scale of our projects. We could raise the
scale and nature of feasible and attractive projects beyond anything as yet
contemplated, either on‑planet or off, using resources currently not worth even
academic assessment.
· The
projected existence of our species would increase accordingly on scales not yet
realistically explored
Consider
the ethical considerations of such concepts in those connections, particularly
in the light of the future of humanity.
· Do
we, should we, include the survival and growth of our descendants, our
heritage, our creations, among our ultimate values?
· If
not, then which values are worth respecting at all?
· But
if we do, it is over time for us to wake up and do something to create
“something new under the sun”.
Something New: Ethical Vaccination for Righteousness
One
is often told that it is a very wrong thing to attack religion,
because religion makes men virtuous.
So I am told; I have not noticed it.
Bertrand Russell
For
some one to 30 to 100 Ps, depending on who is counting,
the question of ethics on this planet was not asked, because there was no one
to ask or conceive it. To be sure, until some 10 or 20 Ps ago no one as far as
we can tell had enough brain to have any inhibitions against harm to their own
species and to possible mutualists. By 10 or
20 Ps
later however, many species, largely vertebrates, had developed enough
intelligence and sensory apparatus to avoid eating or killing or fighting
“things like that”, and species with inhibitions like that tended
to go forth and multiply in various ways forbidden to cannibals, even though
various evolutionary strategies specifically relied on cannibalism.
Then,
some Ps
ago, as far as we can tell, some species developed enough intelligence to
exercise skills in systematic cheating, bullying, familial and parochial
preferences, and predation: quite human in fact.
And
those skills enabled them to achieve many things that we have discussed, things
that advanced the prosperity of the communities in villages, towns and local
nations, and to wipe out lines that were too disturbingly human.
All
those developments were variously connected to concepts of ethics, and later of
wisdom, before there were any explicit concepts of philosophy.
So
far not too bad, but as nations increased in size beyond what individual
citizens could recognise or understand, they began to deal with people they did
not know. Picking on unfamiliar people followed naturally, especially those who
were visibly unfamiliar in appearance and behaviour. At that point the virtues
of village cohesion developed into the evils of racism, personality cults,
politics, gullibility towards strangers who knew what to promise before moving
on, and the evils of ecclesiastics and arbitratores elegantiarum, often
self‑appointed.
Our
major social evils emerged among mentally limited, short‑lived people who spent
most of their lives learning barely enough to equip them to function as dupes
of exploiters, dying uncomprehending in battle or slaving for those better
equipped to get rich, or whose parents had been better equipped, or who in turn
were willing stooges and catspaws for higher ranking manipulators of their
generations and regions. Such things led to elaborate alienation between
various dimensions and levels of classes and cliques. We are left, not only
with strife between sports teams, provinces, and nations, but also brands,
professions, political parties, and levels of authorities.
Fragmentations
and interconnections of interests are beyond comprehension of outsiders; they
commonly involve conspiracies and resentments that may prove deadly; consider
Kipling’s “Ballad of the King’s Jest”:
Heart
of my heart, is it meet or wise
To warn a King of his enemies?
We know what Heaven or Hell may bring,
But no man knoweth the mind of the King
And
there we sit. With no prospect of improvement forever. Our ethical principles
are products of the accidents of our social evolution. Strangers to ourselves
and others.
So
far anyway.
Our
horizons have been claustrophobic, on this planet or off, and even now, our
prospects are diffuse and remote.
In
Immortal
imperatives I hint at
a hope, new under the sun during the presence of life on this planet: realistic
hope of personal immortality, plus powers to bear it. Unless we
destroy ourselves we could have immortality in 30 Gs or so —
practically overnight after hundreds of Ps.
And
literally, vitally, imperative: without personal immortality, humanity as a
population will die.
With
our current mental limitations, a 30 Gs lifetime would be hell: futile
tedium, but advances necessary for longevity would include increased functional
intelligence. That might sound like hubristic wishful thinking, but in their
day, so would novelties such as the stirrup, the horse collar, chemistry,
knitting, the bow, transistors, electricity, the plough, nuclear physics and
vaccination.
And
a population with a slow turnover, a life expectancy of Ts, a good brain and
memory, should be immune to social systems with the isms and acies that have
lead humanity by the nose for some 39 Gs. The Barnums, the con artists,
the Stalins and Hitlers have led nations on Twain’s principle of:
“H’aint we got all the fools in town on our side?
And ain’t that a big enough majority in any town?”
Such
parasitisms emerged mainly from a plentiful supply of suckers, naïve for lack
of comprehension, experience and memory. The last thing the parasites want is
an intelligent population with indefinite memory capacity. Their nightmare
would be good communications plus attitudes on the lines of: “if a man does
thee once it is his fault; if he does thee twice, it is thy fault — and
I remember thee from once ten thousand years ago, and so do my
friends...!”
