Table of
Contents
Where, Whither, Why, and How
Ethics, Sex, Cooking, and other Clichés
From time to Time
SI Technical Table
table of seconds
Was it to read THIS that I went to school??
Homo pertransiens: Humanity from Past to Last
Ethics? Philosophy??? Help!!!
Origins and Effects of Human Communities
Family groups
Village groups
City or Nation status
Modern national concepts
Isms, Acies & Functional Teleological Ethics
Ethics in particular. . .
Values, selection, and
decision; the CES
Values
Inherent Values,
Adaptations to Communal Scale and
History
Values in Social,
Interpersonal Relationships
Material and abstract
values
Parameters as Values
Calling Back the Anvil
Entities, agents, and the CES of the team
Sacrifice, Scaffolding and the Team
Meta-teams
Hives of minds
Functional Teleological
Ethics in Responsibility and Rights
Rights,
Responsibilities, Obligations, Law
Ethics, Aesthetics, Emotion and Motivation
Conflicts of interest
within the body
Keeping the gate
Possession, Ownership, Property
Preservation of legal systems
Social Contracts and
Strategies
Law, Latency, Limits
Instilling and Securing
the Principles
The Future is the Territory, not the Map
Can we get there from here?
Outgrowing the kindergarten
Something New: Ethical
Vaccination for Righteousness
Postscript on Religious Unrighteousness of Purpose
Any
enterprise that by its own nature strives against its own survival,
whether it succeeds or not, deserves not to survive.
How
do you suppose humanity is doing?
Exploration of our possible future,
takes us so far beyond current concepts and technology, that we founder in those
most treacherous of questions: “WHY?” and “WHY NOT??”. To avoid their
hobbling us, this essay is an attempt to separate the questions into proper
contexts, and to show that they are matters of ethics: a foundational aspect of
decision theory, far more important than “being nice”.
Ethics has long been among the most
incoherent, even hysterical, branches of applied philosophy, and this essay
attempts to avoid emotional traps in suggesting the need for humanity to
develop our logical, technological, and practical abilities if we are to have
any long-term future at all. The text describes fundamental teleological
ethical concepts as well as our mental capacities, and we must shed many
traditional delusions; as things stand, we are hobbled by our biologically inherited
social obsessions with emotions adapted to our ancestry in villages, towns, and
nations — a species that cannot grow beyond a perspective in which
dictators can raise golden statues to themselves, will be dooming itself.
We have not yet adjusted to
recognition of our realities as a planetary community, and that status in turn
we shall have to shed as we grow beyond this planet. We need to build rather
than consume, defile, and destroy. Like monkeys climbing trees to reach the
moon, we are trapped in a local maximum: every step feels like progress in the
right direction, but climbing higher trees is functionally bankrupt for a
challenge that demands fundamental paradigm shifts.
Related essays that deal with some of
the paradigm shifts will build on this one, a series that contemplates our
future as demanding developments more radical than our ascent from our
fellow-chimpanzees: constructive hubris for engineering our own indefinite
survival.
This is no sermon; it is a survival
map for a territory where there be dragons.
Ethics,
Sex, Cooking, and other Clichés
Only some of us can learn by other
people’s mistakes.
The rest of us have to be the other people.
Chicago Tribune
Some
fields perennially tempt authors into unconscious clichés in well-worn fields,
and many of those clichés are not even valid. Ethics is one such field, and my
excuse for this essay is that some aspects need attention, not so much for our
day, nor our near future, but particularly for the indefinite future of humanity.
For
that I need to touch lightly on various topics, some in established science,
others still largely arguable. The details I cover more elaborately elsewhere. Those requirements are nothing new in applied branches
of philosophy; philosophy is largely thinking about thinking, and such thought
cannot realistically be confined to allegedly established facts.
What
is the point of discussing anything so remote, you might ask?
I
nowhere suggest that daily realities may be neglected, but while everyone else
deals with them, some of us should wonder what we are heading into — and
why.
And
how.
From time to Time
Killing Time
There’s scarce a point whereon mankind agree
So well as in their boast of killing me;
I boast of nothing, but when I’ve a mind—
I think I can be even with mankind.
Voltaire
This essay was written as a companion
piece to the essay Immortal
imperatives, in which vast periods of time were relevant, and not
primarily on planet Earth. Accordingly some of the conventions in the essays
have been shared, and one is that, since time units such as days and years are
not uniform from planet to planet (or even between cultures on Earth), we use
the SI time units of seconds, megaseconds, teraseconds, and so on, according to
the following table.
SI Technical Table table of seconds
|
|
Prefix
|
Symbol
|
Seconds (s)
|
Power
|
≈ Human Equivalent
|
|
Kilosecond
|
ks
|
1000
|
103
|
17 Minutes
|
|
Megasecond
|
Ms
|
1000000
|
106
|
12 Days
|
|
Gigaseconds
|
Gs
|
1000000000
|
109
|
32 Years
|
|
Terasecond
|
Ts
|
1000000000000
|
1012
|
32 000 Years
|
|
Petasecond
|
Ps
|
1000000000000000
|
1015
|
32 Million Years
|
|
One Earth Year
|
1 yrs
|
≈32 Ms
|
|
Human Lifespan
|
100 yrs
|
≈3 Gs
|
|
Near History
|
10 000 yrs
|
≈320 Gs
|
|
Homo sapiens so far
|
300 000 yrs
|
≈10 Ts
|
Was it to read THIS that I went to school??
I saw Adam leave the garden
With an apple in his hand
I said, “Now you’re out What are you gonna do?
Plant some crops and pray for rain
Maybe raise a little Cain
I’m an orphan and I’m Only passing through”
Passing through, passing through
Sometimes happy, sometimes blue
Glad that I ran into you
Tell the people that you
Saw me passing through
Pete Seeger
This
essay is largely informal, so it does not deal primarily with the philosophy of ethics in standard ways, though it might point out some defects
persistent in common debate. It omits definitions and discussions of many terms
that will be familiar to readers in various fields of philosophy, and with
ethics in particular.
To
reduce clutter, many terms first appear as hypertext links that readers may follow as they prefer. For
definition and discussion of hypertext‑linked terms, readers with the necessary
connections can click on the highlighted words.
Anyone
who would like to delve even more deeply, might fossick in libraries or online
among philosophical sites such as Stanford Encyclopedia of Philosophy
The
reason for the hyperlinking is to avoid bogging down in side issues. The
concerns of formal work in philosophy are not essential to material
implications. Ethics as dealt with here have little to do with standard,
religious, or personal morals, dealing instead with principles relevant to the survival
of, not just our species and its future, but rather the heritage for which we have responsibility, whether our future turns out to be human or not.
The
relevant concepts and terminology are convenient to view in terms of ethics;
accordingly, we deal primarily with:
Implications of ethical concepts for
Humanity’s distant future — if any distant future
is to include Humanity or life at all
For
material discussion of that theme, to which many topics of ethics are relevant,
you might want to read another essay: Immortal imperatives, in which I give some indication of what our future should
be, if our prospects permit. At present those prospects do not look reassuring,
but neglecting them will do nothing to mend matters.
One
topic concerns the realities of world lines, causal relations, similar concepts, and their relevance. More broadly, one
also could also consider time
geography, but I must not wander too far afield.
In
Immortal imperatives I point out that if humanity does not develop what
amounts to personal immortality, and fails to develop the necessary
mental and physical powers to deal with it, we are doomed, physically and
morally. As a species we do have the necessary temporal potential as a global
or universal community, but our present form, which I call Homo ephemerens, will not suffice. If we are to succeed, or even persist, we must work
towards a physical and mental status that I call Homo futurens, in which the individual will have indefinite life
expectancy, and be equipped to manage it, to grow and prosper, without boredom
or mental paralysis or stultification — otherwise there would be no point
to the effort anyway, would there?
In
short, we shall have to be planning towards, and working towards, a future that
we Homo ephemerens never shall see. Call that altruism if you will, but altruism is not the intended primary
line of thought.
One
fundamental point is the dramatic and crucial difference between personal
perceptions and perspectives within world lines of Homo ephemerens and Homo futurens. We currently are limited, not only according to our
individual lifespan, which is pathetic, but to our mental capacity for
retaining personal shreds of memory and shreds of identity, and those
limitations make for incoherent principles of ethics, values, and objectives.
A
large part of human literature is inspired and formulated in terms of the way
the cross sections of world lines change as time passes; those are the ways
one sees one’s life at any time, and those ways determine what matters to
our entire nature and how it is important to our current community: Homo ephemerens.
The
same is true of Homo futurens, but in largely different ways. To anyone who regards the
world from a perspective of Ts
or Ps,
including the science and enterprise that demand such time spans, most of the
very ideas behind most of our familiar ethics, family, community,
understanding, stock markets, ecology, business, engineering, accountancy, and
bottom‑line economy of today, would make no more sense than the games of
children playing with mud pies, marbles, and Monopoly. In such perspectives,
any minds functionally more mature than ours, should see their own world lines
on scales of Ts rather than Gs, in greater depth and breadth and
complexity of pattern, in different dimensions, than any of us could in our
day.
Homo
pertransiens:
Humanity from Past to Last
No man is
an Island, entire of
itself; every man is a piece of the Continent, a part of the maine;
if a Clod be washed away by the Sea,
Europe is the lesse, as well as
if a Promontorie were,
as well as if a Manner of thy friends or of thine owne were;
any man’s death diminishes me, because I am involved in Mankind;
And therefore never send to know for whom the bell tolls;
It tolls for thee.
John Donne
All that sounds very simple and
compelling (at least I hope it does) but there is a vitally important aspect:
we are Homo ephemerens beyond
question, and our descendants had better be Homo
futurens, because if they are not, we simply will have no future. But there
will never be anyone who can say sensibly: “my parents were Homo ephemerens and my children are Homo futurens and I in between am
neither, owing nothing to either: a link in no chain”.
Such a link would be futile, not part
of any chain, even as a link, and if links can read, any such link here is
reading the wrong material; we lack values in common.
Another peril is to say either: “I am
Homo ephemerens, and I owe nothing to
Homo futurens; what have they ever
done for me?” or “I am Homo futurens,
and I owe nothing to Homo ephemerens;
what does anything but the future matter to me?”
A link without a chain is a futility without
meaning, and a waste.
As long as a chain of humanity
endures, however an outsider might see each link, that link can look back to
another, and forward to yet another link. Such a link might see itself, not as Homo futurens or Homo ephemerens, but Homo
pertransiens, humanity passing through.
Passing through, from past to last, Homo pertransiens is the healthy human
answer to questions of the purpose, the challenge, the matter, and the meaning
of life. Homo ephemerens and Homo futurens are regions on the map,
but Homo pertransiens is the
territory.
Ethics? Philosophy??? Help!!!
An
Ethical Grook
I see and I hear and I speak no evil;
I carry no malice within my breast;
yet quite without wishing a man to the Devil
one may be permitted to hope for the best.
Piet Hein. . .
Ethics
and philosophy? What is all this about?
Relax.
Probably you don’t need the next few paragraphs, and can skim or skip them.
Even if you do need them, there is no sermon, nor a test at the end. If on the
other hand, you really do need anything when you get deeper into the material,
I will supply you with links, such as this one: Science and Religion
Ethics
in general is a branch of philosophy, so wide, and so widely discussed and disputed, so
relevant to various branches of choices of behaviour and compulsion, that most
definitions are smugly arbitrary and protean.
Some
branches of philosophy in turn, are formal, meaning that they are founded on what I call axioms: concepts and principles defined arbitrarily, if defined
at all, plus theorems compellingly derived from that basic axiomatic material.
In other words, each deals only with the universe of discourse of its own
axioms and their derivations. A classical example might be Euclidean
geometry.
Other
branches of philosophy are applied, meaning that they deal in part with empirically or
arbitrarily defined subject matter apart from any formal axioms that apply to
their content; this essentially implies that applied branches of philosophy
are constrained by the intrinsic attributes of their subject matter.
A good example might be celestial_mechanics, in which initially simple Newtonian behaviour of point
sources of momentum and gravitation, rapidly and inescapably ramify into tidal
forces, entropic effects, relativity, heat flow, and more.
If
your applied philosophy leads you into predicting outcomes that do not match
the assumptions about your subject matter, then either your assumptions are
wrong, or your philosophy is wrong, or more likely both.
It
then is time to think again about thinking; some people do very well without
thinking, so for them there is no problem: those might as well steer clear.
Origins and Effects of Human Communities
A Philosopher seeing a Fool beating his
Donkey, said: “Abstain, my son, abstain, I implore.
Those who resort to violence shall suffer from violence.”
“That,” said the Fool, diligently belaboring the animal,
“is what I’m trying to teach this beast — which has kicked me.”
“Doubtless,” said the Philosopher to himself, as he walked away,
“the wisdom of Fools is no deeper nor truer than ours,
but they really do seem to have a more impressive way of imparting it.”
Ambrose Bierce
This
document aims mainly at the future of humanity; in fact so remote a future that
I could have left out our history up to the present almost without anyone
noticing. Not many people realise just how trivial, even how ignominious, our
history has been to date.
Anyway,
books on human history and prehistory number in their thousands, and books on
ethics in their hundreds, but not many deal with our indefinite future, and
without our far future we will amount to nothing better than a polluting smear
on what I believe to be an exceptionally beautiful planet, and I hope to
inspire a few readers to take themselves and their responsibilities to our past
and our future seriously, and to pass that on.
It
might even make a difference; it can’t do more harm than letting everything
slide into decay.
But
some of our greatest shortcomings so far, and for the foreseeable future,
reflect the nature of our past; it leaves its mark on our present, as we leave
our mark on our future.
If
that means nothing to you, then you really should try to make some progress in
ethics in that context. And if you do not understand that, you would do better
to spend your time and effort elsewhere.
But
if you still wish to see whether I say anything worth saying, welcome, and
thanks for the compliment.
I
begin with just an outline of some of the marks that our past has left on our
present. I do not apologise for the brevity, because there are plenty of books
on that topic. I do not tout for any
particular one myself, but you can find more than you want if you google books
under keywords such as: “society in prehistory”.
The
main objective of the next few sections here, is to direct your attention
towards some of the effects of our past on trends in our current emotions and
society; it is high time to grow up. If we do not do so soon enough, we never
will, and if that is the case, good riddance.
But
that is no reason for not trying, and that is where I start.
Note
well! The fact that there is some evolutionary significance to this part of the
discussion, does not mean that all the books and recommendations you will find
on the topic need be taken seriously; the sheer volume of nonsense published on
the subject is discouraging.
Meanwhile,
here are a few superficial hints to think upon.
Family groups
It
is easier to love humanity as a whole than to love one’s neighbor
Eric Hoffer
The
original human communities may have been family groups, and the means to
accommodate the groups would have been largely arbitrary. A group would favour
family members above strangers. A family member in approved possession of
valued items would be favoured in retaining it against acquisition by other
family members. Acquisition of assets from aliens to the family group would be
favoured with strength according to how alien or even inimical to the family
the aliens were seen to be.
Family
grouping probably originated before we were special among the primates; many
animal species behave very like that. It is likely that origins of those forms
of community preceded our descent from related species several hundred Ts
ago. Traces still show in the fundamentals of our legal and moral systems
(blood is thicker than water, and all that) but they do not suffice in
themselves for guiding social life, current or future.
Chimps,
gorillas, and some other sociable primates are well into that stage, so it is
nothing to brag of, that the traces still are evident in our society of today.
For some discussion on related topics, you might like to read some of the
history of nepotism; the subject is larger than you might think, in fact the very
origin of the term in history is embarrassing, though it neither began nor
ended with the papacy.
Village groups
The human mind treats a new idea the way
the body treats a strange protein.
It rejects it.
Sir Peter Brian
Medawar
The next stage of human social development
presumably was at the level of the village or tribal group. This dealt at some
level with larger groups than families, and very likely began to take
hierarchical effect, where personal values would favour neighbouring groups,
over strangers if they did not kill or eat each other. Probably this attitude
grew to be increasingly favoured somewhere in the last 3 Ts
or so.
There is no single attribute of humanity
or sociality that is to blame for either the rise or the fall of the human
community in general — different scales of populations and ecologies
require different social, indeed different genetic strategies. Without the
original Family Group adaptations, it is not clear how we could have survived
functional Village Group status. But neither of those completely fitted the
demands of the other. Partly as a result, each suffered from the adaptations to
the needs of the other; the Village suffered from greeds and partiality that
harked back to family concepts, while hermits who renounced Village life tended
to doom themselves to sterility. Whether they cared or not, was another matter,
but it came to the same in the end.
One way or the other, the realities of
emotional and social adaptations inappropriate to the size and ecology of the
wrong scale of population, are arguably the single most virulent social poisons
threatening our survival as a species. Their traces bid to destroy our species —
or leave it as an open question whether a species that cannot overcome
pernicious of influences such origins, is worth trying to save.
City or Nation status
Learn
from the mistakes of others.
You can never live long enough to make them all yourself.
Groucho Marx
By
something like 600 Gs ago it is likely that the concepts of formal city‑ or
nationhood or ruling dynasties had begun to be established, and they grew and
elaborated in a few regions around the world. By this time there were
difficulties in the formulation of legal systems, for which the original
village structures were inadequate, and in which we still have to deal with
primitive village‑society mores that functionally are totally unsuited to
global society.
Difficulties
arising from the failure of residues of village mentality to adapt to the
demands of larger communities emerged in the extreme messiness and instability
of the history of nations, dynasties and religions from classical times to
pretty nearly the present day.
Modern national concepts
Human beings seem to have this endless
ability to think they are at the end of history.
The only people who now are saying we know enough are people who don’t know
enough.
Richard Klausner
In the last 30 or 60 Gs or so, we have been
struggling with successions and radiations of social structures that all bore
the village stamp, often magnified into the dictator-ruled horde level and
intermittent Imperialism. Somehow some traces of intellectual advancement
occurred, such as in some pre-classical Greek communities, and in the next 60 Gs,
we hit the advance of science and technology, and then of printing or other
media of communication, which led in turn to idealism beyond the religious
parasitism and divine right of kings.
In some (or all?) major “civilisations”
religious command structures were among the most powerful and consistent
communication structures in every nation. And they always left their stamp on
all the information that they passed on.
It is not always clear how, when, and
whether royal or religious command and communications were most influential or
durable in the shaping of nations and politics, but by the time that they were
established, the Family and Village mentality were already making themselves
felt as inappropriate.
And so in turn, we already should have
outgrown nationalism and party politics.
One would have thought that simple
intelligence and common sense would have been sufficient for shaking off such
flagrant social parasitism, but it remains as vigorous and ubiquitous as ever.
I hope that the developments proposed in Immortal imperatives would put an end to
the problem, but I do not expect to be present to assess progress.
Isms, Acies & Functional Teleological Ethics
How
have people come to be taken in by [the book] “The Phenomenon of Man”?
We must not underestimate the size of the market for works of this kind
for philosophy-fiction. Just as compulsory primary education
created a market catered for by cheap dailies and weeklies,
so the spread of secondary and latterly tertiary education has created
a large population of people, often with
well-developed
literary and scholarly tastes, who have
been educated
far beyond their capacity to undertake analytical thought.
Peter B. Medawar
The
main differences that have emerged in the nature of human leadership, and
submission to corruption, resulted not so much from any differences in the
attributes of people, as from the rise in technology, especially transport and
communications. This has left us with generic categories of poisonous
derivatives of the village disease, under names such as such as Communism (so‑called).
Nationalism (so‑called), Racism (so‑called), indefinite numbers of
religionisms, Aristocracy (so‑called), Democracy (so‑called), and kakistocracy
(equally popular, but not so‑called).
Not
within historical memory has humanity been free of that scourge.
Exactly
whither this is taking us, I cannot tell, but if we do not come to our senses
soon enough, humanity will be relegated to the trash-bin of the planetary
history that has swallowed successive ≈3 Ps waves of global domination followed by extinction. Only, at
the current rate, humanity’s will be the briefest yet. And if we do not get it
right this time, I am of the opinion that our sun will swallow the planet, and
everyone on it, though by that time there will be no one at home, burp, and
settle down to a lifeless shrinking dwarf phase, a stellar ash‑heap that will
last thousands of times longer than our entire history of life on this planet.
A
fitting end to a mindless, idealless mob.
In
the light of the last ten thousand years or so, I would almost guarantee that
current Homo ephemerens would be too stupid to survive for more than a few more cycles
of war and corruption, given the way that poisonous political leaders are
chosen, and dictators are supported, by slogan‑hungry rabble who destroy
democracy in all but name by justifying support for symbols instead of testing
them against objective realities.
Dictators
ask nothing better, because they can progressively increase their grip on their
supporters to degrees that would at first have seemed ludicrous. Their power
grows as they gain the commitment of allies and supporters whose interests come
to depend on abuses that at first would have seemed intolerable and incredible;
As Jonathan Swift put it: Reason is a very light rider and easily shook off.
Go
ahead; prove me wrong. No one would be happier to lose a bet. By these very
essays, I am trying to move my successors to do just that.
This
is not a moral judgement; it neither allocates praise for charitable deeds, nor
blame for sin or taste or distaste for outcomes; it is a diagnosis of violation
of the principle of functional teleological ethics: I often use the initialism: “FTE”.
Let’s
have a drum roll in introducing it by a title of its own:
FUNDAMENTAL TELEOLOGICAL ETHICAL ASSUMPTION:
Any system, however complex, that by its own nature, deliberately or implicitly
opposes its own long term success, may be described as functionally bankrupt,
and cannot rationally be supported
One
key requirement in making sense of such thoughts, is teleological: that we establish a viable, effective structure of
functional teleological ethics that we can use in making and testing our
decisions. And I am hinting at the logical requirements for our survival
in indefinite challenge and constructive hubris.
In
FTE, commitment to expansion and propagation of our heritage is
essential. That does not sound like much, but if we get it wrong, we earn
nothing better than to die out ignominiously and painfully — betraying all
that our ancestors, our families, and our nations worked, built, and struggled
for, wasting it for the sake of short-lived greed, malice, and destruction.
If
that is what you vote for, go ahead — I am not selling anything. By all
means, decide what you want to work for, but remember one thing at
least: be careful what you fall for! All of humanity’s internal
weaknesses and parasites are still with us; down the ages, the opportunists
have needed only minor tweaks to their pitches. Snake‑oil salesmanship and
political self-aggrandisement have hardly changed since the days of Plato’s
philosopher‑kings.
Whoever
cannot learn from education and good sense, will continue to gratify the
parasites, and drag humanity down the same old gutters. To preserve and promote
our heritage we will need to achieve ethical and intellectual progress to
challenge vestiges of adaptations that moulded our ancestors of tens or
hundreds of thousands of years in the past. They may have helped us survive the
realities of their day, but they are destroying us now, in the form of
traditions that still are variously defended as noble or holy in the face of
documented evidence.
Without
singling out Catholicism as being better or worse than dozens or hundreds of
religions (depending on who does the counting) reading papal histories will
provide plenty of convenient examples.
I
hope to put to rest, perpetual questions of meaning, meaning of life in particular, and purpose, not with any pat formula of nihilism or religion or
mysticism, but with some basis of decision based on values and objectives.
Basically
it comes down to: “No matter who you are, or who advises you, avoid whining and
blundering: do something effective!”
Ethics in
particular. . .
Incompatibility: . . . a
similarity of tastes, particularly the taste for domination.
Ambrose Bierce
Ethics, as an applied, and at
least partly material branch of philosophy, deals with choices of
behaviour, and accordingly with human realities and action. The
choices are assumed to be largely voluntary — the very
concept of involuntary choice is semantically problematic.
Or to put that into English: ethics
is a difficult subject to talk about sensibly. That need not mean that the
study of ethics is nonsense — it might mean no more than that we have not
thought about it clearly and deeply enough as yet — have not yet done our
homework, so to speak.
Whatever your personal feelings or
standards, your functional ethics reduce to the nature of your choices
of action in the light of consequences, and largely in the context of conflict
of interests. In that sense, ethics is the branch of decision theory that guides or
constrains your choices to minimise unwanted consequences and maximise
desirable consequences, commonly in the context of the views and actions of
the community.
Some people hate that definition, as
being too coldly mechanical, but, as far as it goes, it is inescapable.
Whenever you wonder whether it is right to do something, then your ethical
basis might not tell you whether it will be profitable or clever or kindly, but
if it cannot tell you which is wrong, or sinful, or unkind, or dishonest, or
otherwise calculated to offend your sense of righteousness or moral security,
then at least in that connection your ethical standard is insufficient, and you
might need to find some guidance. The guidance might be religious, or supplied
by an experienced companion, or personal experience, or from a little book of
rules, but to the extent that your ethical guidance helps you to choose,
whether for good or evil, it cannot but constrain your choices as a decision‑theoretic
tool. And whenever it fails that, it fails as an ethical system.
Well, not many of us like the idea
of being manoeuvred into action willy
nilly. Some elect to be mulish: simply to refuse to choose anything; trump free
will with free won’t. That should show the bosses who is boss or who
won’t be bossed! But that old gambit has whiskers: inaction and arbitrary or
constrained action, are in themselves choices of action.
This essay is in no way exhaustive,
but concepts that are necessary for the very meaning of ethics, include some of
the following topics.
Values,
selection, and decision; the CES
The purpose of our lives is to add value to the people of this
generation and those that follow
Richard Buckminster Fuller
Selection, which amounts to choice in most contexts, is a
fundamental concept in the nature of entities, relationships, and emergent
consequences. In fact, as R.
A. Fisher pointed out a century ago, natural selection is not
restricted to Darwinism; its mathematical nature is closely related to that of entropy. Accordingly, in ethics and, more widely, in decision in
general, ethics without choice would be meaningless, and so would choice
without values.
In
simple terms, in ethics and morality, values are what people care about. If
there is no conscious, evaluative
subjectivity, what I shall initialise as CES, if there is no one to care, then the concept of ethics decays
into a cipher, a concept without supporting rationality.
And
values without rationality would be suicidally ineffectual.
And
stupid. Moralists have historically been prone to go haring after incoherent
delusions, and calling them religions, and in fact each religion is the only
right one, so any attempt to improve it is blasphemy, because it would suggest
either that every God can change its mind repeatedly, or that every past
worshipper or priest has hitherto been wrong in claiming that his claims were
the god’s truth.
And
we cannot have that, can we?
The
very concept of ethics depends on the intelligence, the good sense and good
intention of the practitioner.
Any
political landscape will demonstrate the point and the limitations of our
current ethical and practical environment.
As Churchill put it: “The best argument against democracy is a five minute
conversation with the average voter”; this need not be a fair reflection on the
intelligence and ethics of Joe Average, but it might as well be.
No
values can be free of every aspect of arbitrariness; we all have our needs. Our
perspectives, our conflicts, and our preferences, and any human without innate
or instilled appropriate values, is Darwinistically unfit.
This
is no moral reflection, only diagnostic of fundamental realities.
Note
that any appeal to Darwinism or post‑Darwinism as a basis for ethical schemes,
or explanations of ethology and its relevance to humanity, should be extremely
cautious. Very few fields are more widely and deeply misunderstood, both by its
detractors and enthusiasts. Most of the controversialists couldn’t even
coherently distinguish between stochastic, heuristic, and teleological
selection, let alone their respective significance.
To
select anything but our available preferences, according to our values,
teleology, and capacity, would be irrational. That sounds ever so freely
democratic of course but it leaves an albatross hanging around one’s neck, an albatross called responsibility: choose wisely and act wisely, or blame none but yourself when
you suffer!
Ethics
in its prescription of conduct, is essentially a branch of decision
theory.
It
could be argued that when you define a code of conduct that combines values,
logic, and responsibility, what you get looks remarkably like a code of ethics.
That
however, is an inclusive definition, not exclusive; ethics covers wider fields
of decision and values than one might at first expect. Here I deal mainly with
two fields, neither of them comprehensively.
Both
must be accommodated comprehensively in contemplating the future of humanity,
all the way from Homo ephemerens now, to Homo futurens
millennia down the line.
Let
us first discuss values in general.
Values
The more uncivilized the man, the surer he
is that he knows
precisely what is right and what is wrong.
All human progress, even in morals, has been the work of
men who have doubted the current moral
values,
not of men who have whooped them up and tried to enforce them.
H. L. Mencken
Like many of the concepts of ethics,
the idea of values sounds simple, but going into detail reveals complications.
The Wikipedia article on Values offers a useful
introduction. In this essay I deal mainly with these aspects:
·
what sorts of
things values might be,
·
the roles of
values, now and in future, and
·
what happens when
values clash.
We usually think of values in terms
of what we want to have or wish will happen. So far so good, but first, suppose
you had to write a program that would avoid certain results up to a certain
point, and beyond that point, favour those outcomes that you had been avoiding
so far. Also, suppose you wrote to favour one of those outputs if some things
happened, but to change the choice if other things happened.
One way to do that sort of thing
would be to store a number suitably in computer memory, and change that number
as required. You could add to the number every time some particular thing
happened, and subtract from it every time something different happened. The way
you programmed it could differ according to the appropriate behaviour; for
example, you could have positive or negative feedback of increasing or
decreasing rates, or no feedback at all.
Call that number the value.
Then each time the program had to
make a choice, it could calculate a pseudo‑random number, and compare the
result to the stored value number. If the random number is smaller than the
stored value, then the program chooses one action, otherwise the other action.
A computer that acted according to
such a value calculator would in many respects behave very like a human, or a
rat, or an octopus. But is it the same as the way we living things calculate
our values in an FTE?
We do not usually think in such
simplistic terms, but they are not as easily denied as you might expect. We do
in fact tend to have certain states in our brains that make us prefer say, one
food to another. I love good chocolate, but if I stuff myself even with very
good chocolate, then for some time afterwards, I can hardly look at another
chocolate without a shudder. Certain chemicals in me have changed, and when my
brain checks on them, they affect my choices, even if they do so too late.
You might protest that that is not at
all the same as making an ethical choice, and I partly agree — but it would
take special pleading to establish the difference.
Now, as values, functional,
irrational, or parasitic, are fundamental to ethics, let us consider some
aspects and contexts.
Inherent Values,
Adaptations to
Communal Scale and History
No
drug, not even alcohol, causes the fundamental ills of society.
If we’re looking for the source of our troubles, we shouldn’t test people for
drugs,
we should test them for stupidity, ignorance, greed, and love of power. .
P.J. O’Rourke
Discussions
of “values”, implicitly usually “human values”, commonly take almost mystical
assumptions as to their nature. People speak of “natural” law and morals, not
to mention divine law, all of which turn out to be remarkably whimsical and
illogical for the products of natural or divine genius. Otherwise, where the
orientation of the views is ethological, Darwinian evolution rears its ugly
head, demanding sense and logic, as well as equitability and effectiveness.
Ethological
studies make it clear that, religion, politics, and assorted fads and dogmata
aside, large ranges of human values derive in various forms from
evolutionary sources. There is room for voluminous and passionate debate
about the details, but the principle remains that there are several inherited
modes of emotion and thought that deeply affect our values, our politics, our
legal, social, familial, and intimate relationships. Whole categories of our
salesmanship, religions and fiction reflect our inherited values, and offer
targets for opportunists who wish to steer, parasitise, or dominate our social
structures and behaviour. Details aside, they have played important parts in
our roles in our history and prehistory, from at least as early as our first
Villager cultures.
This
essay does not concern the fine details, which are a whole field of study in
themselves, though an insightful and entertaining place to start could be to
read Konrad
Lorenz’s book “On_Aggression”. More recent introductory material could include
E.O.Wilson’s Sociobiology, and recent editions of Richard Dawkins’ Selfish Gene.
There
are plenty where those came from, but the relevance to us here, all the
infighting to the contrary, is the unanimous view that certain aspects of human
behaviour are genetically based, instinctive, if you like, even if they are not
genetically determined in detail, like the stereotyped behaviour of
small-brained creatures such as spiders.
Furthermore,
inherited behaviour patterns, much like inherited physical attributes, are
subject to evolutionary modification by natural selection as their
circumstances change. The patterns manifest themselves as emotional reactions
to their environments, and those largely amount to values.
Such
congenital ethical values, as we use the term here, are not absolute, but vary
with the social structure. Values that suit the isolated family do not suit the
village, in which everyone knows everyone. And values that suit the village do
not suit the town, in which no one knows more than say, half the town, and town
values might not suit national values, in which hardly anyone even knows all
the communities in the nation.
Now,
also like inherited physical attributes, inherited emotional values vary
considerably, both under congenital and educational influences, and the effects
on the individual and the populations range from vital to tragically
pathological. Selection pressures change the fitness of various values
according to changing circumstances, and most subtly, though perhaps most
insidiously, according to population size and duration and the complexity and
tradition of history.
Superficially,
the Village and Family values would seem to have vanished, mutated into more
sophisticated laws and mores of the city and nation, but the origins leave
their mark, and it shows in the ways that laws and customs and education fail
to move with the times and to adapt to shed the abuses of the opportunists
adapted to exploit the vulnerable.
Once
again I direct your attention to Immortal imperatives, in which I point out the need for humanity to adapt to
indefinite longevity and educability. It then would be a matter of common sense
to relegate the isms and acies, the slogans and catchwords, to the dustbins of
political parties, and mob pressures.
Why
do such things actually matter?
Because
it is for practical purposes impossible for a social system to survive
indefinitely if the underlying principles are unsound. I discuss those details
in the section on Social Contracts and Strategies, together with the stability
of social strategies (SSS).
Values in
Social, Interpersonal Relationships
The way to eliminate the harm caused by
stereotypes is to teach our children to recognize false
stereotypes, to be empathetic, and to be skeptical. We need to promote these
critical-thinking
skills in addition to instilling the best values we know. Skepticism, the heart
of the scientific
method, is the only way we know how to ferret out fact from fiction.
Jeff Hawkins, On Intelligence
A more difficult question is how much
it matters whether values may be mechanical, or whether they have to do with
warm human emotions, however passionate. Suppose you programmed your computer
to do nothing but display an appreciative, complimentary message every time you
pressed a button labelled praise, and to display a repentant message
every time you pressed a button labelled punish. You could have nice
messages as often as you liked, but to the computer the labels on the buttons
would not matter at all, because they would reflect no meaning apart from the
ways the electrons flowed when certain circuits were closed, and nothing in the
program specs even needs to correlate the labels on the buttons with the
messages, or anything meaningful.
In contrast suppose your significant
other reacted favourably to praise for a while, but then refused to forgive you
after you had cheated and gone after some other partner, or your partner had
courted someone else after promising to be true to you, or had turned nasty
after missing a meal? That certainly reflects emotions, but how is it in any
apparent way different from the program’s reactions to the buttons? Is there
more to be said for an invisible gland or neural circuit in the brain, than for
an invisible counter or circuit in a computer?
Do not labour over that challenge; it
is just an illustration. The point is to show how value judgements could work
differently in different systems, yielding similar behaviour from wildly
different agents. If we compared modern AI machines with humans in how they
react to given values, we might not be able to tell them apart, but the human
values would have internal subjective effects, emotional, pain, pleasure, and
possibly moral, connections, while the machines certainly would not, except in
the sense that electronic switches encoding those numerical values had been
formally set.
We could say that the processes in
the machines are abstractions of human social values and their effects. After
another few centuries we might know how to build genuinely subjective emotions
into machines, though for purposes not clear to me yet.
Would that matter? To whom? How? What
would all that mean? Why is it at all possible to model emotional effects in a
machine in which every action and reaction can be shown to be purely
mechanical?
How is the apparent effect in a
machine, different from that in a human or animal in which every mental or
emotional process can be affected by action of particular nervous tissue or
chemical states in an organism?