For
anyone in a role dependent on public support in a population of such a nature,
to base a questionable project, let alone a deception, on equivocation, let
alone lies, would be professional suicide. This is not so much a moral
reflection, as a consequence of practical game theory. According to Robert
Axelrod’s Evolution of Cooperation:
when it is probable that they will meet again, independent agents choose to
cooperate rather than cheat. This concern is the professional’s “Shadow of the Future”. Cheats cannot afford a high probability of
being called out in competition, or cogent exposure to a competent, sceptical
public with indefinite memory. That Shadow would be a lasting horror. To keep
politicians nearly honest, nothing could beat a public with a grasp of law,
rights, technology, logic, and economics, plus memory of all claims for the
last Ts
or so.
Call
that a vaccination against unrighteousness, an essence of the role of Homo pertransiens, every one a brick in
the edifice of humanity.
If
the functional life expectancy of an educated population of people intelligent
enough to handle it were measured in millennia or longer, that should lend some
conviction even to social systems as flawed as democracy or capitalism.
Notionally it might even work for communism (“From each according to his
capacity...”). The chances of a dishonest politician getting into office at all
would be tenuous, and as soon as anything showed him up, even in the indefinite
future, he would be on the skids, unlike various nominally democratic leaders
of today, not to mention dictators. Furthermore, even if not expelled he would
be alive to face the future, the failed industry, the fallen building, the
fouled ecology, and especially the public affected, who would remember who had
foisted it on them. And they would not be friendly to any statute of
limitations in the next Ts, nor inclined to protect his
future reputation.
In
a population of intelligent immortals, ethical conduct would be a principle of
social survival, whether in business, professional life, or politics; sacrifice
of one’s reputation would be sacrifice indeed. People rarely have anything to
good to say for physical immortality, but it should enforce permanent standards
of ethics less compromising than anything in history so far.
Such
things also would influence the nature of long-term business ventures. Concepts
and consequences of bankruptcy and debt would differ from current standards.
Deals and projects common in Homo ephemerens businesses separated by
borders and oceans, would differ from those separated by parsecs and millennia.
The business or political parasite with a bad reputation for dishonesty or shortsightedness
would be worse off than one having earned a name for driving a hard bargain. In
such a society the idea of lapsed debts, either criminal or fiscal, would
probably be regarded as nonsensical.
This
might sound obsessively vindictive and small-minded on the part of Homo
futurens, but it simply would be a natural effect of the nature of the
society, comfortably open and secure, with trust of the other party being the
natural consequence.
Compare
that with the situation in Homo ephemerens during the last ten or twenty
millennia or so. With minor temporary aberrations, nearly our whole politics,
and half our businesses, depend on lies, secrecy, intimidatory litigation, and
quibbling after the event. An early communistic quip was that a capitalist would
sell you the rope to hang him with, and that really has been no exaggeration in
recent decades. Traitors often hardly bother to deny their dealings; they have
faith in public amnesia within a season or so. Commonly, if their scale of
operation is large enough, they may have no problem attracting fellow crooks as
accomplices after a financial disaster. For ephemera the shadow of the future
holds few terrors; those who deny abuses, wastes, destruction of resources,
self‑aggrandisement, oppression, and who base policies on criminally
irresponsible quackery, commonly will have died or retired before the crows
come home to roost. We see about us leaders whose incompetence and self‑gratification
have within a couple of years caused something over a million deaths in their
country within a year or two, with hardly a peep out of anyone when they are
voted into office again.
For
Homo ephemerens the opiates of the people are shortness of life,
shortness of memory, oblivion of the logic and facts of reality in wishful
thinking, and of the need to use and develop them. Reflexive rage to shout down
warnings of needs is easier than education. One hears of the cycle of public
amnesia being driven by a cycle of some two to four decades as the “village
elders” die off, but in practice, in our current situation of continuous floods
of public information and disinformation, a realistic cycle is more like two to
four years.
These
are features that Homo futurens should counter naturally as part of
their necessary attributes.
And
our ethics?
They
are worthless if they are not our guides, and our guides are worthless if they
do not reflect our realities, and we are worthless if we cannot shape our
realities into worthwhile futures new under the sun. If one thing is clearer
than another, it is that as Homo ephemerens we are doomed; our one hope
as a species is to shed our larval skins as Homo
pertransiens and to emerge as Homo futurens, with not just a future,
but more futures, more adventures, and more scope than anyone reasonably could
have foreseen for us on the most optimistic assumptions.