What I posed there is neither a
rhetorical question, nor a logical quibble or trap.
The social parasites that I
mentioned, the flatterers, the flag-wavers, the bullies, and the rest, have led
us down the ages, with minor tweaks to their various sales pitches. Snake‑oil
salesmanship and political self-aggrandisement have hardly changed since the
days of Plato’s philosopher‑kings. They had no need to change their pitches;
the praise and punish buttons, and the desperate human wishful belief in whatever
forms of snake‑oil undertake to promise what they want most, have been bred
into our DNA. They are the residue of the survival strategy of our family and
villager membership: “Believe, and remember what your elders tell you, until
you are an elder yourself; thereafter punish any youngster who contradicts
you”.
Anyone who disbelieves this need only
study the history and current status of the marketing of religious relics and
quack measures like homeopathy and Reiki among an indefinite series of the type.
The harder the evidence making nonsense of either, the more desperately they
cling to what their modern surrogate “Village Elders” tell them.
Rejection of such snake‑oil
emphatically is not a reductionistic fallacy: it neither reduces anything, nor
rejects findings of evidence‑based medicine. Nor does the hypothesis of the
reality of the CES reduce anything, and its experience is empirical. I
experience my CES myself (take my word for that!) and I experience its
variation under the influence of pharmaceuticals, violence, disease and so
on. To claim that my experience of my
own CES is imaginary is self-refuting illogic; if I have no CES to imagine my CES
with, what is experiencing the imagination?
My CES seems to me to be emergent
from my brain and its workings, but I have hardly any useful deductions to base
on that idea. Good luck to anyone who can take that speculation any further.
Be all that as it may, who has ever
demonstrated the nature of the abstracted CES in human mental processes? In
physics we might be unable to bootstrap our understanding of the likes of
entropy, mass, energy, force, electromagnetism, and acceleration except in
terms of each other, but we have pretty good plesiomorphic handles on their
relationships and “realities”.
We have not however, come within
sight of identifying self-sufficient absolute fundamentals of physical reality
and existence. Just think: less than two centuries ago, we thought that
elements... err atoms... nuclei... err... hadrons and leptons... were basic,
but we have been able to do a lot of valuable work in determining and
predicting their behaviours and interrelationships at deeper levels than we had
originally imagined. We have not yet managed anything like that with our CES,
even though we have been able to achieve interference with its nature and
effects by brain mutilation, behaviour, and pharmaceuticals though with nothing
as predictable and meaningful as say, QM in everyday physics.
Some prominent minds have speculated
on direct connections between CES and QM, but, beyond hand waving, nothing
either formal or material has yet emerged. Such speculation has nothing to do
with quackery, but opportunists already have been invoking the idea in support
of their attacks on DNA-based loyalties to vestigial traditions.
There still is no clearly causal
functional connection between CES, emotions, physical mechanisms, and value
judgements; in fact in their confidently phlogistian ignorance, some schools of
psychology with pretensions to authority, try to deny even the juvenile social
mechanics of the playground, and thereby forbid half the innate tools of the CES
as no-noes. In particular they anathemise anything unpleasantly adversarial,
authoritative, competitive or constraining in education. Unfortunately, even
tragically, such minds fail to recognise the implicit nature of fundamental
education as two-fold: not just permissive, but constraint; not just
self-indulgent, but self-protective; not just acquisitive, but cooperative and
supportive. An education that stops
short at the level of the playground, and fails to provide the tools to deal
with the world beyond, is more like betrayal than education. We are still in an
educational stone age, with far to go before we face the future.
As a culture, we need more than the
traditions of Homo ephemerens if we
are to accommodate to the dimensions of time and space of Homo pertransiens at least. We must adjust our views and values to
different orders of magnitude, and different perspectives, if we are to adapt
our ethical principles to interstellar distances, to communication latencies of
Ts
or even Ps,
But the basic principles of the
future composition of social skills, commitments, and values, are at the
handwaving stage. Until we make progress towards an algebra of the CES, let
alone an algebra of physics, we must be
extremely cautious of assertions and denials in those fields, or any related
fields, such as ethics. Until we master such matters in terms of predictive and
rational cogency, we are groping.
Now, consider some more familiar
conflicts of interest, however informal.
Suppose you are desperate to get onto
a flight or a voyage, and so is someone else, and there is only one ticket
left; that is a conflict of interest of a familiar type. Would one of you two
competitors for the last ticket be satisfied if told that the other had been
ahead in line? Or had booked by email the day before? Or would you try to force
your way ahead with the venerable likes of “Do you know who I am?”
And whether your bluff or bullying
did work or not, how satisfied would the rival be?
And why not satisfied? Largely because
our value judgements include equitable treatment as part of our benefit
as a member of the community. We value the principle of equitability so highly
that many people, if not entitled to the ticket, would yield without protest
rather than make a fuss, but would fight stubbornly to keep their own ticket
when anyone tried to take it. We probably would demand the treatment that our
status as a member of the community entitles us to.
On the other hand, if we are feeling
generous and the other person spins a convincing story of hardship, we might
consider it a worthwhile deed of charity to yield our right, instead of
demanding the support that we are entitled to from the authorities that are
empowered to enforce it. It might be altruistic of us to yield, but we might
more highly value passing through in an altruistic society, than getting a seat
on the flight.
Whose penalty for yielding a right,
such as a paid-up, booked ticket, would be greater, would not always be clear;
suppose there would be an equally good flight in another ks or so. That might be
trivial in your scheme of things, or it might not at all be trivial if it means
your missing a critical connection. But suppose your life expectancy, instead
of perhaps three Gs, might be ten or a hundred, or even a Ts or Ps;
would those ten or twenty minutes affect your life any the more or less?
The choice still would be a
quantitative comparison of values, but the possible values might not be
measurable only in seconds — time is one dimension in such an equation,
but when the time involved is enormous, and memories are indefinite, the
considerations may change. If one player is likely to remember a favour or an
injury for Ts or Ps in an intelligent population,
then it is sensible to make a habit of cultivating considerate manners and
patently trustworthy, even generous, business practices and social behaviour.
Without having to mention such items
explicitly, significant players with long lives and long memories would expect
people they deal with, to remember a slight, a favour, or an injury, and to
pass on the reputation. Whether sincerely or not, only a fool would waste
public goodwill on trivialities, when a reputation for courtesy and generosity
could be expected to outlast periods in which cities or nations might rise and
fall.
At the same time, a sensible citizen
would avoid getting a name for being a dupe, especially in an intelligent
population.
Other forms of holding or yielding
rights might be played off against future rewards or penalties, or for the privilege
of favouring someone you respect, or to ensure that a precious animal or relic
is protected, or that your country or company wins an advantage in another
country.
Trying to fit such challenges into
any choice of action, whether material or emotional, always reduces to decision
theory. No matter how you might wish to avoid unsentimentally mechanical profit‑and‑loss
decisions in an ethical context, the end decision is always quantitative in
some sense or dimension.
Consider the man who cut off his own
arm so that he could escape when he had caught it in a cleft in a rock, I am
not sure that I would have had the grit to do that myself, but for a man with
such logic and courage, it was a clear choice. When faced with a conflict of
interests: “your arm or your life?”, he had had made a rational choice
according to rational values. He unquestionably valued his arm greatly, and his
instinctive distaste for pain was his evolutionary adaptation to ensure
unwillingness to damage his arm, but the
value that he put onto his life was greater: a quantitative comparison.
Analogously, consider stories of a
dying soldier in his desperate thirst, realising that he could not survive,
passing on the last of his water to a wounded enemy who might survive, instead
of sharing it. Values are not necessarily easy to categorise, and it can make a
difference whether the valuation concerns a short period, or in indefinite
future or past..
If at some time in the future,
humanity in our species, Homo ephemerens, survives long
enough and improves far enough to attain the role of Homo futurens, and to share
life with intelligently engineered animals, and with genuinely, but
artificially, intelligent machines that that have CES, and would be willing to
share life with us, and possibly with intelligent aliens as well, then what
would our attitude be?
Within not many centuries we
certainly should be able to breed and engineer companion animals as intelligent
as humans are today, and occupying similarly functional roles in society. A few
centuries beyond that, and we could literally create totally new organisms,
possibly each with its own form of CES. I would say that our responsibilities
towards such animals and creations should be every bit as cogent as our
responsibilities to humans; arguably more cogent, because we are less
responsible for the existence of our fellow humans than for our creations; if
we create sorrow and pain, we must face the implications, just as we could
celebrate the joy of anything else we create.
Suppose we created living organisms
that lusted to be miners under conditions impossible to humans, but that
enabled those biological miners to work themselves to death willingly and
profitably for their owners. How ethical would that action of creation be?
Suppose that we then experienced remorse, and told our creations to relax and
stop ruining their health in the mines, then whom would we be doing any
favours? They would want to mine
irrespective of whether it ruined their health or benefited your pocket. To
gratify your conscience would not suit them at all, much as you might not gratify
someone whom you rescue from the risk of cancer, by depriving him of tobacco.
Decisions such as in the notorious trolley problem do not escape
the quantitative aspect either: you are confronted with the situation in which
you have a trolley rolling downhill with no choice but to choose which of two
trajectories it will follow. The current trajectory will cause it to kill
several people on the track, but you just have time to switch it onto a track
on which it will kill just one person.
No matter how you decide, it still is
a choice of one being better or worse than the alternative. Some people try to
escape the horns of that dilemma by refusing to choose at all, but that refusal
too, is a choice, and a particularly contemptible choice: it falls foul of the
widely disparaged vices of cowardice and irresponsibility, and leaves you with
the blame for the consequences.
That entire field is a moral
quagmire; all sorts of implications are unclear. Would it be ethical to create
intelligent creatures with a positive desire for slavery? Having created them,
who are we to refuse their desire? Or to criticise their personal values? Would
we refuse to gratify ordinary Homo
ephemerens with similar desires or fetishes? Could we morally dare to try
to “cure” them of their arguably “pathological” preferences? If they are happy
in say, their slavery, then was it wrong of us to create them in the first
place?
And if we created biological
organisms of great beauty, but without any CES, would we morally dare to abuse
them, or, for that matter, to abuse artificial devices with no CES, but with
behaviour patterns suggesting a CES? As a matter of personal emotional hygiene,
I would refuse to do anything of the kind, and I would recommend that anyone
who would see fit to indulge in such abuse to undergo serious self-examination,
but could I rationally criticise such a person’s ethics? I think so — I
similarly would criticise someone who bought a valuable car, or a precious work
of art, and drove it out into wasteland, and set it on fire.
It may have been his legal right in
some countries, but there is an element of vandalism that offends my sense of
values on the grounds of reduction of human resources.
I am reminded of a certain British
adventurer who bought himself an old battered car and set off on a Britain‑to‑Cape
Town trip down Africa. About halfway down Africa the car really failed, and he in his sentimental
affection for his faithful vehicle, intended to burn it on its own funeral
pyre. The local authorities intervened, and he had to abandon the car to the
tender mercies of the waiting peasantry. He made it clear in his reminiscences,
that he was deeply embittered at the frustration of his sentimental scheme, but
though I have some sympathy for the violation of his sense of possession, I
approve the outcome; the limits and significance of possession, I discuss in a
later section, but there is more to it than that; for him to pollute the
foreign soil and air, possibly causing a veld fire into the bargain, and
destroying valuable components that the local, badly impoverished, residents
would value instead of destroying them, strikes me as an obscene net reduction
of human resources.
It is not for us to condemn his
resentment without qualification; suppose that any of us were travelling
similarly, but with a live companion dear to us, whether human or animal, say a
dog, a spouse, a friend, a parent or a child, that died en route; and suppose
we had a portrait or a sculpture of the deceased. We then learn that we are not
allowed to take the memento with us, and that we were not permitted to bury or
burn the remains, which the local population insisted on eating, or otherwise
putting to use for the benefit of the community; they insist on retaining the
remnants and residues for their consumption. They are not necessarily
malicious, and even offer us a plate-full if we wish to remain for the feast.
One might argue that there is a
difference between abandoning a corpse for consumption, and a vehicle for
scrapping, and yet neither of them retains any objection to being consumed in
such a manner; the difference is strictly arbitrary; in each case the upshot is purely a question
of a sacrifice of resources, commonly in a community of want and suffering.
And racism: I would like to see
racism vanish, but I am not betting on that happening soon, given what I see
around me lately. But let us not despair: some people already are decrying
speciesism on the principle that sauce for the Goose is sauce for the Gambian.
Abstractly and logically, values are
ultimately arbitrary; in significance and sense, they are limited only by their
context and capacity. Nothing about the concept of values demands that they
should be beneficial in terms of health or reproduction, or even personal logic
or survival, or the survival of one’s class or species.
Consider Umberto Eco’s fantasy novel
Baudolino: the Cynocephalids are one of his imaginary races; they are warriors
who believe that only by being killed in battle will they achieve eternal
bliss; unlike the ideal Spartans however, they do not care to kill as many of
the enemy as possible before they die, but beg the enemy to kill them first.
There are several ways of looking at this, which is hardly a parody of sects
based on religious dogma — no worse than say, the genuine history of the Peoples Temple in Guyana, the Heaven’s Gate debacle, the
myriad so-called evangelists that parasitise public media ranging from regional
radio stations, through TV, or celebrity worship in politics or in public
media.
The thing is that values are
fundamentally arbitrary. Nothing in the concept defines a value as good, bad,
or indifferent for the individual, or for the offspring, or for the community
or the species or for the species, the nation, the party or the religion or
simple common sense or any taste in cooking or art or ideals.
And yet, innate patterns of behaviour
in living organisms display some very strong tendencies that occur in
recognisable form at all sorts of levels. We can generally attribute their
ubiquity to the principles of adaptation by processes of natural selection. Such
patterns are the basis for the observation that I emphasised above, namely that
systems that implicitly oppose their own success generally are functionally
bankrupt, and cannot rationally be supported. Eco’s Cynocephalids. If they ever
had had material existence, would not have lasted long — and good riddance
in my opinion. I could wish nothing better for the more pernicious forms of
appeal to superstition in
general in real life.
Conversely, though by the very nature
of things there are more ways for things to go wrong than right, we find that
behavioural systems that occur in nature tend to favour their own
success in the long term in their favoured habitat, even when they do not
always favour each individual that might be required to function as a resource
instead of as a reproductive unit.
Certainly natural selection, and not
only Darwinian natural selection, tends to wipe out entities smartly, when their
behaviour according to their values is counter to natural realities, but there
are indefinitely complex ranges of elaborations and complications, so much so,
that there are wide ranges of difficulty in rationalising apparent exceptions:
we find ourselves applying terms such as altruism and teleology.
The reason that large ranges of value
types persist when there is no obviously extant function for them, is that they
have been inherited from ancestors who did survive to pass on genes that
favoured such values. Why should things not die or die out, if they disfavour
their own survival or success, such as in addictive behaviour? There also is
the question of whether every agent’s values are the same; they need not be the
same at all: thoughtful readers of
the New Testament might reflect on the resentment of the fatted calf when the
Prodigal returned.
It certainly does not follow that
because a particular behaviour pattern was of survival value in the past, that
it must be of value now; whether currently pernicious behaviour was harmless Ts
ago, or about 30 Ts ago, or even one
generation ago, does not guarantee that it remains so, and humanity will need
to use teleological strategies instead of relying on our modern environment to
favour our hunter-gatherer or small-villager urges.
Consider our urges to mate and
procreate to a maximum; we are long overdue for reproductive rationality and
relegation of sex purely to its function of entertainment and companionship.
Our dietary excesses reflect our ancestors’ constraints of desirable foods and
scarcities, and the effects are caries, obesity, cancer, and cardiovascular ill
health. Our habits that militate against lifelong learning and effort and
thereby against longevity and long-term productivity, reflect the need to avoid
dangerous or over-demanding activity even just a few centuries ago.
And suppose we decided to breed
organisms, with or without a CES, whose one ambition were to be to be happily
sacrificed once they were ready and the community desired it. Would that be
ethical?
It feels like a bad idea at first
sight, but it is not easy to fault it. The reason it seems bad is that
compassionate humans would be well‑disposed to such creatures, and, as
evidenced by our feelings to our pets and livestock, we prefer to pamper and
comfort creatures that we like, probably cute creatures at that, rather than
slaughter them. It accordingly goes against the grain to contemplate the Shmoo of Al Capp as dying happily
to gratify humanity.
All the same, stop and think how we
callously sacrifice plant crops. We have no way of knowing whether, or in what
ways plants suffer our attentions. Fruit trees might not mind, but what about
their nuts? What about onions that tearfully die seedless for our soups and
salads? Or linen stems harvested for our fibres? Possibly they do not mind,
though such evidence as we have, suggests that they mind as greatly as they are
equipped to mind. Shmoos, and any organisms bred to revel in self-sacrifice to
humans who breed them to propagate further happy and profitable generations,
should be a lot happier than any cabbage that gets eaten before it has an
opportunity to seed.
But it goes further: if you have read
Immortal
imperatives as I have
recommended, and looked beyond our small-village perspective, and beyond our
human genome, you will see options for coexistence between both distantly
separated humans, the long‑lived Homo futurens anyway, and between their
interstellar colonies; they equally well could coexist happily and profitably
with engineered organisms of character and intelligence and goodwill, and with
aliens hundreds of light years and Ts or Ps distant. I cannot
think offhand of realistic conflicts of interest over such distances in time
and space, but if our future community is to flourish in well‑earned mutual
respect and integrity, even in love, then we should be able to resolve any such
notional conflicts as sincerely and fairly as local conflicts, and a good deal more
easily.
This goes further than personal
values of suffering and pleasure, personal survival and concern for the group
and hatred or rivalry for other groups. We have seen examples of values of
negative benefit: harmful values, addictions, selfishness, cruelty. Such ranges
are so wide and deep that I shall not pursue the topic; I simply urge that we
should cultivate the values and the people that favour mutual benefit, both of
individuals and populations, both material and emotional.
Virtues are largely associated with
values, and both are context sensitive. Consider as virtues: snobbery, sloth, hubris,
hypocrisy. If snobbery is the desire to
associate with people one respects and wishes to live up to, that is at least
harmless, and potentially a virtue. If sloth manifest itself as the avoidance
of expenditure of effort, such as elaborate effort to dress or polish when one
could other wise be sleeping or caring for some kindness or other, that is a
virtue in my estimation. When hypocrisy is aimed at kindly avoiding offense,
that seems good to me.
As for hubris, if it is reasonably
intelligent, it is the basis of practically all dramatic advances in human
history.
Conversely, think of love, loyalty,
diligence, and humility; every one of them in the wrong context and the wrong
degree is harmful, gratification to the parasite and the despot, and probably
smug into the bargain.
Patriotism is a class of value, and,
like any value that demands commitment to ideals, is a particularly treacherous
class. As Bierce put it: “Patriotism is as fierce as a fever, as pitiless as
the grave, and blind as a stone.”
Any values that are based on
passionate loyalty are hazardous, because they tempt power seekers to attract
support by threat or fraud.
Cheap ethics will always be hazardous,
and in my estimation, unethical; one needs good guidance, good courage, and
good sense.
In some of his stories, Isaac Asimov
postulated cultures in which the very concept of “alien” ethically implied:
“evil and despicable and to be destroyed unconditionally”, but here is where
Darwinistic principles, and even post-Darwinistic teleological principles
become relevant, whether the actuating values are conscious or not. Such an
attitude creates a version of the prisoner’s dilemma, in which the
collectively optimal strategy, (“strategy” in
this sense amounts to a pattern of behaviour in dealing with certain classes of
situation) would be cooperation, even if the superficial temptation is towards
conflict or treachery.
The concept of that kind of strategy,
I discuss in more detail in a later section, but the immediate question here is
why we should want to fight peoples whose very nations might no longer even be
remembered by the time we receive their signals, and would not receive our
replies while both parties still survived or retained the opinions and emotions
that they had cherished at the times at which they were expressed?
The concept of Berserkers, as imagined in
SF novels in which certain agents are obsessed with the arbitrary desire to
wipe out all forms of life everywhere cannot logically be ruled out, but it is
hard to imagine the justification, let alone the infrastructure to support it.
Even if any pathology of the kind were to arise, the news could spread at light
speeds throughout occupied space, and suitable countermeasures could be prepared
to hunt the agents down.
It is difficult too, to imagine the
nature of commerce and husbandry in a community of indefinitely extended
life-expectancies.
Material and abstract values
Du grosses Gestirn! Was wäre dein Glück,
wenn du nicht Die hättest, welchen du leuchtest!
You great star , what would your happiness amount to
had you not those for whom you shine?
Friedrich Nietzsche
In
discussion of values so far, I have concentrated on emotional values and values
of compassion in particular — in which the concept of ethical behaviour
towards anything without a CES and without any sense of pain or grief could
hardly make sense. If it comes to that, even the idea of compassion to anyone
but oneself is not easy to justify in logical terms; for example, there have
been long, and often passionate, debates about the logical semantics of terms
such as altruism.
This
essay is not intended to resolve those debates; they are not only counter-survival
but boring, and I doubt that the disputants would be interested anyway.
Still, there are values that extend
beyond the CES; Nietzsche was no favourite of mine, but he had a nice line in
penetrating questions, even if his answers often went off the rails. Probably
his prologue to “Also
sprach Zarathustra”
is his best‑known.
For us here, his most relevant
question amounts to: “what does it even mean for something to have values
if it has no CES?”
But his imagination baulked far short
of contemplation of the future of humankind in the universe, or of humanity, in
the community of Homo futurens, outshining his great star.
Even more to the point, what could
values mean in terms of anything but the emotions of a CES?
Consider a few hypothetical examples
in terms analogous to the
sound of Berkeley’s tree falling in the forest.
What could values, transcendent values, mean to the uncomprehending population
that represents so large a proportion of Homo ephemerens?
Imagine
a rubble pile several metres high, on waste ground. Some children get to
playing on the pile, and tear down some of the blocks. Is that a loss to
anyone? Does anyone care, as long as no child smashes his fingers?
Suppose
instead that the children are playing on a mountainside, common ground that no
one lays claim to; rolling rocks down, damaging wildlife. Does anyone care?
Probably not much, even though there is some ecological damage, and the forces
that had created the mountainside had taken ten Ps and the mountain had stood
for several Ps thereafter. Is there nothing obscene about the fact that the
children’s destructive efforts were faster than all the natural erosion
combined?
Even
so, no one would bother much about that either until someone or some property
got seriously harmed.
But
suppose that the children pushed a precious rocking stone of about 100 tonnes,
till it tumbled down after Ps. Suppose there was someone hurt, and some
property damage? Would no one consider the deed obscene, and the loss of the
stone a source of grief? Would no one resent the loss of a tourist attraction?
By
the time the vandalism had got serious enough, practically everyone would
regard the deed as ethically unacceptable; even the children might agree in
later life, when contemplating their own past.
Take
the principle further: consider the loss of a great statue or building, with no
one injured, and each of the events could in principle have occurred
spontaneously; so how was there an ethical violation? If we felled the Eiffel
tower, would such a tolerant attitude sit comfortably with the French?
The
essence of that offence would lie in the fact of conscious choice and intention,
not to mention conflicting values.
Why
limit the concept to anything so large? What about say, smashing or burning a
major work of art or architecture? Remaining in France,
how about destroying Venus de Milo and
the Winged Victory of Samothrace?
Or in general, how about burning a great book of information or literature? Or
the last photographs of someone’s beloved?
On
a large scale, what about destroying an entire uninhabited planet, or stripping
it of sea and atmosphere, to prevent its being colonised? Or just wiping out a
particularly beautiful continent, on which a particularly fine civilisation was
planned to arise?
Consider
Arthur C. Clarke’s story “The Star” in which an entire populated planet was
destroyed, including a great civilisation. The same explosion might have
destroyed other planets, unoccupied, or without intelligent life, but ineffably
beautiful.
In
all those examples the loss or harm took the effect of destruction of something
that some people might care about, or that was not really replaceable, or
costly to replace.
In
every major destruction there would have been losses to the unverse, triumphs
of entropy.
It
is entirely reasonable for one’s values to react very negatively to any such
vandalism, irrespective of any pain or death. Any pointless increase of entropy
could be against widely held common values; values that are consistent with
progressive Darwinistic principles.
Entropy
and information are confusing concepts at best. If you like you may read about
some of its aspects at the related No
Point essay,
or google entropy
and information.
To get some idea of what functional information has to do with ethics,
imagine a sugar cube, on which a genius has writes a message in food colouring
for lack of handy paper. You don’t yet know what the message is, but you know
it is very important, or perhaps at least very beautiful. Then he suddenly
drops dead of a heart attack. You drop the cube to call emergency
services — too late of course, but one must: . .
When
you return, you discover that a scoundrel or a fool had dropped the cube into
the hot water that you had intended for your tea, and as sugar does in hot
water, it had dissolved. It is possible in principle to recover the sugar, and
even the food colouring, but the message?
Now,
in terms of physics, thermodynamics, the sugar solution, or the recovered food
colouring plus sugar still contain the same amount of information, or even
more, but you never will recover the message, and even if by magic you did find
the colouring back on the cube, the chances that it would contain the same
message, the same information, is effectively nil, and what is more, so are the
chances of your guessing whether what you then saw was the original intended
message. There is no simple way to calculate such a low probability, but it
certainly would be physically immeasurable.
That
act of destruction would be an example of vandalism, and if deliberate, would
in principle be unethical. Such wanton destruction of the work of a dying
genius would be a loss to humanity, not measurable in terms of sugar and ink; a
horrifying loss, either intellectual or aesthetic, possibly both.
Now,
imagine in similar terms the loss of a nation, or the whole species of
humanity, preventing the emergence of Homo futurens, and according all
the life and beauty on this planet. That could well count as being as great a
loss of an ethical value as we could contemplate.
The
very point of this discussion is to illustrate the consequences if we do not
adequately prepare for the emergence of the best of our heritage. There is more
to Homo sapiens than to a sugar cube. I discuss the concept in greater
detail in Immortal
imperatives
in the light of some of the ethical principles described in this essay.
Nihilists,
certain classes of misanthropists and parlour moralists, disgusted by human
waste, cruelty, and pollution of our planet, bewail our survival and say that
the universe would be better without Humanity, but the view is partial and
unsubstantiated.
I
propose that the problem is not how to eliminate Humanity, but to offer
Humanity scope to grow to capacity, and discuss how to grow that capacity.
A
dunghill
might stink and poison the soil beneath it, but that is no reason to eliminate
dung, just to manage its cycling.
Parameters
as Values
To forget one’s
purpose is the commonest form of stupidity.
Friedrich Nietzsche
As follows from previous points, we
can see that events of any kind occur on a basis of the material nature and
parameters of the universe, whether any CES is concerned or not.
We may not know what a CES is, but we
can be confident that it is dependent on everyday matter and information: it
can be snuffed out by killing the brain; it can be affected by assaulting the
body; it can be anaesthetised or perverted by poisons or by hunger, vertigo, or
physical influences in general.
Whatever the fundamental nature of
the CES, its dependence at least upon information, if not its actual
equivalence to information, is practically tautological: it is clear that
different people’s CESs are different in many ways, and not merely different in
their location in different coordinates, but also in differences of
manifestation, of “personality” if you like. If the typical human brain, as
seems likely, accommodates multiple CESs, then that too, would necessarily
depend on the distinct existence of all those CESs, which apart from anything
else rigidly implies information.
And values in minds are physical
states, distinct from other states, whether as the parameters of states of
components in a computer, or sensations of values in a brain with its
associated hormones and activities.
Again, and equally significantly, the
CES cannot pervert the laws of physics, nor parameters of information and
thermodynamics. Wishful thinking to the contrary, reality rules, irrespective
of spoon bending, mass suicides, and childish bouncing about on bums.
In our physical universe, if every
planet with sentient populations, whether biological or technological, were
sterilised, there would be hardly any visible effect on the course of events,
any more than if all the naked flames on each planet were instantly
extinguished. The same stars still would smoulder, shine, explode, or collapse;
planets would rotate and revolve, without the slightest benefit or interest,
according to the usual celestial mechanics, and combinatorial processes would
emerge and proceed according to their internal states and parameters that would
be as near to values as anything inanimate could get.
Accordingly, whichever ethical system
one embraces, however nihilistic, cannot display any intrinsic virtue or
interest in a universe empty of mind or values, and nothing superior to a mind‑populated
universe. A mindless universe is necessarily in a null‑utility state, and will
remain there until mind emerges, and lends it interest, value, parameters, or
purpose.
Conversely we, humanity, by example
and by introspection, can demonstrate the interest, purpose, and power of
intelligence. To represent as imperfect and hence as dismissible, ethical
systems that are based on intelligence and purpose, reduces to an absurdity,
because that very rejection begins by rejecting its own basis of perfection or
value.
And conversely, action in the light
of intelligence and purpose, suffices as a basis for ranges of ethical systems
and philosophies.
Calling Back
the Anvil
Consequences are unpitying.
George Eliot
Actions are guided by choices between alternatives. The very nature of ethics in a
situation in which there is no choice of action, is arguable at best. Imagine a
conscious deliberate choice whether to drop a heavy anvil from a high building:
that is a choice in ethics; but to stop the anvil by calling it back once you
let it go, is ethically irrelevant. No choice of what to call, no matter how
well-meant, will affect that anvil’s trajectory. On the other hand, while it
still is falling, deciding whether to shout “Look out!” to warn anyone below,
can be a decision in terms of ethics, whether ill‑intentioned or well‑intentioned.
Ethics,
either your personal principles of what to do and what not to do, or the
prevailing ethics as prescribed by local law, religion, or customs, cannot
prescribe every decision in detail. Choosing to drop that particular anvil from
that building, or not, was not the sort of thing to put into your little book
of ethical decisions; an entry against harming valuable property could well
belong there; so could risking people’s lives by wantonly dangerous behaviour.
Reasonable intentions and expectations can guide actions, but cannot
rationalise every possible conflict of values in advance. For instance, other
things being equal, your ethics might oppose theft, but if you have no
acceptable alternative, your ethics might prescribe theft rather than letting a
child go hungry. One may be reduced to choosing the least unacceptable option.
As for values themselves, I discuss them later in this text.
And
ethical choice is not always a simple matter.
As
a fictional, but poignant, example, a well-meaning character in a P.G.Wodehouse
novel stole all of a friend’s money as a good deed: he bet it, along with all
of his own money, on a horse in a race for which he had a hot tip; he wanted
the winnings for the friend, who, foolishly in the opinion of the well‑meaning
thief, had refused to bet. The horse came last of course, but the point is the
difficulty of determining how far the behaviour had been unethical, whether
sensible or not.
As
a counter‑question: given that he was so sure, and valued his friend’s well-being
so highly, would it not have been unethical to have neglected to
steal the money for the friend’s benefit?
Entities, agents, and the CES of the team
i suppose the human race
is doing the best it can
but hell’s bells that’s only an explanation
it’s not an excuse.
Don Marquis
The concepts of distinct entities and agents: “things”, and
“doers”, if you like, are fundamental to ethics; you might read about them at
Wikipedia: intelligent agents, or Google: intelligent agent. In a universe
without distinct entities and active agents, it is hard to imagine what one
might call “ethics” at all.
There are many “ifs” and “buts” that
raise questions in any applied philosophy; some are academically trivial but
troublesome, some just troublesome. Without concepts of pain, loss, caring,
anger, or violation of values, questions of
ethics can hardly arise.
Here I reintroduce the initialisation for conscious, evaluative subjectivity, CES, what we might call subjective consciousness, the “mind” if you
like, of any sentient or sapient agent. I conjecture
without proof, that at least animals with well-developed brains do have such a
thing as a CES, that the functioning of those brains is necessary for a CES,
and therefore that neither a single cell, nor an unstructured mass of cells,
can have a CES. I also disbelieve that machines that we have as yet been able
to design and manufacture have any CES, however well they can perform on a
Turing test.
But whenever there is only one agent
involved, concepts such as the CES can hardly matter in terms of ethics, given
that ethics is inescapably concerned with choice, — and if there is no one
to care what someone does, then what could any choice matter? On the other
hand, as soon as, and for as long as, there are at least two agents involved,
there is scope for ethical concerns. The concerns could arise either between
similar agents, in cooperation or in competition, or they could arise between
agents that might differ greatly, but in mutually complementary relationships,
such as being necessary to each other’s health, happiness, function, and
survival.
Examples could include various forms
of mutualistic symbiosis. They occur in
general biology, social relationships, and in economics. Other relations are
variously skewed; for example, a relation between a human with a life
expectancy of several decades and a beloved, loving dog with a longevity of
probably less than two decades, cannot in all respects be the same as between
two humans of the same longevity, and in a lifelong relationship. Nor, if the
relationship between a human and a sheep or pig, is it independent of questions
of wool, mutton or pork. We similarly have relationships between citizens with
lifespans of several decades and nations that last for centuries. From time to
time the citizens actually must be sacrificed at short intervals, such as in
wars or major projects. Similar principles apply to worker castes of ants and
skin cells of humans.
Entire ranges of such considerations
raise ethical concerns about
the evanescence of agents in which there is no ultimate conflict of interest,
but rather relationships such as between team mates. For example, your heart,
kidneys, and brain all must function for each of them to survive.
And for the team to survive — in this
example: you.
And as the notional team leader, you are
ethically responsible for decisions affecting your team members, including such
transfers as kidney transplants. Deciding on your own heart donation is
unusual, but it is conceivable if done suitably responsibly.
Sacrifice, Scaffolding and the Team
A
society grows great when old men plant trees
whose shade they know they never shall sit in
Variously attributed.
The
very natures of the relationships between cells or other components of bodies
and populations, are fundamental to our existence as complex entities, but the
greater the complexity of the body, or the community of agents, the more
relationships other than mutual benefit emerge.
In
essence, the very concept of complex structures entails the concept of
component entities. The concept of component entities implies in turn the
concept of possibly conflicting interests. For the sake of the interests of the
complex structure, we need to deal with the logic of the teleology of the
success of the structure.
A
functional system may be atomic, meaning that it comprises no relevant
component subsystems; a bacterium, a single cell, might be an example. Or it
may be tomic, meaning that it does have component subsystems, such as a human,
comprising many cells, or a mob, or a nation, comprising many humans.
In
a viable tomic system, it is generally the case that such a system can exploit
certain ecological niches more successfully in at least some respects, than
atomic rivals can.
It
need not follow that every component member of a tomic system has the same
function and structure; for example, once mature, a human gut cell will differ
drastically from a brain neuron, and a human goalkeeper in a football match
could not generally swap positions with a striker.
It
also does not follow that the component members individually occupy as
favourable positions as each other: different castes in social insects have
different life expectancies and different diets as well as different duties,
and the same is true of human ranks and functions in human military formations,
such as fighter aircraft pilots and mechanics.
In
a tomic system, it commonly is not practical for component roles to swap in the
interests of the components; this is where the teleology comes into the
equations. In nature, distinct castes commonly include sexually reproductive
roles; for a worker or soldier to stick to its assigned role is generally a
better reproductive strategy in teleological terms, than trying to produce its own
offspring. This means that cells do not always act in their own simplistic best
interests.
Under
particular circumstances, the implications for members of a tomic system,
include concepts of sacrifice and of what I call scaffolding.
Examples
of sacrifice might include soldiers who place themselves at risk in
fighting for the community. Other types of agents amount, so to speak, to
consumables: cells with necessarily temporary functions, such as those of epidermal keratinocytes and gut mucus cells, literally must be sacrificed to function,
but that does not mean that their functions are trivial: when they fail, or the
consumption of the agents fails, the effects can be painful, disfiguring, or
deadly. Consider such examples as: vitiligo and pemphigus.
Scaffolding is what we see when some cells form a structure that is
necessary, but a structure that must be removed when its function has been
completed. One example is a placenta; it is unwanted after the birth is complete, and accordingly
must be shed. Other examples are parts of an embryo that do not occur in the
adult; they must be shed, reduced to vestigiality, or recycled on schedule
after their function has been completed; if they fail, the effect can be
wasteful, harmful, or deadly, and if they persist after their function has been
accomplished, that may be no better.
In
contrast to scaffolding, cells of some other bodily components ideally persist
life‑long; some kinds of brain cells last all our lives. Compare the zygote that gave rise to the organism, with a living brain cell of
the mature mammal. From the point of each cell in the body, it had survived an
unbroken sequence of divisions all the way back to the first fission of the
zygote, and had been more or less the same cell before and after, The only
exception, arguably, would be gametes after each first meiotic division in the adult body, and
synkaryon formation in some tissues. Each of every one of the millions of
disposable gut cells we shed daily, could make the same claim until it gets
digested.
We
see similar abstract patterns throughout the multicellular differentiated forms
of life, in which structures of cells perform different functions, some of
which are in some sense sacrificial.
But
not in every sense. And not even in every sense of “sacrificial”, which would
suggest altruism. But there are several senses to the term “altruism”, not all
of which of which suggest suffering for the sake of another. For one thing, in
biology, suffering is irrelevant to a deed of altruism. Altruism intrinsically
entails a penalty to the selective Darwinian fitness of the altruist. In those terms the sacrifice of the epidermal
cell in favour of the parent cell that remains to produce yet another
keratinocyte involves no suffering to the shed cell, because it is not equipped
to suffer, and the only way it differs from the sibling cell, is its situation
nearer the outside. If we had magically swapped them at the end of the cell
division, it would have no difference because the two cells were no different.
Each of them would have seen itself as the parent cell. The differences
between the two cells only begin to appear during cell maturation.
Not
only does the sacrificed cell not suffer any greater selective penalty
than the surviving cell, but if both cells were to survive, both would suffer a
reduction in selective fitness, because the sacrifice of the cell contributes
to the selective Darwinian fitness of the reproductive organism. So we need not
regard the sacrifice of the skin cell as altruistic.
The
principle of self-sacrificing dedication of non-reproductive cells to
scaffolding functions is universal among multicellular organisms with distinct
organs. Not all our cells end up as reproductive cells because it pays to
dedicate part of each generation, sooner or later to be discarded, to assist
the others. The myriad ways in which they do so in nature are breathtaking.
Compare
say, typical slime moulds with fruit trees; the first new generations of the
mould cells hatch from their spores as separate amoeboid cells, and feed on
bacteria and wastes till they can feed no more. Then they split and continue
feeding and repeat the cycle till they run short of feed and detect that their
pastures are overpopulated. After that the cloud of individual cells, that so
far had behaved like any other population of anonymous microbial cells, begins
to stop feeding and instead each one seeks the company of cells of its own
type.
This
continues till all the cells in the cloud scrum into a slug-like mass, each
seeking to get to the top of the pile. Their competitive motion results in the
slug moving across the surface until the top of the slug is clear of the rest.
When that process has gone to its conclusion, the tip forms a mass of spores
that remains till it dries out and the spores blow away to populate greener
pastures.
The
main mass of the slug’s discarded scaffolding cells dries out and remains
behind for recycling; but those cells have no regrets. They never had had any CES
to waste pity on.
Unlike
any slime mould, a fruit tree never passes through any phase of a cloud of
undifferentiated cells; it begins as a single zygote in a fertilised
reproductive structure that grows into a recognisable fruit, a scaffolding
structure that supports the dissemination function of the seed. A fruit such as an apricot has an
elaborate life cycle, still without any CES as far as we know, and the tree
does not get sacrificed in producing that seed. As the poet Ramanujan pointed
out in a slightly different context: you sometimes can count every fruit on a
tree but never all the trees in a single fruit. Each apricot fruit forms a seed
and surrounds it with a hard shell that protects the seed.
But
the protection is not the point of reproduction, it simply provides the next
generation, the seed, with means of transport for dissemination.
For
that purpose the hard shell of the unripe apricot is covered with a nasty,
poisonous, indigestible green coat. This grows till the cells and the fruit are
of the right size, and then the outer cells begin a process of senescence that
will end in death, but first it breaks down the cells into non-toxic,
digestible, fragrant, tasty, conspicuously coloured, pericarp; the part that typical frugivores seek out to eat, generally
dispersing the seed in the progress. The very nature of processes of maturation
of scaffolding cells, or of woody tissue or ripening edible fruit, or fragrant
flowers, generally implies senescence and impending death in contribution to
the life and function of the organism. Every cell in the plant started out with
a full complement of the genome, but no cell in the pericarp of the apricot in
any sense “minds” dying for the sake of the seed; an individual cell can hardly
have anything like a CES, and none of its struggles to stay alive can be
permitted to interfere with its scaffolding function.
Meta-teams
Logical consequences
are the scarecrows of fools
and the beacons of wise men.
T.H.Huxley
Now, depending on point of view, every
member of any population of Homo ephemerens, might be seen as an
item of scaffolding, a cell of the population so to speak, or more precisely a
meta‑cell, a cell of cells, serving in the population that is preparing the
culture for the early emergence of Homo futurens.
Personally, in any role of scaffolding, or
as an ancestor, or whatever I might be, I do in fact happen to have at least
one CES, but at my current age I am running out of either innate or external
resources for my own survival, so I might more cheerfully prepare for the
future that I value. CES or no CES; I attach no value to my remains after the CES
has left, so I hope Homo futurens some few millennia into the
future, can make the most of my heritage.
This idea of being merely part of the
ladder of creation, instead of its peak, seems to offend those people who
labour under the delusion that each member of Homo ephemerens is
the eternal crown of creation; in fact, many humans seem to regard their own
body and mind as too sacred to attempt to improve.
I do not understand why it was necessary
for me and mine to have CESs, or to suffer pain and other unhappinesses, but
since I was not consulted on the matter, I must put up with it, and the rest of
the universe will have to put up with me till my scaffolding and component
members get recycled.
Hives of
minds
“I
don’t say thar’s no such thing as luck good and bad;
but it ain’t the explanation o’ success an’ failure not by a long way.
No, sirree, luck’s just the thing any man’d like ter believe
is the reason for his failure and another feller’s success.
But it ain’t so. When another man pulls off what you don’t,
the first thing you got ter believe is it’s your own fault;
and the last, it’s his luck.
And you jus’ got ter wade in an’ find out what you went wrong,
an’ put it right, ‘thout any excuses an’ explanations.” ”
But, Rocky, explanations aren’t always excuses,
and sometimes you really have to give them! “
”Sonny, you kin reckon it dead sure thar’s something wrong
‘bout a thing that don’t explain itself;
an’ one explanation’s as bad as two mistakes —
it don’t fool anybody worth speaking of, ‘cept yerself.
You find the remedy; you can leave other folks put up the excuses.”
Percy Fitzpatrick Jock of the
Bushveld
It
seems almost incontrovertible that a healthy two-headed or conjoined twin has
at least as many CESs as heads; but at the same time it is not clear how many
CESs an “everyday” brain in a single skull would have, the distinct CESs
working in parallel, and not constantly conscious of each other. It is
altogether possible that proverbial “hearing voices” and “internal dialogue”
experiences really represent functional activities of brains, activities that
proceed more or less independently, but occasionally impinge on each other.
Here
I refer not to schizophrenia‑related psychoses, but to healthy variations in
ordinary mental processes. The activities may be functional as a factor in the
brain’s capacity to multitask.
If
so, such mental processes probably occur in some form in nearly every
functional brain. It even is conceivable that some kinds of mental retardation
are the effects of too few internal CESs in one brain.
Or
a brain might have no CES at all: a sort of philosophical zombie; it might perhaps in some ways be sub-functional, if only
we knew what the function of a CES might be. It need not follow that the presence of CESs in the brain is
necessary for full function, though it might be for all I know, but conversely
some cerebral dysfunction or insufficiency might prevent the emergence of a CES
in a particular brain, and dysfunctional effects commonly do not occur in
isolation.
One
way or another, we might be able to diagnose many classes of dysfunction, but
the absence of a CES is not clearly among those. What roles would loyalty,
affection, trust, or enmity, play in ethical decisions, especially between CESs
that are aware of each other? Some conjoined twins grow to hate each other.
There
are serious problems, both practical and philosophical, to definition of the
relationships between CESs, and their role in personal identity. It may seem
fairly clear, as far as anything in that field is clear at all, but when there
is an intimate relationship, either by communication or by physical attachment,
it is not clear how many CESs are involved, either within, or between brains,
or how.
It
is quite conceivable that the human brain is just an example of a hive, a
medium that supports a colony of CESs, and that our everyday perceived
consciousness is no more than a question of which CES
the Salience
Network
elects to expose to our primary conscious attention at a given time. Craniopagus
conjoined twins
might present illustrative examples, especially if parts of their brains are
shared, parts of the thalamus in
particular. We do not even know whether the location of a CES might wander from
one part of the brain to another, or whether CESs in a brain might split or
fuse, like vortices in a turbulent fluid.
Or
whether brains in communication could share any CESs.
Or
whether we could managing consciousnesses shared between large numbers of
people.
Information does
funny things.
Such
connection between CESs may be seen as more or less intimate: in principle,
separate brains in separate bodies, that make identical connections, might be
seen as parts of the same brain, but if we connect parts of the same physical
brain by high‑speed artificial communication, those different parts might in
principle behave like the partly separate brains of a craniopagus conjoined
twin, complete with matching CESs, assuming that we may neglect the absence of
hormonal communication. In a single brain an idea or a solution to a problem or
an original line of thought, pops unbidden into the mind, possibly after hours
or days. The effect may be excellent, or troublesome, even clinically
problematic, but in this essay clinical states are not under consideration.
If
remotely shared identity proves to be a genuinely CES-like constitution, then
it raises several questions: if the latency of communication is less than say, one tenth of a second, and
the neural bandwidth is great, and the length of the communication is small, one
could hardly tell subjectively whether there is more than one CES involved at
all. In fact, it might be possible to combine multiple agents into a shared CES.
Variations on the theme have been hypothesised in F&SF, such as by Eric
Frank Russell, and my own Millisecond soliloquies.
The
concept of shared consciousness is challenging at best.
However,
when such a connection involves slower links, difficulties arise. Two brains
connected with a latency of a few seconds might do well in cooperating on an
intellectual problem, either technical or aesthetic; it would be much like a
telephone conversation, but such a team would be totally unable to control, say
a vehicle that demands rapid reaction. Moderately delayed reaction is not
necessarily a disadvantage in systems such as games of chess by exchange of
postcards — in fact it might be a desired consequence of a limitation.
On
the other hand, in a situation when parts of a CES, or CES‑like structure, are
separated by minutes or hours, such as between planets, then certain types of
communication involving coherent thought and coherent responsibility largely fail.
Of
course similar things can happen in the one brain: humans often say things
like: “I wish I had understood that three minutes (or Gs) ago”, and the reasons
might be ethical or opportunistic, such as in staircase wit. Anyone living a problem‑solving life would have experienced
such delayed “Ahah” moments, sometimes months after having almost forgotten the
problem. But that is not the same as one’s usual interactive communication, and
one cannot base transactional activity on it in the same way.
The
very concept of control at long range or after long delay has been troublesome
for millennia. A ruler who dispatched an army to fight in a distant country,
simply had to do so on faith, and often disastrously. Long-range trade, rule, taxation, and similar exchanges, created concepts such
as remote ambassadorial
functions in diplomacy. The decay of the status of the ambassadorial
function has largely resulted from improvements in communication facilities.
As
remoteness of contacts between agents increases to hours within a solar system,
or Gs
between adjacent solar systems, or many Gs
or Ts between moderately separated solar systems, or Ps
between more remote agents, the nature of contact, never mind the function of
contact, would change. And the ethical and practical subtexts could change beyond recognition too, as discussed in Immortal imperatives.
Functional
Teleological Ethics in
Responsibility and Rights
Power tends to corrupt and absolute power
corrupts absolutely.
Great men are almost always bad men, even when they exercise influence
and not authority: still more when you
superadd the tendency
or the certainty of corruption by authority.
There is no worse heresy than that the office sanctifies the holder of it.
John Dalberg
Whatever decisions are based on
personal value judgements, they might not be acceptable to the community. The
function of any legal body in any community, typically is to establish,
implement, and maintain, an ethical system, and as a rule, one that is widely
acceptable to most people, on the basis of impartiality, compassion and
equitability.
Commonly such a system should be
formulated in documents such as constitutions, bills of rights, or religious
prescriptions.
Ideally, in the context of this
essay, such judgements should be equitable, meaningful, and constructive, but a
crucially limiting principle of any viable structure is one that I already have
mentioned, and still see as fundamental to our topic here: the Fundamental
Teleological Ethical Assumption.
An ethical system that ensures its own
demise cannot in the long term be better than a historical object of contempt.
One cannot rationally support an agent that, in our terms is functionally
bankrupt, one which is fundamentally non‑teleological, purposeless, and
represents no concept of value, or is incompatible with our own ethical values.
For example, there are many diseases and
their vectors that are deadly, disabling, and agonising, but objectively of
great interest and intellectual beauty, and yet, in our common values, which we
should be only too happy to wipe out.
FTE, Functional
Teleological Ethics, is related to versions of Utilitarianism, Consequentialism, and similar branches
of the philosophy of ethics, but their respective apologists differ so
radically that I do not closely associate this version with any of them. This
is not because of any personal taste for dispute, but because the context is
material, namely: the future of our heritage, our species, and our future
associates.
For details on such concepts, in case that
context sounds too mystical, or too grandiloquent, I again refer readers to the
essay on: Immortal imperatives.
When faced with choices, we act according
to compulsion, exhortation, information, deception, or any values on which FTE
might be based. There always is room for disagreement about choices,
probabilities, and the desirability of respective outcomes, but such
considerations are all we have to go on, whether in medical treatment,
political leadership, industrial management, or enterprises in general.
In particular, in any clash of values, the
function of whichever legal system or constitution might apply, is to resolve
clashes and enforce reigning standards according to their resolution in the
judgements of rival parties, or legal powers, or customs or prejudices of local
society.
Responsibility is a concept that varies
according to the relevant ethical or moral code. It varies according to various
kinds of action or of one’s part in particular events or identification. It
varies according to the transitivity of responsibility.
It is all one large subject, too large for
this document, but one example might prove illustrative of one kind of dilemma:
a certain Buddhist zoologist wanted the skeleton of a monkey, but his faith
forbade him to take life. So he took the monkey to a friend who was of another
persuasion and asked him to do the killing. The friend did, and the Buddhist
went off happily.
This might satisfy some people, but there
is room for at least a little cynicism. If the Buddhist had not asked his
friend to inject the monkey, the monkey would have lived, unless the Buddhist
had administered it. Since he had in fact performed the act of requesting the
monkey’s death, by which act of legalistic quibble could he claim innocence of
the death? Would his future reincarnations have been affected by his passing on
the responsibility to what he regarded as in effect a heathen?
Just something to think about: . .
Rights,
Responsibilities, Obligations, Law
The
only freedom I care about is the freedom to do right;
the freedom to do wrong I am ready to part with on the cheapest terms
to anyone who will take it of me.
T.H.Huxley
Concepts
of rights and responsibilities in these terms are not primitives; they imply commitments and obligations of all functional parties to the community, whether members of
authorities, or individuals in the community, or possibly conflicting components
of the community (such as religions or legal authorities or functional agents).
As
we shall see, the relevance of such concepts changes radically depending on the
nature of the community and the circumstances in the universe in question;
immortals in a universe of indefinite latencies must work according to
principles very different from where ephemeral mortals with limited resources
may play off prospects of harm against gain at each other's expense, and
accordingly must be subjected to compulsion and consequences for violation of
statute and law.
Rights and responsibilities amount to commitments of the community to enforce
classes of demands by members of the community, either on their own behalf or
in support of entities unable to make their own demands; e.g. the community
might be committed to protection of a child or animal, or an asset such as a
community building, from disapproved acts.
The
roles of any parties in an FTE, need not necessarily include moral or
emotional considerations; sometimes choices are enforced only by the nature of
situations and prescribed categories of preventions and reactions. Such
considerations would apply just as strongly in dealing with conscious,
intelligent, educated, responsible agents, as in dealing with machines, minor
children, inanimate objects, animals etc This implies that concepts of rights
and obligations apply more generally than commonly is realised, in the
prescriptions of ethical systems.
To
be meaningfully ethical at all, practically any action with ethical relevance
must affect multiple parties or entities within a community. In fact it hardly
ever is possible for any action to affect absolutely no one but the agent. This
justifies commitment of the community to wide ranges of compulsion in legal
systems and imperatives, and in practice, there always will be scope for as yet
unforeseen laws. Sooner or later the need for new laws will crop up, commonly
in consequence of technological or industrial developments, and commonly the
need is not recognised in advance. Then either new laws get drafted, that
generally are ill-conceived because the nature of the need is at best partly
misunderstood, or existing laws are rationalised to fit the new need.
Conversely,
any community enactment that inequitably or trivially affects no one but the
party targeted, cannot logically be regarded as ethical; it does nothing to
benefit the community, and it is an imposition on the victim. A hypothetical
legal system that forces someone to eat fish on Fridays, given that eating fish
revolts him, would be very hard to justify as being sufficiently important to
the community to be worth enforcing. Conversely, enactments forcing standards
of personal hygiene, safety, copyright, or health could well be justified in
terms of the interests of the community, whether the perpetrator appreciates
them or not.
Whether
new or not, or applicable or not, or rational or not, unenforceable or
pointless legal enactments, not only are drains on community resources and
satisfaction, but also vitiate respect for, and obedience to, community
authorities and mores. This amounts to betrayal of the community and its
members; drafting of legal constraints is a more serious, and demanding matter
than most people realise.
Law in this sense of this essay is essentially any non-trivial
system of ethical imperatives, ideally a structure of FTE that has been
explicitly stated, recorded, enacted, and enforced. The concept of “justice” is not essential to the concept of either law, ethics, morals,
or sin, but can be defined independently into any system as required. Justice
as such is not deeply considered in this document, except implicitly in terms
of equitability. Law
enforcement ideally is to ensure that actions against the powers that
support the legal system, or against members of society that support the
system, are made sufficiently counter to the values of members of society, that
such actions are sufficiently rare to pose negligible threat to the comfort and
well-being of the community.
The
origin of laws is no discipline to dwell on here, but de facto laws may
have emerged according to needs arising in natural populations. Study of group
behaviour in intelligent animals presents suggestive examples.
Ethics,
Aesthetics,
Emotion and Motivation
Peripatus, though a lowly organised
animal, and of remarkable sluggishness,
with but slight development of the
higher organs of sense,
with eyes the only function of which is to enable it to avoid the light —
though related to those animals most repulsive to the aesthetic sense of man,
animals which crawl upon their bellies and spit at, or poison, their
prey —
is yet, strange to say, an animal of striking beauty.
The exquisite sensitiveness and constantly changing form of the antennae,
the well-rounded plump body, the eyes set like small diamonds on the side of
the head,
the delicate feet, and, above all, the rich colouring and velvety texture of
the skin,
all combine to give these animals an aspect of quite exceptional beauty
Adam Sedgwick
As I already have mentioned in a slightly
different context, I also assume that without a CES, the idea of pain is
meaningless and that accordingly, the concept of ethics in dealing with such a
device is meaningless in terms of suffering or emotion. In dealing with
responsible parties, such as owners or authorities in terms of values however,
ethical concepts certainly do take on some meaning. The question of the
subject’s sensitivity to physical suffering may fall away, but other negative
values are possible, such as grief, loss, fatigue, and in general, any
reduction of desired values.
What might they have to do with
compassion?
Much the same depending on the involvement
of the CES. Expose an AI device to any of them, and no matter how loudly it is
programmed to lament or to rage, we have no basis for any assertion of any
suffering that makes sense in human or animal or even botanical terms.
Of course, we have very little cogent basis
for diagnosis of subjective suffering in living creatures either; denial of
suffering in humans exposed to harm when under suitable pharmaceutical
treatment, is hardly better than suggestive. But against that, we have
reproducible evidence that functional humans not only behave similarly to
physically abused animals, but assert subjective suffering as well.
That is not formally absolute proof, but
it still is more persuasive than most denialists would volunteer to demonstrate
their indifference to.
Consider the category of destruction of
valuable things, of increased entropy, increased noise, without increased
aesthetic or functional information. For example, the shattering of a gem or a
sculpture or a living planet or a unique copy of a poem or theorem or a work of
art or a fine piece of engineering all have negative values. They differ
qualitatively, but all demand ethical rejection as far as may be.
Do not lose sight of the fact that ethics
deals with all relationships, not just personal pain or binary conflict. There
are such things as multi-party conflicts of interest. If for example I persuade
the owner of a wooden carving that we should burn it, that might seem to be
nearly neutral in ethical terms, but if the act would upset the artist or art lovers,
it would be proper to include that consideration in the ethical equation as
well.
But so far we are looking mainly at evil
as negative or shrinking values; the opposite also can be real. Joy or pleasure
can be just as real as suffering or grief, and our ethical duty to increase and
propagate positive values by the creation of things happy and beautiful, and of
various types, can be as great as the negative values of loss and sorrow. And
all demand ethical support and propagation as far as may be.
To surrender all those treasures to
sterility or destruction or sterility in surrender to nihilism in a universe
probably without life to support CESs to appreciate them, even if AIs recorded
them, seems to me obscene, and could well raise ethical difficulties, likely to
conflict with principles of FTE.
And common sense.
Conflicts of
interest within the body
We
were living in trees when they met us.
They showed us each in turn
That Water would certainly wet us,
as Fire would certainly burn:
But we found them lacking in Uplift,
Vision and Breadth of Mind,
So we left them to teach the Gorillas
while we followed the March of Mankind
Rudyard Kipling
What
are the limits to consciousness within a body? For example, could a living
thyroid or a gut have a CES? Would a skin cell? How about scaffolding cells in
the web of tissue between embryonic fingers? They are no less complete than any
other cells in the embryo, so why should they not wish to survive just as
strongly as cells of heart, or brain, or gonads?
Why?
Because
if they are not suitably shed at the right stage, the child will be born with
misshapen, imperfectly functional fingers. In contrast, in a dolphin, that very
webbing is retained and remains functionally necessary for the survival of the
organism, not just as scaffolding for the formation of the organ.
Scaffolding
or not however, the tissue still does not contribute its own cells to
the next generation, but if it did not contribute its merit to the survival of
its generation, copies of its own genome would not be passed on.
Conversely, the dolphin body with its flippers, like the child’s body with its
fingers and without their scaffolding tissue, may be expected pass on those
genomes if nothing goes wrong.
Would
the CES of such a tissue have values? Beware! It is a treacherous subject. For
the soldier dying for his country, it might make reproductive sense, but for
his CES it would be simplistically counterproductive. The human CES, whatever
its Darwinian origins, has its own values, and many an individual would sooner
sacrifice his reproductive and social interests in favour of the short‑term
survival of his CES.
Even
within one body there can be conflicts of interest; the fundamental fact is
that as creatures of Darwinistic natural selection, our ancestors were selected
for their successful pursuit of rewards that were relevant to their
environments. Rewards that were harmful in excess, demanded parallel selection
of avoidance of excess. We sought warmth in the cold, but learnt that heat
could hurt; the entire nature of pain and satiety are among our inherited
warnings against excesses as being among the threats we must avoid.
However,
some things simply did not occur frequently enough to play a part in natural
selection. Opioids, nicotine, salt, and tropane alkaloids for example simply
were not commonly attractive enough for excessive use to be a problem in the
wild. They would be so rare in the wild, that natural selection would have no
basis for maintaining a mechanism for satiety or repugnance protect the
organism from indulgence or over‑indulgence at all.
In
established communities however, such traps for anyone overindulging could
emerge in quantities harmful to addictive personalities and physiologies.
Access
to excessive quantities of foods too, was typically episodic and regional, so
that there was little selective pressure for developing physiological controls;
obesity was a survival factor in some communities, and a mark of distinction in
others.
In
general, such examples could be seen as conflicts of interest within the body.
The chocolate and sugar variously tempt the body and brain to consumption, and
satiety caps it, though often too late to prevent caries and obesity. Addictive
substances may stimulate pleasure centres, without capping stimuli to protect
the body from harm.
And
it is for our ethical systems to supply the deficiency, often in the forms of
moral norms.
Keeping the
gate
The first condition of human goodness is something to love;
the second something to reverence.
George Eliot
In the adaptation and evolution of an
entity, whether that entity is a loose team such as a colony of ants comprising
specialised castes, or whether it is an integrated structure of variously
specialised cells such as the body of a large animal or tree, the concept of
the CES, the dignity, sensitivities, or the very lives of the team members,
count for little. Even in modern human communities the specialisations of cells
are not where it ends; different jobs, professions, even hobbies and successive
roles as one grows and learns throughout life, are associated with
responsibilities, rivalries, status, and privileges of entire humans and of
professions that cannot be fully equitable; they affect personal satisfaction,
dignity, longevity, and health. Some examples amount to parasitism and con
games. Beyond slavery and gender, consider the roles of miners and of soldiers
as lauded in Macaulay’s “Lays of Ancient Rome”:
And how can man
die better Than facing fearful odds,
For the ashes of his fathers, And the temples of his gods?”
Horatio was satisfied to die for his
values, and the examples should be regarded as metonymy anyway, but for
a virtuous soldier to be willing to die for something as materially valueless
as ashes and gods, or as inert and sterile as temples, seems inequitable in
comparison to the Consul and City Fathers living on as fat‑cats after his death
if he did not survive. It is not as though they were of biologically separate castes in which the
soldiers were sterile, with nothing to lose, and the consuls were breeders to
be sheltered for the good of the species.
But on occasion, human social
structure depends on such inequitability, and would fail without it. In some
ways the same is true of most Metazoa. In the human
epidermis, consider a basal cell that divides to produce two cells, one of
which remains a basal cell to divide again and again, while the other becomes a
keratinocyte that will die and be shed as part of the function of the healthy
body: at the point of division, the cells generally are not differentiated; at
that point the question of which is is to fill which role, is not intrinsically
meaningful, CES or no CES; which cell is to go and which to survive is a matter
of situation, not personal values or identity.
Cells that resist that system would
either die soon anyway, or, if they survive long enough to form a cancer, would
commonly die eventually, along with the organism.
Nature, reality, causality, is
unsentimental about emotional values such as love, pain, and personal values in
general; though those are the values that are foundational to ethics. They are
purely emergent aspects of intrinsic functions of the teams that achieve
effects that isolated cells and tissues and organs and limbs could not.
We see similar principles in beehives
and termite colonies; the defenders of the colony die in performing their
protective functions. Honeybee soldiers die after stinging. The sting goes on
pumping venom, and the dying bee keeps trying to sting while still alive, which
distracts the enemy and improves the odds that still armed defenders will
succeed in getting their stings in. As for termites, some species of termite
soldiers literally explode their guts, producing a sticky slime that hampers,
discourages, or kills, ants attacking the nest.
Possession, Ownership, Property
“Gimme that back, B’rer Bear! It’s mine; possession is
nine points of the law!”
“So I’m taking possession, B’rer Fox: all nine points;
you can have the other point!”
1960s comic; source lost.
And recounted by
Socrates:
Dionysodorus: Do you own a dog?
Ctesippus: Yes.
Dionysodorus: Has the dog fathered
puppies?
Ctesippus: Yes.
Dionysodorus Do you beat the
dog?
Ctesippus: Yes.
Dionysodorus Then you beat your own father
Concepts
along these lines, and the related controversies, fill whole libraries, to the
extent that one cannot but suspect that most of it is nonsense, and most of the
rest is at cross purposes, hardly even dealing with the same things that the
words suggest. I have little to say about it, so that little is what I’ll say.
Firstly,
the semantics of the verb: “to own” is messy, and in many languages it is
ambiguous and self‑inconsistent. In particular, it can easily be confused with
more than one kind of relationship. As appears in the epigraph, the
relationship between “my” father and me, is not the same as the relationship
between “my” dog and me. So let us avoid that semantic trap and refer only to
the relationship between owners and possessions.
The
essence of the relationship between ownership and possession is neither
generally intrinsic to the owner nor to the possession.
What
possession primarily amounts to is commitment by relevantly appointed
authorities, to support particular, relevant classes of action by the owner
concerning the possession. It also may support particular classes of action by
the possession concerning the owner, and of third parties concerning either or
both. It need not imply that such classes of action are identical for all
participants or for all objects.
Generally
all such items should be consistent with the principles of prevention, restitution, and rehabilitation ( that I shall refer to as PRR), consistently in turn,
with common or statute law, as emerges below.
In
connection with the theme of this essay, most of this section has ultimately to
do with the greater advantage of the emergence of Homo futurens, without inequitability to any party.
Preservation of legal systems
Having given out all the virtues that He
had made, God made another.
“Give us that also,” said His children.
“Nay,” He replied, “if I give you that, you will slay one another till none is
left.
You shall have only its name, which is Justice.”
“That is a good name,” they said; “we will give it to a virtue of our own
creation.”
So they gave it to Revenge.
Ambrose Bierce
For practical reasons social structures
depend on imposition of definitions of ethical values that the govern the
behaviour of societies and individuals. Without such values and their
imposition, it is hard to justify any definition of “society” at all. They
might variously be formal or informal, and the formal definitions and
impositions we might refer to as legal systems.
For largely historical reasons, formal and
material definition and enforcement of a legal system are necessary for the
survival of both the system, and society in general. Such definition and
enforcement typically are referred to in terms such as penal law. Penal
law deals with criminal activity: action in conflict with enacted or common
law, action considered harmful to the community or members or interests of the
community.
The term “penal” literally relates to
punishment, but the concept of punishment is not essential; in fact, in this
discussion it is arguably a tertiary distraction.
Note that the concepts of “penal systems”
and of the proverbial “social contract” differ in various societies, and
accordingly vary as time passes. Even within the recent history and geography
of Homo ephemerens, societies in their implicit or explicit contracts,
have varied almost beyond recognition, both between and within communities.
Examples abound in the history of slavery, war, social classes and castes, and
in times of plenty and of famine or disaster.
Historically, there seems to be no promise
that our current, most smugly vaunted, legal systems of rights, equitability,
and constitutions, and their political cousins of aristocracy, democracy,
theocracy, despotism, and a job lot of their sisters and their cousins and
their aunts, constitute anything like a final word. I will not be present to
see what follows them, but I am fairly confident that if Homo ephemerens
is to graduate into any hopefully progressive system of government or legal
stability suited to Homo pertransiens, it will have to include
incorporation of equitability, shared commitment to a stable or growing freedom
from want in the context of stable property of various forms, and mutual
commitment to the well‑being of each other, subject to the interests of the
communities and their environmental resources.
Whether that in turn ever will graduate
into an effectively universal, cooperative, stable system, idealistically and
practically adhered to by Homo futurens, I do not know.
But it had better.
What we have at the moment still is, at
best, cobbled together for what we are now, and grossly abused at best. If we
can develop it into a state of stability, then we very likely can shed the
parts that deal with conflict and inequitability, but that remains to be
seen — by our descendants at least.
The three major functions of such law, in
particular as the topic is relevant to Homo ephemerens, I describe as:
“Prevention, Restitution, and Rehabilitation”. I refer to them again as the
initialism: PRR.
· Prevention takes priority
because successful prevention of criminal activity, or anti‑social activity in
general, commonly is in the best interests of society and the most economical
in various senses. Hypothetically perfect prevention would make all else
redundant. Prevention could be physical, psychological (say, by threat or
education) or by whatever is most likely to be effective, acceptable, and affordable
to the community.
For example, if it were generally agreed that a particular genetic
configuration were contributing to mental values that promote
counter-productive behaviour, say pathological panic in social situations, then
voluntary genetic engineering of future births in selected lines, no doubt at
the request of the prospective parents, might be regarded as an added measure
for prevention of social harm, much as an in vitro fertilisation doctor of
today would discard a zygote with a Duchesne dystrophy in favour of a healthy
zygote.
By the future time that anything so sophisticated were contemplated however,
the standards of genetic engineering would have to be beyond anything we are
likely to be able to debate sensibly in this century.
· Restitution refers to such
measures as ideally would, as far as practical, mend harm and loss to any
parties affected by actions or negligence in violation of accepted laws or
standards. Such harm or loss would include damage to insensate elements such as
material resources of the community in general, including individuals. All
costs, as far as practical, should be met by the relevant perpetrators, but
also, insofar as community neglect or incompetence or circumstances contributed
to the harm, the community should make good the costs as far as might be
practical.
This field of discussion is indefinitely large, filling whole libraries,
because it is inseparable from questions of
criminal harm, civil harm or deprivation, such as debt, and social duty
such as military or assigned civil service. But one way or another, the general
aim should be to serve the community as far as it is practical to do so, by serving, and thereby securing the
committed allegiance of community members, to the degree that eventually, an injured
member would yield personal restitution rather than disproportionately penalise
the community, or indeed fellow‑members of the community.
This is not either a matter of pure sentiment, or pure opportunism. I see it as
social lubricant and insurance, incentive to behave as best rewards and
satisfies both the individual and the community, when both individual and
community might see the situation metaphorically as “could do no more, and
could do no less”.
·
Rehabilitation is whatever practical
means can be applied to prevent or dissuade the perpetrator from future acts
against the community, and without burdening society with pointless retaliation
or resentment. It also raises the question of the nature, concept, and
relevance of guilt. Whether punishment
or elimination of the perpetrator is appropriate to minimisation of the costs
to the community, or respective members of the community, is to be determined
in each case on its merits. Effective rehabilitation ideally would leave the
culprit willing to continue as a desirable member of the community, and the
community willing to accommodate the culprit as a valued member. That may not
in each case be practicable, and then the community must consider the
alternatives. Rehabilitation also ties in closely with restitution, blame, debt, and in particular
with social responsibility, and guilt in law.
The point of rehabilitation could be seen from two points of view: either a
moral debt of society to the culprit, to accommodate him as a satisfied member
of society; or, from the rest of society as demanding that the culprit repay
whatever costs society had invested in his upbringing and support, or at least
desist from unacceptable parasitism or sabotage of the system that they are building.
It is not realistic, nor satisfying to demand small mindedly that every penny
spent must be effectively expended, or metaphorically, that every millimeter of
a scaffolding shaft play a positive part in advancing the building. Economising
carries its own costs that must be allowed for in budgeting, and a society that
can aim for the sky cannot pause to justify every triviality. But where the
support or constraint of an enemy of society is sufficient to accommodate a
conforming member, there is room to consider the dissenter to be an
unjustifiable expense — to be shed, much as the growing embryo might shed
a cell that cannot be tolerated between two growing fingers.
Such items are beyond our scope to discuss in detail, but they clearly cannot
be justly assigned when an event was not within a perpetrator’s ability to
avoid, control or foresee. In this sense, the significance of the concept of
“guilt” is largely alien to most familiar penal systems; dealing with the
perpetrator is to be aimed at prevention of repeat offences and mending all
forms of harm from the relevant offences, as far as is practical. Whether
retribution or education or any other measures would be appropriate would be a
matter for the penal authorities to diagnose and prescribe. Accordingly, in a
competent social structure, it might be admitted that a perpetrator had been
unable to avoid an unacceptable event on account of drunkenness, or because it
was too fast to for him to control. However, he would have to show that the
drunkenness while driving was unavoidable (say, forced upon him) otherwise it
would fail as a defence, and might be an aggravation. Or if the reason were the
inability to react in time because the control were because of multiple CESs
interacting to slow a reaction to say, more than a second, the relevant
question would similarly reduce to why the perpetrator was in control if that
could have been foreseen. Responsibility also ties in with transitivity of
guilt and of responsibility, as already mentioned in the section on Functional
Teleological Ethics in Responsibility.
It is worth noting that atonement plays no significant
role in any of these, unless one counts apologies in appropriate circumstances.
In case readers assume that the foregoing
discussion adequately covers the essence of the topic, I refer them to this
linked parable concerning a notional
crime. In essence, a number of perpetrators independently and without
cooperation all attempt the murder of the same person, but none of them is
successful. The victim eventually dies anyway, though he would have survived
had it not been for the combination of ineffectual attempts on his life.
The presumption of the nature and
relevance of guilt in most forms of penal law fails in its logic in the face of
this challenge, but the PRR can deal with it fairly comfortably. The key is to
separate PRR from concepts of blame, guilt, and justice, particularly justice,
as Bierce brilliantly characterised it in the quote in the epigraph to this
section.
As Bierce pointed out, humanity deeply
confuses justice with revenge. In rational ethical philosophy the
objective of punishment for its own sake is irrelevant except
as a component of the third element of PRR in terms of its functional social
merits. In currently widely accepted social values, the ideal is to treat
all members of society compassionately and equitably, and minimise the costs to
the community as practically, far-sightedly, and reasonably as may be.
Compassion and equitability are not
fundamentally logical imperatives, but they are aspects compatible with, and
widely of the essence of Darwinian principles underlying the operation of
social structures. Their Darwinian nature does not prove that compassion
and equitability are “right”, but their nature is an attribute that is
necessary for their long-term resilience, in line with the principle of
rejection of opposition to our own success.
In Darwinian progression, certain
behavioural principles, conscious or not, independently or coherently have
survived natural selection for tens of Ps at least. Play activity for
development of skills without injury not only occurs widely and apparently
independently, but often is recognised across boundaries, not only of
relatives, but between species of biological orders. Puppies, children,
rabbits, lambs, and others commonly recognise each other’s play signals.
Imprinting of family and social relationships, inhibition of predation on one’s
own species, recognition of possession and avoidance of inbreeding vary, but
they are common in nature and sufficiently so, to be automatically recognised
as righteous values in human relationships and in legal and moral codes.
Compassion and equitability are examples.
There are practical limits to such social
and legal principles however, especially to their treatment as absolutes, and
there is no necessary compulsion to be guided by precedent unless the analogies
of the acts and circumstances of earlier cases are direct and compelling. In
particular, in rehabilitation, precedent can only be compelling if it is clear
that what worked before can be expected to work again.
This leaves us with the question of what
to do when the cost of continuing to attempt rehabilitation, or to control or
tolerate continued antisocial behaviour, is too expensive in terms of what it
deprives other people of. For example, to torment a violent criminal by locking
him up, whether he is mentally or physically able to control his actions or
not, for expenditure of resources sufficient to conceive, raise, feed, protect,
and educate multiple valuable members of society, and with no pleasure to the
criminal even, makes less sense than eliminating him. It even could be
classified as treason to society.
Opposers of the brutality of retributive
justice might expect to approve of PRR principles, but they should not jump to
conclusions; the fact that PRR need not mention retribution, need not imply
that retribution is forbidden, only that it would not be resorted to if the
responsible authorities assessed it to be necessary and effective in a given
case. In fact, nothing in the PRR principles denies execution as a proper
expedient if no better measure presents itself. In fact, it might be explicitly
prescribed in particular circumstances; suppose that someone had kidnapped a
child for his sexual gratification, and was cornered and demanded that he be
left to his pleasures, or he would cut the child’s throat, counting down ten
seconds from now — 9,8,7,...
For the sharpshooter to hesitate would be
betrayal of the child, the community, the principle of PRR, and common sense.
On such a basis the parable of the guilt
of the hapless attempted murders is trivial: start with the P of the PRR. It is
too late to prevent the death of the victim, but the question remains for the
authorities to decide whether it is too late to prevent subsequent anti‑social
acts by the perpetrators, and by which measures to do so if necessary. There
then would be the question of whether anyone was in a position to demand
restitution, and if so, from whom and in what form to exact the restitution.
Finally, there would be the question of which measures would be appropriate to
apply to the rehabilitation of the criminals, whether punitive, or alleviating.
If it were decided that they were beyond mending, and would pose an indefinite
threat and without prospect of rehabilitation, then it would be necessary to
contemplate the best method of disposal.
Bearing in mind that the roles of members
of Homo ephemerens and Homo pertransiens may be that of
scaffolding for the establishment of the immortal population, they should have
no hesitation in so living their lives as to promote it. Refusal to do so would
amount to betrayal of at once the past of the population, who had lived and
died for it, and the present population who are living their lives in their
scaffolding role, and the future population who maintain the purpose and and
substance of universal civilisation.
Of course, dissenting members of the
scaffolding might resent this, but, as material enemies of the system, they
could hardly justify any claim for special consideration.
Social
Contracts and Strategies
Systems
run best when designed to run downhill.
John Gall
Bear
in mind that the primary intent of this document is to explore ways to
establish Homo futurens in indefinite prosperity, expansion, and
security, with flexible adjustment to changing or unpredicted circumstances.
This is best done by wide and deep comprehension of the target system, which
might be of arbitrary complexity. The agent thereby is in a position to
identify, not the most complex, but the simplest and most economical objectives
and solutions to challenges.
By
way of illustration, in my youth I encountered a group of labourers trying to
rescue a cow that had fallen into a cement farm dam. They had failed repeatedly
for an hour or so before I arrived, and everyone, including the cow, was
increasingly weary and despairing.
Possibly superfluously, I grabbed a handy piece of wire netting waste,
and dropped it into the shallowest slope of the dam floor to improve the
footing, and led the cow onto it. I then led her out single‑handed with no need
for lifting or assistance. Including finding the possibly unnecessary netting,
the rescue effort took me perhaps two minutes.
There
are many examples of problem solution along such lines, including various
social problems, and problem identification and analysis commonly are
crucial to problem solution; a friend of mine told me that he felt
humiliated when on a train journey there was an unaccompanied little boy sitting
opposite a burly man who was obviously severely retarded. After some time the
man began shouting at the child, threatening him for sitting opposite him. My
friend was just deciding to hit the man if he attacked the child, when an old
lady nearby said urgently: “Sonny, sonny, come and sit here next to me!” The
child did, and the man subsided.
Now,
there are all sorts of possible scenarios to such a situation. Hitting would
have been useless after the event; expostulation would have meant nothing to
the man’s mental equipment; dignity would have been irrelevant, but the lady in
question recognised the essence of the problem and applied the simplest,
fastest solution with the greatest effect and the lowest cost to all parties,
irrespective of whether it was in violation of the right of the child to his
seat.
Operative
problems, especially social problems, whether confrontational or technical,
whether between humans or confronted with physical challenges, or between
individuals and groups, or between multiple groups, are not always simple; in
fact they commonly are not definitively soluble within given situations and
periods. However there is a common aspect, often a Darwinian concept, that
might be regarded as a sine qua non for indefinite solution or navigation of
such situations.
The
concept is the fundamental games theory of a Darwinian strategy. The word is not equivalent to the usual sense of “a plan for
dealing with a particular challenge” (“If only I can fool this opponent into
thinking that I intend to...”) but the settled routine procedure for such
situations. For example, in confrontations one could always capitulate or
retreat if challenged (the “Dove” strategy) or always confront or issue a
challenge (“Hawk” strategy) or confront at first, but retreat whenever meeting
resistance (“Bully” strategy).
When
a population has achieved a strategy that will remain indefinitely viable in
the face of all foreseeable attacks, including infiltration of its genome, we
describe the product as an ESS (Evolutionarily stable strategy). An ESS is something of an ideal concept, because there
always is some future threat that could be imagined or could emerge to destroy
or pervert it.
The
important objective here is to strive after a strategy that will remain
indefinitely viable in the face of all foreseeable attacks. Realistically, for
any defence, there is some attack that can circumvent or overpower it. The
entire field is of great importance in biology, and in evolutionary studies in
particular.
For
example, the defence of musk oxen against predators, by forming a tight circle, horns on the
outside and calves inside, was pretty much invincible for perhaps hundreds of Ts,
until they encountered humans with dogs and missiles. These new enemies could
exploit their very defences.
But, within reason, the ESS remains an important principle.
Conceptually the concept is so important that it can be extended to social
contexts in the form of what I call the SSS. (Socially Stable Strategy). In our connection the SSS would be a social structure and code of conduct that would render a
community immune from attack or corruption, including from external influences,
internal conflicts, and intellectual developments.
So far humanity has achieved nothing of the kind, in spite of the
various isms and acies that have been vaunted from time to time. No SSS has
been proof against the likes of idealisms such as communism, capitalism,
democracy, dynasticism, imperialism, religionisms and
despotism. Such regimes in turn rarely outlast a few generations, and even the
exceptions eventually succumb to their internal vulnerabilities; these include
infections such as nepotism, demagogueries, parochialism, and nationalism: they
largely reflect the residual toxicity of family‑ village‑ and nationality‑based
adversarial attitudes.
Specialists in power seeking abound in humanity, and each
successor repeats the delusions and blunders of various of his predecessors.
That is understandable, but what is harder to understand is that the subjects
tend to swallow the same old propaganda as before: the divine right of rulers
and inferiority of aliens and the like. I suggest that those attitudes actually
are innate, inherited from ancestors whose families and villages had depended
on loyalties and greeds that in modern civilisation have decayed into maleficence.
One would think that once populations were reasonably educated,
they would be less susceptible to such naïve adversarial indoctrination, but it
rolls on, generation after generation. The one constant factor seems to be
actual stupidity — one remembers remarks from the likes of Medawar: “people
who have been educated far beyond their capacity to undertake analytical
thought”, or the even more mordant Mencken with his: “when a candidate
for public office faces the voters he does not face men of sense; he faces a
mob of men whose chief distinguishing mark is the fact that they are quite
incapable of weighing ideas, or even of comprehending any save the most
elemental — men whose whole thinking is done in terms of emotion, and
whose dominant emotion is dread of what they cannot understand. So confronted,
the candidate must either bark with the pack or count himself lost.”
Plainly those writers and thinkers, and a few like them, see
the lack of intelligence and suitable education as the operative problems, but
of course, there is more to it, including our inherent Village mentality.
None the less, if a few dozen generations of the type of
selection and education that I propose in Immortal imperatives could scrub our minds of those poisons and instil the
necessary scepticism, compassion, and functional teleological ethics, we might
hope to see new forms of society that come closer to an SSS. They might listen
more critically to problem analyses and evaluate performance. Baby‑kissing and
invective against stock images of enemies or rivals would need to be of a very
high standard to carry much weight; an intelligent population would appreciate
Will Rogers’ reflection that: “The fellow that can only see a week ahead is
always the popular fellow, for he is looking with the crowd. But the one that
can see years ahead, he has a telescope but he can’t make anybody believe that
he has it.” The fellow without the telescope would fail to interest an
intelligent public unburdened with the primitive village mentality, and the one
with the telescope had better demonstrate his competence at using it and
reacting to what he sees in it.
Similar arguments apply to strife, competition, or debate
between societies, so the likes of Homo futurens will need to make adequate progress in managing and
formulating solutions to classes of problems in dealing with other, possibly
rival, possibly cooperative communities. The Prisoner’s
dilemma is possibly the most notorious illustration, but it is one of
many, and of many different kinds.
The
social contract is not an isolated two‑way relationship, but a web that binds the
whole of society at multiple levels and in various dimensions; to regard it
simplistically is incompetence and betrayal, not only of the community, but of
each member of the community. It is an old concept, but remains inescapable.
What it comes down to is that instead of partisanship within a community, every
individual, and every sub-population should feel that contributory membership
of the community is more profitable than either parasitism or opting out, and
that helping fellow members should be no less rewarding than helping family
members, and protecting the community more important than either.
This
should be implemented in the genetic control of the emotional makeup, as well
as inculcated into the education system. It should apply to the highest and
everyone else in the community, and not in the form of parades and anthems, but
in intelligent comprehension and mutual understanding.
No
more reliable, long term, security for a community at any level, or its legal
principles, could exceed that of making it follow principles that are stable in
practice, both physically and legally, because of being logical, practical, rewarding,
and secure against external threats.
It
might sound artificial and too abstract for the world we occupy, but where and
when do we want to see humanity end up? If we are to do better than the Tasmanian aboriginals we shall have to work our way up into a status and
functionality along the lines I described in Immortal imperatives.
Note
that the concept of an SSS need not at all imply stasis or reduced effort in
everyday life, only that society would be stable against invasion or
replacement. There is nothing preventing models such as Red Queen conflict or cooperation from being indefinitely demanding of
attitude, effort, and evolution. Homo pertransiens could be indefinitely at indefinite effort at various
regions within or between galaxies.
Such
situations should be possible indefinitely, but as I ask here, and shall ask
again: “can we get there from here?”
Not
lack of love, but lack of friendship makes unhappy marriages
Nicht die Abwesenheit der Liebe, sondern die Abwesenheit der
Freundschaft
macht die unglücklichen Ehen.
Friedrich Nietzsche
Law, as we are familiar with it, has such
strong associations with compulsion by retribution, that it is hard to think of
it in any other terms. However, that is largely an unconscious aftermath of our
prehistory as an ephemeral species with constraints of resources, security, and
parochial commitments. Our rationalisation of its role in the formation of our
conceptions in law, economics, atonement, and no doubt other aspects that might
spring to mind, are so deeply ingrained as to be practically unconscious, or at
least to be taken as fundamental. Loyalty, equitability, competition, indebtedness,
economics, and numerous other aspects of our daily lives and interactions are
tacitly or explicitly taken for granted as being virtuous, whether informally, in
philosophy, in contracts or in courts of law.
On close inspection however, such assumptions
in their customary form stem from Village
Group mindsets. We expect to suffer want and
maltreatment if they are not observed and enforcement. We find that greed,
deception, violence and corruption pay, and that being the virtuous exception
in a corrupt or greedy occupation amounts to a vow of poverty, and worse, poverty
among prosperous colleagues or rivals or clients.
"Business s business!"
Such realities expand to comprehend criminal
exploitation of the helpless and develop into pathological competition for billionaire
status or even monopoly as a way of life that impoverishes nations and is
rewarded by celebrity status. These I regard as deriving from views that might
once have been acceptable, possibly praiseworthy, in village life, but that
have denatured as population and technology have expanded into pernicious
caricatures such as our various isms illustrate daily.
Rational analysis of concepts arising
from advances in biology, technology, and science in general, should render such
concepts and abuses unattractive and inviable. Consider the implications of immortality, as
mentioned several times already. Immortality as a challenge for biological technology
is far from trivial, but by no means unrealistic and it can be (had better be!)
achieved in fairly short order, less than a Ts, together with the necessary
concomitant intellectual capacity. It also would be paired with AGI of various
sorts beyond our current prediction.
One of the consequences would certainly
be our radical re-orientation towards projects that in the village perspective
would be, not merely unattractive, but insane; we soon would have occupied all
the attractive locations in the Solar System, and would have access to the
metals of the core of Mercury. With no limit to longevity, and AGIs doing all
the unattractive and dangerous work, such as the establishment of interstellar Galactic
Area Networks (GANs) and colonies, with
interstellar communication latencies, current Village‑scale mentalities should vanish,
and concepts such as economics, finance, authority, possession, crime, warfare,
and more, should alter beyond conception.
Communication latencies of Gs
or Ts
, and transport latencies of Ts to Ps or more, would make
the difficulties of establishing widespread empires or just plain diplomatic
functions of past centuries, when just the travel time would extend into
months, look trivial in comparison. When a message arrived, it would be
debatable whether the source still existed, or would have any idea of what any
reply referred to.
GAN nodes would number thousands in the
Solar System, then interstellar millions, then billions, in fact trillions
before we bridged the first intergalactic gap, and long before then would a
delay line comprise humanity's greatest data cloud.
In a community in which labour would not
be a fungible resource, to the extent that slavery would be pointless, and in
which material assets would not reasonably be exhaustible, and in which the
mean levels of intelligence and experience would inhibit the powers of
propaganda, and in which interstellar transport would be undertaken by Z‑AGIs
(Zombie AGIs) on Ts‑long voyages, how would commands be enforceable, and how
would instructions to alter plans or deal with emergencies be possible?
The very nature of governance and enterprise
would become dependent on principles of stigmergy, and so would ethics. If
anything were to attack any community, a stigmergic response would resemble
that of an ant nest attacked by an enemy, and the aggressor would never know
when the next counterattack would arrive after perhaps many Ts.
In such a world, the vestiges of the village
mentality could hardly survive the first interstellar colonisation. Stigmergic
goodwill could prove to be the most seismic advance in human history.
Instilling
and Securing the Principles
Human
history becomes more and more a
race between education and catastrophe.
HG Wells
An
interesting reflection is on the difference between the options in sentient
organisms as opposed to mechanisms, sentient or not, for establishing and
maintaining commitment to the principles of behaviour or incentive. They are
fundamental to legality and ethics, the balance between personal and
interpersonal values and commitments to stated principles and imperatives.
A
mechanism whether S‑AGI or even Z‑AGI, that is to say, either sentient in a
high degree, or a proper philosophical zombie, should in principle be an agent
that could be nearly completely assembled, and then could have its brain, or
equivalent, installed, principles, values and all, and with little scope for
alteration of those values and principles.
It
might be argued that to call a brain, or equivalent, with little scope for
alteration, “sentient” is questionable, but there is little scope for arguing
that it differs from either instinctive, or rigidly instilled values or
principles in an organic brain, whether installed abruptly or gradually,
whether directly or in a process of development in a growing brain.
Nor
does it follow that because a part of the mental content is firmly, even
rigidly, fixed, or nearly so, that the brain cannot be sentient; there still is
scope, possibly far greater scope, for learning other material, or even for
qualifications of the rigidly defined content, or its applications.
In
contrast, sentient biological agents are largely organised from scratch; from
when the embryonic brain begins to function on its available structures. It has
to pass through multiple stages of development and function; this amounts to metamorphosis or even hypermetamorphosis. Not only could one argue that the personality of the growing
organism passes through different stages and forms, but the fact is that,
although some of those stages might be creative,
possibly beneficially so, are what emerges is not fully predetermined. It might
in fact be harmful, pathological, even sociopathic. There is no reason to
presume that such noisy variation would generally be beneficial; chaotic
development without feedback tends to be more harmful than beneficial.
This
situation must rely on the quality of the education to steer or correct the
quality of the product, and the process can be variously destructive, compared
to the standardised construction of the engineered products.
As
long as pioneering colonies established by AGI devices will be responsible for
raising larvae of sentient Homo futurens, including their education,
both technical and ethical, we may be confident that the education would begin
from a sound basis, and that the new generation could rely on their
foster-generation of AGIs to maintain its integrity, but they could not rely on
either a mechanical installation or rapid instillation of standardised minds.
This
implies non‑uniform, non‑rubber‑stamped product. To what extent, and in what
way, that non‑uniformity is good or not, is hard to say, but it is even harder
to see how a healthy degree of non‑uniformity could be other than enriching for
the individual and the community.
From
the very nature of the structure of any functional brain, it is impossible to
define it and its operation precisely, so it correspondingly is impossible to
deny the possibility of beneficial variation even in a “new-born” synthetic
brain, let alone a synthetic brain of a considerable amount of experience.
That
in turn does not mean that such experience would in any way degrade the
intellectual quality of the brain or the value of the experience in the context
of the instilled ethical standards, any more than in the mature brain in a Homo
futurens.
The Future is the Territory,
not the Map
I have no doubt that
in reality the future will be vastly more surprising
than anything I can imagine. Now my own suspicion is
that the Universe is not only queerer than we suppose,
but queerer than we can suppose.
J B S Haldane
The essential point of this essay is to
supply a point of view from which we can seriously ask ourselves whether we
have a future, whether we are to continue as a mockery of Homo sapiens
in a slough of futility in our present role as Homo ephemerens.
Am I over‑dramatising?
If that is what you think, then I have Ts
(or a couple hundred Ts, depending on who is counting) of
Homo ephemerens to show; what do you have that you can show in
contradiction? Cycle after cycle of three steps of progress up and two steps
slipped back?
Or much, much worse.
Well, one out of three is not so bad, is
it? One needs a long view, a little patience, a little tolerance of half‑work —
there is always a next time, isn’t there?
No.
Not for Homo ephemerens. We risk, not only sliding back into a new
dark age, but a dark age after destruction of the resources necessary for us to
lift ourselves out and back into civilisation.
We do not have much breathing space. If we
cannot manage our resources to meet our needs for progress within the next few
centuries, we never will achieve a future for our next stage of humanity. Homo
futurens. We will be destroying our heritage, our past as well as our
future.
And that is a matter of values, a matter of
ethics, a matter of morality.
And if I can move the right people to
prepare to approach the perils and needs of that future, by pointing out the
sense and sensibility as a matter of ethics, that will be beyond my hopes.
But I cannot let that stop me.
Can we get there from here?
You cannot question an assumption you do not know you have made
Richard Buckminster Fuller
This essay is not a recipe. It deals with intentions and
fears and hopes. Without ethics and reason we will get nowhere.
I discuss the nature and prospects of our practical
options and incentives in another essay at Immortal imperatives
You might find it long, but even if skimming it only leaves you
with a feel for the territory that at present is not even on anyone’s map, it
will be well worth it.
As maps go, that map is still at the hic dracones stage,
but every little helps; as Charles Babbage put it: “Errors using inadequate
data are much less than those using no data at all.”
Even getting someone to think about how to find the territory
is better than leaving people to think that they are already there.
As I see it, we already have many, many beacons, those left by
wise men, in which they confess their confusion and frustration, and by the
rest, who variously assert that they do know the way, or that we already are
somewhere in particular, and uniformly demonstrate by their words, and deeds,
and footprints, and their graves, that they do not even know what they do not
know.
Outgrowing the kindergarten
For progress there is
no cure.
Any attempt to find automatically safe channels for
the present explosive variety of progress must lead to frustration.
The only safety possible is relative, and it lies in an
intelligent exercise of day-to-day judgment.
John von Neumann
As it is, I see only one ray of hope,
namely the first hint at genetic engineering of our descendants in the next few
centuries. At least a sizeable proportion should be seriously intelligent, and
long‑lived enough to be hard to fool, and to see clearly enough that there is
more profit to life than just parasitism of the human community.
If that happens, (and I admit that the
odds are long) Homo futurens might get a foot in
the door.
I discuss the topic in the Immortal imperatives essay, which is a
long document, but its essence includes the following items. They concern the
principles of ethics relevant to our future, which are radically dependent on
such points as these:
·
The planet is limited;
this is a matter of simple arithmetic, and anyone denying it needs to be
innumerate as well as dishonest. Malthus is not mocked. Even his dates are only
out by a couple of centuries, a triviality, even in terms of Western history.
·
So the human
population too, is limited, much like the rat population, but if we wait till
its limitation is constrained by overpopulation of the planet, the effects will
be horrible beyond belief, and most likely terminal.
·
Given existing
technology, it is possible to limit the human population humanely and healthily
by equitable means, at the same time increasing human fitness and well‑being,
physical, mental, and economic.
·
In the process
longevity could increase indefinitely without creating a population problem,
and intelligence together with longevity.
·
The necessary increase
in general intelligence and scale of foresight and ethical responsibility
should constrain political abuses to beyond the fears or imagination of current
political parasites; just try to imagine
playing the Golden Statue game with a population of grownups, when even
your own troops are intelligent and educated.
·
The process also
should lubricate the ethical shift that humanity needs, both adapting to new
dimensions of technology, and shedding the twin diseases of family‑scale and
village‑scale perspectives that increasingly poison our views and emotions, our
politics, and the scale of our projects. We could raise the scale and nature of
feasible and attractive projects beyond anything as yet contemplated, either on‑planet
or off, using resources currently not worth even academic assessment.
·
The projected
existence of our species would increase accordingly on scales not yet
realistically explored
Consider the ethical considerations of
such concepts in those connections, particularly in the light of the future of
humanity.
·
Do we, should we,
include the survival and growth of our descendants, our heritage, our
creations, among our ultimate values?
·
If not, then which
values are worth respecting at all?
·
But if we do, it
is over time for us to wake up and do something to create “something new under
the sun”.
Something
New:
Ethical Vaccination for Righteousness
One is often told that
it is a very wrong thing to attack religion,
because religion makes men virtuous.
So I am told; I have not noticed it.
Bertrand Russell
For some 30 to
100 Ps
before humanity appeared on this planet, depending on who is counting, the
question of ethics was not asked, because there was no one to ask or conceive
it. To be sure, until some 10 or 20 Ps ago no one as far as we can tell
had enough brain to have any inhibitions against harm to their own species or
to possible mutualists.
After that however, many species, largely vertebrates, had developed enough
intelligence and sensory apparatus to avoid eating or killing or fighting
“things like that”, and species with inhibitions like that tended
to go forth and multiply in various ways forbidden to undiscriminating
cannibals, even though various evolutionary strategies specifically relied on
cannibalism.
Then, some Ps
ago, as far as we can tell, some species developed enough intelligence to
exercise skills in systematic cheating, bullying, familial and parochial
preferences, and predation: quite human in fact.
And those skills
enabled them to achieve many things that we have discussed, things that
advanced the prosperity of the communities in villages, towns and local
nations, and to wipe out lines that were too disturbingly human.
All those
developments were variously connected to concepts of ethics, and later of
wisdom, before there were any explicit concepts of philosophy.
So far not too
bad, but as nations increased in size beyond what individual citizens could
recognise or understand, the citizens began to deal with people they did not
know. Picking on unfamiliar people followed naturally, especially those who
were visibly unfamiliar in appearance and behaviour. At that point the virtues
of village cohesion developed into the evils of racism, personality cults, politics,
gullibility towards strangers who knew what to promise before moving on, and
the evils of ecclesiastics and arbitratores elegantiarum, often self‑appointed.
Our major social
evils emerged among mentally limited, short‑lived people who spent most of their
lives learning barely enough to equip them to function as dupes of exploiters,
dying uncomprehending in battle or slaving for those better equipped to get
rich, or whose parents had been better equipped, or who in turn were willing
stooges and catspaws for higher ranking manipulators of their generations and
regions. Such things led to elaborate alienation between various dimensions and
levels of classes and cliques. We are left, not only with strife between sports
teams, provinces, and nations, but also brands, professions, political parties,
and levels of authorities.
Fragmentations and interconnections of interests are
beyond comprehension of outsiders; they commonly involve conspiracies and
resentments that may prove deadly; consider Kipling’s “Ballad of the King’s
Jest”:
Heart of my heart, is it meet or
wise
To warn a King of his enemies?
We know what Heaven or Hell may bring,
But no man knoweth the mind of the King
And there we sit.
With no prospect of improvement forever. Our ethical principles are products of
the accidents of our social evolution. Strangers to ourselves and others.
So far anyway.
Our horizons have
been claustrophobic, on this planet or off, and even now, our prospects are
diffuse and remote.
In Immortal
imperatives
I hint at a hope, new under the sun during the presence of life on this planet:
realistic hope of personal immortality, plus powers to bear it.
Unless we destroy ourselves we could have immortality in 30 Gs
or so — practically overnight after hundreds of Ps.
And literally,
vitally, imperative: without personal immortality, humanity as a population
will die.
With our current
mental limitations, a 30 Gs lifetime would be hell: futile
tedium, but advances necessary for longevity would include increased functional
intelligence. That might sound like hubristic wishful thinking, but in their
day, so would novelties such as the stirrup, the horse collar, chemistry,
knitting, the bow, transistors, electricity, the plough, nuclear physics and
vaccination.
And a population
with a slow turnover, a life expectancy of Ts, a good brain and memory, should
be immune to social systems with the isms and acies that have lead humanity by
the nose for some 39 Gs. The Barnums, the con artists,
the Stalins and Hitlers have led nations on Twain’s principle of:
“H’aint
we got all the fools in town on our side?
And ain’t that a big enough majority in any town?”
Such parasitisms
emerged mainly from a plentiful supply of suckers, naïve for lack of
comprehension, experience and memory. The last thing the parasites want is an
intelligent population with indefinite memory capacity. Their nightmare would
be good communications plus attitudes on the lines of: “if a man does thee once
it is his fault; if he does thee twice, it is thy fault — and I
remember thee from once ten thousand years ago, and so do my
friends...!”
For anyone in a
role dependent on public support in a population of such a nature, to base a
questionable project, let alone a deception, on equivocation, let alone lies,
would be professional suicide. This is not so much a moral reflection, as a
consequence of practical game theory. According to Robert Axelrod’s Evolution of Cooperation: when it is
probable that they will meet again, independent agents choose to cooperate
rather than cheat. This concern is the
professional’s “Shadow of the Future”. Cheats cannot afford a high probability of
being called out in competition, or cogent exposure to a competent, sceptical
public with indefinite memory. That Shadow would be a lasting horror. To keep
politicians nearly honest, nothing could beat a public with a grasp of law,
rights, technology, logic, and economics, plus memory of all claims for the last
Ts
or so.
Call that a
vaccination against unrighteousness, an essence of the role of Homo pertransiens, every citizen a brick
in the edifice of humanity.
If
the functional life expectancy of an educated population of people intelligent
enough to handle it were measured in millennia or longer, that should lend some
conviction even to social systems as flawed as democracy or capitalism.
Notionally it might even work for communism (“From each according to his
capacity...”). The chances of a dishonest politician getting into office at all
would be tenuous, and as soon as anything showed him up, even in the indefinite
future, he would be on the skids, unlike various nominally democratic leaders
of today, not to mention dictators. Furthermore, even if not expelled he would
be alive to face the future, the failed industry, the fallen building, the
fouled ecology, and especially the public affected, who would remember who had
foisted it on them. And they would not be friendly to any statute of
limitations in the next Ts, nor inclined to protect his
future reputation.
In a population
of intelligent immortals, ethical conduct would be a principle of social
survival, whether in business, professional life, or politics; sacrifice of
one’s reputation would be sacrifice indeed. People rarely have anything to good
to say for physical immortality, but it should enforce permanent standards of
ethics less compromising than anything in history so far.
Such things also
would influence the nature of long-term business ventures. Concepts and
consequences of bankruptcy and debt would differ from current standards. Deals
and projects common in Homo ephemerens businesses separated by borders
and oceans, would differ from those separated by parsecs and millennia. The
business or political parasite with a bad reputation for dishonesty or
shortsightedness would be worse off than one having earned a name for driving a
hard bargain. In such a society the idea of lapsed debts, either criminal or
fiscal, would probably be regarded as nonsensical.
This might sound
obsessively vindictive and small-minded on the part of Homo futurens,
but it simply would be a natural effect of the nature of the society,
comfortably open and secure, with trust of the other party being the natural
consequence.
Compare that with
the situation in Homo ephemerens during the last ten or twenty millennia
or so. With minor temporary aberrations, nearly our whole politics, and half
our businesses, depend on lies, secrecy, intimidatory litigation, and quibbling
after the event. An early communistic quip was that a capitalist would sell you
the rope to hang him with, and that really has been no exaggeration in recent
decades. Traitors often hardly bother to deny their dealings; they have faith
in public amnesia within a season or so. Commonly, if their scale of operation
is large enough, they may have no problem attracting fellow crooks as
accomplices after a financial disaster. For ephemera the shadow of the future
holds few terrors; those who deny abuses, wastes, destruction of resources,
self‑aggrandisement, oppression, and who base policies on criminally
irresponsible quackery, commonly will have died or retired before the crows
come home to roost. We see about us leaders whose incompetence and self‑gratification
have within a couple of years caused something over a million deaths in their
country within a year or two, with hardly a peep out of anyone when they are
voted into office again.
For Homo
ephemerens the opiates of the people are shortness of life, shortness of memory,
oblivion of the logic and facts of reality in wishful thinking, and of the need
to use and develop them. Reflexive rage to shout down warnings of needs is
easier than education. One hears of the cycle of public amnesia being driven by
a cycle of some two to four decades as the “village elders” die off, but in
practice, in our current situation of continuous floods of public information
and disinformation, a realistic cycle is more like two to four years.
These are
features that Homo futurens should counter naturally as part of their
necessary attributes.
And our ethics?
They are
worthless if they are not our guides, and our guides are worthless if they do
not reflect our realities, and we are worthless if we cannot shape our
realities into worthwhile futures new under the sun. If one thing is clearer
than another, it is that as Homo ephemerens we are doomed; our one hope
as a species is to shed our larval skins as Homo
pertransiens and to emerge as Homo futurens, with not just a future,
but more futures, more adventures, and more scope than anyone reasonably could
have foreseen for us on the most optimistic assumptions.
Und wenn ich wüsste, dass morgen die Welt unterginge,
würde ich heute noch ein Apfelbäumchen pflanzen
(And if I knew that the world were to perish tomorrow,
I still would plant another little apple tree today.)
Attributed to Martin Luther
In this sense of "religion", I do not limit the
reference to what you find in temples and holy writs, but to any authority
based on dogma, including wide ranges of political ideology; in fact anything
that imposes purposes or patterns of behaviour on its adherents or subjects,
typically, though not necessarily, in the form of something like a written
creed. It goes even further than that, because the actions and pronouncements
of the faithful commonly are unspecified in the creed, and in practice even are
directly in conflict with it.
The creed is never both comprehensive and
unambiguous — it never could be, because, ultimately, a creed always is
written and interpreted by humans, or, if, as its adherents assert, by gods or
infallible human genius, it deliberately leaves room for reinterpretation down
the ages, during which humans and human societies inevitably change.
Anyone who denies these realities can never have
assimilated the exhortations or rebukes of the Faithful to the unbeliever, to
the ignorant, the foolish, to the evil adherents of rival faiths, and, commonly
bitterest of all, to the fellow‑faithful of one's own flock, the fomenters of
rival sects.
The fundamental function of faiths is to define
purpose for their flocks. This is closely related to the
function of ethics, though not in all contexts identical. Given a defined
faith, one can justify almost any action or any exhortation that one can
express in terms of that creed, and it generally comes down to "Thou shalt" or "Thou shalt not" or even "That is impossible".
And the virulence of the expression of the commandments
is at most rarely derived directly from explicit content in the intent of the
creed, but commonly from items that the authority simply had not thought of
before, or that the subsequent hierarchy had imposed as a rationalisation of
inconvenient content or circumstances. For anyone outside the hierarchy to
suggest anything new would imply an imperfection of the creed, if not an
explicit error, and accordingly blasphemous.
So for example, in many communities, including
Christians of not many centuries ago, witchcraft was interpreted as anything
the local authorities did not
understand, or that they saw as reducing their authority or respect. And this
extended to the authority of the arbitrary notions of the mob. Some of the most
horrific and disgusting chapters of the history of recent millennia resulted
from nothing better.
More recently we have had reactions against such things as
condemnation of say, lightning conductors as frustrating the will of God.
Note that this essay does not present
any creed as definitive, nor sacred in the sense of forbidding anyone to emend
or amend any part of it. Conversely, it
does not suggest that the choice of arbitrary values, or creeds does not
matter; they matter in terms of their consequences, and the principle that any enterprise that by its own nature strives against its own survival,
is unlikely to survive, and that if its survival does not matter to anyone,
then there is no need to mourn it. This is the basis of the principle of Functional Teleological
Ethics, as derived from George Eliot's "Consequences are unpitying".